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Comments on Proposed Rule:
Regulation B
[Release No. 34-49879; File No. S7-26-04]
- Richard L. Trumka, Secretary-Treasurer, AFL-CIO, June 16, 2006 (File name: s72604-128.pdf)
- Kelly S. McEntire, Retired State of Utah Administrator, Huntsville, Utah, December 9, 2005 (File name: ksmcentire3742.htm)
- Memorandum from the Office of the Chairman regarding an October 21, 2005 meeting with representatives of the American Bankers Association, dated October 25, 2005 (File name: memo102505.pdf)
- William E. Myers, Effingham, Illinois, May 24, 2005 (File name: wemyers4790.htm)
- Memorandum from the Office of the Chairman regarding a May 13, 2005 meeting of the Chairman's staff, together with staff from the Division of Market regulation, with a representative of the Federated Investors, dated May 20, 2005 (File name: memo052005.pdf)
- Sarah A. Miller, Director, Center for Securities, Trust And Investments, April 21, 2005 (File name: samiller042105.pdf)
- Jim Bunning, Michael Enzi, Tim Johnson, Debbie Stabenow, Thomas Carper, Michael Crapo, Robert Bennett, Wayne Allard, Rick Santorum, Chuck Hagel, Elizabeth Dole, Charles Schumer, John Sununu, and Mel Martinez, Members of Congress, March 4, 2005 (File name: s72604-124.pdf)
- Sarah A. Miller, Director, Center for Securities, Trust and Investment, American Bankers Association and General Counsel, ABA Securities Association; Norman R. Nelson, General Counsel, The Clearing House Association L.L.C., January 28, 2005 (File name: abass-cha012805.pdf)
- Donald J. Tourney, Sullivan & Cromwell, LLP, January 18, 2005 (File name: sullivan011805.pdf)
- Memorandum from the Office of Commissioner Goldschmid regarding a December 7, 2004 meeting with representatives of the American Bankers Association and of ABA member banks, dated January 11, 2005 (File name: aba120704.pdf)
- Memorandum from the Office of Commissioner Campos regarding a December 7, 2004 meeting with representatives of the American Bankers Association and the Clearing House, received December 14, 2004 (File name: s72604-120.pdf)
- Darryll Bolduc, November 30, 2004 (File name: s72604-119.pdf)
- Memorandum from the Division of Market Regulation regarding an October 22, 2004 meeting with representatives of the American Bankers Association, received November 30, 2004 (File name: lsmemo113004.pdf)
- James E. Thielen, First Vice President and Senior Trust Officer, LSB Financial, Nov. 13, 2004 (File name: s72604-118.pdf)
- Memorandum from the Office of Commissioner Atkins regarding an October 8, 2004 meeting with representatives of the American Bankers Association and ABA member banks, received October 27, 2004 (File name: aba100804.pdf)
- Michael G. Oxley, et al., House Committee on Financial Services, U.S. House of Representatives, October 14, 2004 (File name: s72604-115.pdf)
- Alan Greenspan, Chairman, Board of Governors of the Federal Reserve System; Donald E. Powell, Chairman, Federal Deposit Insurance Corporation; and John D. Hawke, Jr., Comptroller of the Currency, Federal Reserve Board; October 8, 2004 (File name: frb100804.pdf)
- Richard H. Walker, General Counsel, Deutsche Bank AG, September 24, 2004 (File name: s72604-113.pdf)
- J. Michael Shepherd, Executive Vice President and General Counsel, Bank of New York, September 24, 2004 (File name: bny092404.pdf)
- Sarah A. Miller, Director, Center for Securities, Trust and Investment, American Bankers Association and General Counsel, ABA Securities Association, September 24, 2004 (File name: aba092404.pdf)
- Dixie L. Johnson, Committee Chair, Committee on Federal Regulation of Securities; and
Martin E. Lybecker, Committee Chair, Committee on Banking Law, Business Law Section, American Bar Association, September 23, 2004 (File name: blsaba092304.pdf)
- Ben J. Courson; Stauder, Barch & Associates, September 14, 2004 (File name: bjcourson091404.pdf)
- Marcia Sullivan, Vice President, Director of Government Relations, Consumer Bankers Association, September 10, 2004 (File name: msullivan091004.pdf)
- James E. Morr, Executive Vice President, Senior Trust Officer and General Counsel, Monroe Bank & Trust, received September 8, 2004 (File name: s72604-99.pdf)
- Philip A. Feigin, Rothgerber Johnson Lyons LLP, Denver, Colorado, September 8, 2004 (File name: pafeigin9933.htm)
- Ralph A. Lambiase, President and Director, Connecticut Division of Securities, North American Securities Administrators Association, September 8, 2004 (File name: nasaa090804.pdf)
- Scott A. Glave, Vice President, The Charles Schwab Trust Company, September 7, 2004 (File name: charlesschwab090704.pdf)
- John B. Sullivan, Senior Vice President and Assistant General Counsel, U.S.Trust, September 3, 2004 (File name: jbsullivan090304.pdf)
- Lisa Byington, Shaw Pittman LLP, September 2, 2004 (File name: lbyington090204.pdf)
- Andrew R. Chambless, Vice President and Counsel, AmSouth Bank, September 2, 2004 (File name: archambless090204.pdf)
- Mark L. Jones, Vice President, Evangelical Christian Credit Union, September 2, 2004 (File name: mljones090204.pdf)
- Neil Milner, President and CEO, Conference of State Bank Supervisiors, September 1, 2004 (File name: csbs090104.pdf)
- Ms. Roberta Ufford, Groom Law Group, on behalf of Bank of Oklahoma, The Bank of New York, Marshall & Ilsley Corporation, Mellon Bank, N.A., The Northern Trust Company, PNC Bank, N.A., SEI Private Trust Company, State Street Bank & Trust Company, Union Bank of California, N.A., and Wachovia Bank, N.A., September 1, 2004 (File name: rufford090104.htm)
- Michael A. Watkins, Wachovia Bank, National Association, September 1, 2004 (File name: mawatkins090104.pdf)
- Keith H. Fine, Senior Vice President and Associate Counsel, Linsco/Private Ledger Corp., September 1, 2004 (File name: khfine090104.pdf)
- Mary Martha Fortney, President and CEO, National Association of State Credit Union Supervisors, September 1, 2004 (File name: s72604-96.pdf)
- Juri Valdov, Chairman, Brokerage Activities Task Force, Credit Union National Association, September 1, 2004 (File name: jvaldov090104.pdf)
- Satish G. Pattegar, Senior Vice President, Chief Compliance Officer - Trust, U.S. Bank N.A., September 1, 2004 (File name: sgpattegar090104.pdf)
- Charles C. Cutrell, III, Esq., Executive Vice President and General Counsel, State Street Bank and Trust Company, September 1, 2004 (File name: cccutrell090104.pdf)
- Sarah A. Miller, Director, Center for Securities, Trust and Investment, American Bankers Association and
General Counsel, ABA Securities Association, September 1, 2004 (File name: samiller090104.pdf)
- Lawrence R. Uhlick, Executive Director and General Counsel, The Institute of International Bankers, September 1, 2004 (File name: lruhlick090104.pdf)
- Robert C. Berry, Jr., President and CEO, Bay Trust Company, September 1, 2004 (File name: rcberry090104.pdf)
- Alan E. Sorcher, Vice President and Associate General Counsel, Securities Industry Association, September 1, 2004 (File name: aesorcher090104.pdf)
- JoAnn Johnson, Chairman, National Credit Union Administration, September 1, 2004 (File name: jjohnson090104.pdf)
- Ronald C. Mayer, Senior Vice President and Associate General Counsel, JPMorgan Chase & Co., September 1, 2004 (File name: rcmayer090104.pdf)
- James E. Gilleran, Director, Office of Thrift Supervision, September 1, 2004 (File name: jegilleran0900104.pdf)
- David E. Floreen, Senior Vice President, Government Affairs and Trust Services, September 1, 2004 (File name: defloreen090104.pdf)
- Jeffrey D. Quayle, Senior Vice President and General Counsel, The Ohio Bankers League, September 1, 2004 (File name: jdquayle090104.pdf)
- Agustin Abalo, President, Florida International Bankers Association, Inc., September 1, 2004 (File name: aabalo090104.htm)
- Jeffrey P. Neubert, President and CEO, The Clearing House Association L.L.C., September 1, 2004 (File name: jpneubert090104.pdf)
- Michael A. Dardis, Compliance Risk Manager for Trust and Investment Products,
Commerce Bancshares, Inc., September 1, 2004 (File name: madardis090104.pdf)
- Richard M. Whiting, Executive Director and General Counsel, The Financial Services Roundtable, September 1, 2004 (File name: rmwhiting090104.pdf)
- John H. Huffstutler, Associate General Counsel, Bank of America Corporation, September 1, 2004 (File name: jhhuffstutler090104.pdf)
- Richard D. Starr, Director, Government Relations, Bank Insurance and Securities Association, September 1, 2004 (File name: rdstarr090104.pdf)
- Roberta J. Ufford, Groom Law Group, September 1, 2004 (File name: rjufford090104.pdf)
- Bob Siravo, President/CEO, Western Corporate Federal Credit Union, September 1, 2004 (File name: bsiravo090104.pdf)
- Michael E. Bleier, General Counsel, Mellon Bank, N.A., September 1, 2004 (File name: mebleier090104.pdf)
- Deborah E. Scott, Executive Vice President and Senior Trust Officer, Citizens & Northern Bank, September 1, 2004 (File name: descott090104.pdf)
- Barbara Black, Director, Jill I. Gross, Director, and Michele Glass, Student Intern, Pace Investor Rights Project, September 1, 2004 (File name: bblack0900104.pdf)
- Christopher Cole, Regulatory Counsel, Independent Community Bankers of America, September 1, 2004 (File name: ccole090104.pdf)
- Ben J. Courson, Managing Director, Investment Advisory Services, Stauder, Barch & Associates, September 1, 2004 (File name: bjcourson090104.pdf)
- Fred R. Becker, Jr., President/CEO, National Association of Federal Credit Unions, September 1, 2004 (File name: frbecker090104.pdf)
- James S. Keller, Chief Regulatory Counsel, PNC Financial Services Group, Inc., September 1, 2004 (File name: jskeller090104.pdf)
- David L. Chatfield, President/CEO, California Credit Union League, September 1, 2004 (File name: dlchatfield090104.pdf)
- Edward J. Tognetti, Senior Vice President and Chief Fiduciary Officer, Sky Financial Group, Inc., September 1, 2004 (File name: ejtognetti090104.pdf)
- Bruce Moland, Vice President and Assistant General Counsel, Wells Fargo & Company, September 1, 2004 (File name: bmoland090104.pdf)
- Melanie L. Fein, Goodwin Procter LLP, September 1, 2004 (File name: mlfein090104.pdf)
- Daniel Evensen, Senior Vice President, Managing Trust Officer, Thrivent Financial Bank, September 1, 2004 (File name: devensen5735.htm)
- Gary R. Kuter, on behalf of Middleton Community Bank, Middleton, Wisconsin, September 1, 2004 (File name: grkuter090104.htm)
- Richard D. Starr, Director, Government Relations, Bank Insurance and Securities Association, Wayne, Pennsylvania, September 1, 2004 (File name: rdstarr2528.htm)
- Mark R. Thresher, President and Chief Operating Officer, Nationwide Financial Services, Inc., September 1, 2004 (File name: mrthresher083104.pdf)
- Randolph M. Pople, President, Capital City Trust Company, August 31, 2004 (File name: s72604-100.pdf)
- Lawrence A. Knecht, Senior Vice President and Legal Counsel, UMB Bank, August 31, 2004 (File name: s72604-25.pdf)
- Louise A. Rynd, General Counsel, Pennsylvania Bankers Association, August 31, 2004 (File name: larynd083104.pdf)
- Dale K. Nichols, Assistant General Counsel, The Northern Trust Company, August 31, 2004 (File name: dknichols083104.pdf)
- Eugene D. Helbig, Jr., CPA, CFP, Senior Vice President and Senior Trust Officer, First United Bank & Trust, August 31, 2004 (File name: edhelbig083104.pdf)
- William C. Esry, President and CEO, Blue Ridge Bank and Trust Co., August 31, 2004 (File name: wcesry083104.pdf)
- Mark Nagle, President, SEI Private Trust Company, August 31, 2004 (File name: mnagle083104.pdf)
- Julius L. Loeser, Chief Regulatory Counsel, Comerica Bank, August 31, 2004 (File name: jlloeser083104.pdf)
- Paul V. Reagan, Executive Vice President and U.S. General Counsel, Harris Trust and Savings Bank, August 31, 2004 (File name: pvreagan083104.pdf)
- Rufus A. Fulton, Jr., Chairman and Chief Executive Officer, Fulton Financial Corporation and
David W. Schoffstall, President and Chief Executive Officer, Fulton Financial Advisors, N.A., August 31, 2004 (File name: rafulton083104.pdf)
- Richard C. Hartnack, Vice Chairman, Union Bank of California, N.A., August 31, 2004 (File name: rchartnack083104.pdf)
- Z. Geoff Bujalski, First Vice President and Fiduciary Counsel, SunTrust Bank, August 31, 2004 (File name: zgbujalski083104.pdf)
- John W. Low, Sherman & Howard L.L.C, August 31, 2004 (File name: s72604-37.pdf)
- James R. Bell III, Executive Vice President, National City Corporation, August 31, 2004 (File name: s72604-38.pdf)
- Carol L. Klimas, Executive Vice President and Chief Fiduciary Officer, KeyBank National Association, August 31, 2004 (File name: s72604-40.pdf)
- Sheila Burcham, August 30, 2004 (File name: sburcham083004.pdf)
- Elaine G. Meyers, CFO, Franklin Financial Services Corporation, August 30, 2004 (File name: egmeyers083004.pdf)
- Christine Smith, Esq., CPA, August 30, 2004 (File name: csmith083004.pdf)
- Randoulph L. Teegardin, Vice President, Trust and Investment Group, Hastings City Bank, August 30, 2004 (File name: s72604-34.pdf)
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Richard Nelson, President, First National Bank & Trust, Powell, Wyoming, 82435, August 30, 2004 (File name: rnelson083004.htm)
- Beverley Rutherford, Vice President/Compliance, Virginia Credit Union, Inc., Richmond, Virginia, August 30, 2004 (File name: bfrutherford083004.htm)
- Patrick M. McQueen, President and Chief Executive Officer, The Private Bank, August 27, 2004 (File name: s72604-97.pdf)
- Vernon E. Sayles, Senior Vice President, Trust and Financial Services Manager, Hilltop
National Bank, August 27, 2004 (File name: s72604-98.pdf)
- Daniel Rothstein, Executive Vice President, Provident Bank, August 27, 2004 (File name: s72604-68.pdf)
- Timothy J. Thompson, Senior Vice President and General Counsel, Country Club Bank, August 27, 2004 (File name: s72604-95.pdf)
- Charles H. Leibold, Vice President and Director of Wealth Management Services, Bankers Trust Company, NA, August 27, 2004 (File name: chleibold082704.pdf)
- Charlotte M. Bahin, Senior Vice President, Regulatory Affairs, America’s Community Bankers, August 27, 2004 (File name: cmbahin082704.pdf)
- Robert Dorsa, President, and Guy Messick, General Counsel, National Association of Credit Union Service
Organizations, August 27, 2004 (File name: rdorsa082704.pdf)
- Greg A. Salmen, CFA, CTFA, Senior Vice President and Trust Manager, Stephenson National Bank & Trust, August 24, 2004 (File name: s72604-35.pdf)
- Mike McAlpine, Senior Vice President, Peoples Bank, August 23, 2004 (File name: s72604-31.pdf)
- William A. Nappi, CTCP Trust Compliance Officer, First Merit Bank, August 23, 2004 (File name: s72604-78.pdf)
- David S. Hickman, Chairman & Chief Executive Officer, United Bank & Trust, August 23, 2004 (File name: s72604-36.pdf)
- Brad Van Heuvelen, trust officer, August 23, 2004 (File name: s72604-32.pdf)
- Jan Sackley, Member, Board of Directors, Portage Community Outreach Center and
Hospital Hospitality House of Southwest Michigan, August 22, 2004 (File name: sackley082204.pdf)
- Kevin S. Thompson, Vice President, Deputy General Counsel, CUNA Mutual Group, August 20, 2004 (File name: s72604-30.pdf)
- Michael E. Bohl, Senior Vice President, Wyoming Bank & Trust, August 20, 2004 (File name: bohl082004.pdf)
- Chris Williams, Vice President, Board of Managers, Premier Financial, LLC, August 19, 2004 (File name: s72604-23.pdf)
- James Kaplan, General Counsel, Brown Brothers Harriman & Co., August 13, 2004 (File name: s72604-24.pdf)
- Sharon L. Corbett, Compliance Counsel, Legal Department, Wilmington Trust FSB, August 12, 2004 (File name: s72604-22.pdf)
- Robert H. Franke, President and CEO, RHF Inc., August 6, 2004 (File name: s72604-33.pdf)
- Wade L. Nash, General Counsel, Missouri Bankers Association, August 2, 2004 (File name: mba080204.pdf)
- Kelly Karns, August 2, 2004 (File name: kkarns080204.htm)
- Angela M. Dalton, President, The Guaranty Trust Company of Missouri, July 29, 2004 (File name: s72604-19.pdf)
- I. William Snider III, Vice President and Trust Counsel, United Bank, July 28, 2004 (File name: s72604-18.pdf)
- G. Duane Welsh, General Counsel, American Share Insurance Corporation, July 28, 2004 (File name: s72604-13.pdf)
- Timothy N. Smyth, Senior Vice President, High Point Bank and Trust Company, July 28, 2004 (File name: s72604-17.pdf)
- Brady M. Cole, Acting President/CEO, Navy Federal Credit Union, July 27, 2004 (File name: s72604-14.pdf)
- Richard D. Greenfield, Greenfield & Goodman LLC, July 23, 2004 (File name: s72604-11.pdf)
- Donald R. Klesges, Executive Vice President, Western Federal Credit Union, July 23, 2004 (File name: s72604-12.pdf)
- Howard N. Baker, II, Senior Vice President & Chief of Staff, Security Service Federal Credit Union, August 2, 2004 (File name: ssfcu080204.pdf)
- William A. Mrozowski, President and CEO, First Commonwealth Trust Company, July 20, 2004 (File name: s72604-20.pdf)
- Frank E. Berrish, President/CEO, Visions Federal Credit Union, July 20, 2004 (File name: s72604-9.pdf)
- Eugene F. Maloney, Executive Vice President and Corporate Counsel, Federated Investors, Inc., July 20, 2004 (File name: s72604-7.pdf)
- Mike Bohl, July 16, 2004 (File name: bohl071604.htm)
- Janet M. Josselyn, Director of Compliance Services, Credit Union Association of Oregon, July 21, 2004 (File name: cuaoregon072104.pdf)
- Peggy C. Murphy, Vice President, Whitney National Bank, New Orleans, Louisiana, July 20, 2004, (File name: pcmurphy5346.htm)
- Mark Nagle, President, SEI Private Trust Company, July 16, 2004 (File name: s72604-6.pdf)
- Steven A. Thomas, July 14, 2004 (File name: sathomas9664.htm)
- Warner W. Price, Senior Vice President, Senior Administrative and Chief Compliance Officer, Banknorth, N.A. and Banknorth Investment Advisors, July 7, 2004 (File name: s72604-4.pdf)
- Jeffrey S. Kropschot, CTCP, Regulatory and Compliance Officer, A.G. Edwards Trust Company FSB, July 7, 2004 (File name: kropschot070704.txt)
- American Bankers Association/ABA Securities Association, America's Community Bankers, Bank Insurance and Securities Association, The Clearing House Association, The Financial Services Roundtable, Independent Community Bankers of America, and Institute of International Bankers, July 1, 2004 (File name: abaetal070104.htm)
- Larry J. Musher, Editor, Fiduciary Services Regulatory Alert, June 23, 2004 (File name: fiduciary062304.txt)
- Barbara M. Boben, Regional Compliance Officer, Trust and Investments and Associate Legal Counsel, Fulton Financial Corporation, June 21, 2004 (File name: fultonfin062104.txt)
- Lawrence R. Uhlick, Executive Director and General Counsel, Institute of International Bankers, May 27, 2004 (File name: s72604-129.pdf)
http://www.sec.gov/rules/proposed/s72604.shtml
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