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![](https://webarchive.library.unt.edu/web/20121002081538im_/http://www.sec.gov/images/pixel.gif) |
Exemptive Orders Archive: 2007
Additional Archives
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Release No. |
Date |
Details |
34-56376 |
Sep. 7, 2007 |
Order Granting a Conditional Exemption to Broker-Dealers from Requirements in Rules 15c3-1 and 15c3-3 under the Securities Exchange Act of 1934 to Promptly Transmit Customer Checks for the Purchase of Deferred Variable Annuity Contracts |
34-56176 |
Jul. 31, 2007 |
Order Granting The NASDAQ Stock Market LLC's Application for an Exemption Pursuant to Section 36 of the Securities Exchange Act of 1934 |
34-55884 |
Jun. 8, 2007 |
Order Exempting Certain Error Correction Transactions from Rule 611 of Regulation NMS under the Securities Exchange Act of 1934 |
34-55883 |
Jun. 8, 2007 |
Order Exempting Certain Print Protection Transactions from Rule 611 of Regulation NMS under the Securities Exchange Act of 1934 |
http://www.sec.gov/rules/exorders/exordersarchive/exorders2007.shtml
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