Release No. |
Date |
Details |
Exemptive orders currently available include:
34-63390 |
Nov. 29, 2010 |
Order Extending Temporary Conditional Exemptions under the Securities Exchange Act of 1934 in Connection with Request on Behalf of Eurex Clearing, AG Related to Central Clearing of Credit Default Swaps and Request for Comment
File No.: S7-17-09
Comments received are available.
Submit comments on S7-17-09
See also: Eurex Clearing Request Letter
|
34-63389 |
Nov. 29, 2010 |
Order Extending Temporary Conditional Exemptions under the Securities Exchange Act of 1934 in Connection with Request on Behalf of ICE Clear Europe, Limited Related to Central Clearing of Credit Default Swaps and Request for Comment
File No.: S7-16-09
Submit comments on S7-16-09
See also: ICE Clear Europe Request Letter
|
34-63388 |
Nov. 29, 2010 |
Order Extending Temporary Conditional Exemptions under the Securities Exchange Act of 1934 in Connection with Request of Chicago Mercantile Exchange Inc. Related to Central Clearing of Credit Default Swaps and Request for Comment
File No.: S7-06-09
Comments received are available.
Submit comments on S7-06-09
See also: CME Request Letter
|
34-63387 |
Nov. 29, 2010 |
Order Extending and Modifying Temporary Exemptions under the Securities Exchange Act of 1934 in Connection with Request of ICE Trust U.S. LLC Related to Central Clearing of Credit Default Swaps and Request for Comment
File No.: S7-05-09
Comments received are available.
Submit comments on S7-05-09
See also: ICE Request Letter
|
34-63363 |
Nov. 23, 2010 |
Order Extending Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations From Requirements Of Rule 17g-5 under the Securities Exchange Act of 1934 and Request for Comment
File No.: S7-04-09
Submit comments on S7-04-09
See also: Final Rule Rel. No. 34-61050; Proposed Rule Rel. No. 34-59343; Exemptive Order Rel. No. 34-62120; Rountable Notice Rel. No. 34-59753 |
34-62280 |
Jun. 11, 2010 |
Order Granting Application for Extension of a Temporary Conditional Exemption Pursuant to Section 36(a) of the Exchange Act by the International Securities Exchange, LLC Relating to the Ownership Interest of International Securities Exchange Holdings, Inc. in an Electronic Communications Network |
34-62120 |
May 19, 2010 |
Order Granting Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations From Requirements of Rule 17g-5 Under the Securities Exchange Act of 1934 and Request for Comment
Comments received are available.
Submit comments on S7-04-09 |
34-61975 |
Apr. 23, 2010 |
Order Extending and Modifying Temporary Conditional Exemptions Under the Securities Exchange Act of 1934 in Connection With Request on Behalf of Eurex Clearing AG Related to Central Clearing of Credit Default Swaps, and Request for Comment
File No.: S7-17-09
Comments received are available.
Submit comments on S7-17-09
See also: Eurex Request Letter
|
34-61973 |
Apr. 23, 2010 |
Order Extending Temporary Conditional Exemptions Under the Securities Exchange Act of 1934 in Connection With Request on Behalf of ICE Clear Europe, Limited Related to Central Clearing of Credit Default Swaps, and Request for Comments
File No.: S7-16-09
Submit comments on S7-16-09
See also: ICE Request Letter
|
34-61884 |
Apr. 9, 2010 |
Order Exempting the Federal Reserve Bank of New York, Maiden Lane LLC and the Maiden Lane Commercial Mortgage Backed Securities Trust 2008-1 From Broker-Dealer Registration
See also: Request Letter
|
34-61803 |
Mar. 30, 2010 |
Order Extending Temporary Exemptions under the Securities Exchange Act of 1934 in Connection with Request of Chicago Mercantile Exchange Inc. Related to Central Clearing of Credit Default Swaps, and Request for Comments
File No.: S7-06-09
Comments received are available.
Submit comments on S7-06-09
|
34-61662 |
Mar. 5, 2010 |
Order Extending Temporary Exemptions under the Securities Exchange Act of 1934 in Connection with Request of ICE Trust U.S. LLC Related to Central Clearing of Credit Default Swaps, and Request for Comments
File No.: S7-05-09
Comments received are available.
Submit comments on S7-05-09
See also: ICE Request Letter
|
34-61534 |
Feb. 18, 2010 |
Order Granting Application for Exemption Pursuant to Section 36(a) of the Exchange Act by BATS Exchange, Inc. from the Rule Filing Requirements of Section 19(b) of the Exchange Act with Respect to Certain Rules Incorporated by Reference
|