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Securities Filings Instructions and ContentNational banks and Federal Savings Associations (FSA) file securities registration and disclosure documents with the OCC. Securities offering registration statements are filed under OCC Part 16. National banks and FSAs that exceed certain asset and shareholder thresholds must also make Securities Exchange Act filings with the OCC under OCC Part 11. These documents are available in the FOIA Reading Room listed under Securities Filings. To access filings:
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