COMMENT FILE NUMBER: | 00--007 | 4/21/00 02:47 PM |
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17 CFR Part 1 Minimum Financial Requirements for Futures Commission |
Merchants and Introducing Brokers; Amendments to the Restrictions on |
the Withdrawal of Equity Capital from a Futures Commission Merchant and |
to the Percentage Deduction (i.e., Haircut) Applied to the Value of Equity |
Securities Collateralizing Secured Demand Notes Included in Adjusted Net |
Capital by a Futures Commission Merchant |
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FR CITE: | 65 FR 6569 (February 10, 2000) |
CLOSES: | 3/13/00 |
EXTENDED: |
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FILE CONTENTS |
(FR = Federal Register; NC = Non Comment or Background Material; CL = Comment Letter) |
Documents which do not have PDF links are availabe on request to secretary@cftc.gov by using the |
electronic request form. Electronic distribution of the documents is possible, depending on the |
requester's ability to receive them. Paper copies of documents are available within the Washington, D.C., |
area through the Commission's Public Reading Room and outside the area through use of the |
electronic request form. Fees of 15 cents per page apply to paper copies. |
REQUEST FORM | If you are unfamiliar with PDF files, click here for help |
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DOCUMENT: | FR | 2 |
Final rules |
DATE: | 4/21/00 | FR PAGE: | 21309 | PAGES: | 3 | PDF SIZE: | 127 KB | PDF LINK: | /foia/fedreg00 |
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DOCUMENT: | FR | 1 |
Proposed rules |
DATE: | 2/10/00 | FR PAGE: | 06569 | PAGES: | 5 | PDF SIZE: | 135 KB | PDF LINK: | /foia/fedreg00 |
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