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U.S. Securities and Exchange Commission

Upcoming Events

This page provides a schedule of the upcoming public events including open meetings of the Commission, public appearances of senior SEC officials, including the Chairman, Commissioners, and senior staff members, and other public occasions. For additional information on events, please call the contact numbers listed. Please note that events are subject to change.


SEC Meetings and Other Events

All SEC open meetings and many other public events are webcast. Captioning is provided for these webcasts. Reasonable accommodations for persons with disabilities attending an event in person can be arranged by submitting a request to DisabilityProgramOfficer@SEC.gov at least three business days in advance.

September 2012

When:   Friday, September 28 (10 a.m. - 4:00 p.m.)
What:   Meeting of Securities and Exchange Commission Investor Advisory Committee
See Agenda, Notice and Sunshine Act Notice
Where:   SEC Headquarters
100 F Street NE, Room LL-006 (Multi-purpose Room)
Washington, DC 20549
Contact:   M. Owen Donley
Chief Counsel
(202) 551-6322

October 2012

When:   Tuesday, October 2 (10 a.m. - 4:30 p.m.)
Previously scheduled for Friday, September 14
What:   Technology and Trading Roundtable: Promoting Stability in Today's Markets
See Press Release
Where:   SEC Headquarters
100 F Street NE, Room L-006 (Multi-purpose Room)
Washington, DC 20549
Contact:   Arisa Tinaves
(202) 551-5676

Public Appearances by Officials

September 2012

When:   Tuesday, September 25 (3:00–5:00 p.m.)
Wednesday, September 26 (9:00 a.m.–6:00 p.m.)
Who:   Ethiopis Tafara, Director, Office of International Affairs
What:   ICFR Annual International Regulatory Summit on "Regulation and Policy Priorities: Growth, Stability and Sustainability"
Where:   London, United Kingdom
Contact:   Sandra Glavan
+44 207 374-5560
sandra.glavan@icffr.org

Public Hearings in Administrative Proceedings

To obtain a sign language interpreter contact SECInterpreter@SEC.gov at least three business days in advance. For any other reasonable accommodation related disability contact DisabilityProgramOfficer or call 202-551-4158.

October 2012

When:   Monday, October 1, 2012, 9:30 a.m. Mountain Standard Time
Who:   Administrative Law Judge Cameron Elliot
What:   Hearing in the matter of Oxford Investment Partners, LLC, et al., Administrative Proceeding File No. 3-14899
Where:   U.S. Tax Court, Sandra Day O'Connor U.S. Courthouse, 401 West Washington Street, Room 406, Phoenix, AZ 85003
Contact:   Office of Administrative Law Judges, (202) 551-6030

When:   Tuesday, October 2, 2012, 10:00 a.m. Central Daylight Time
Who:   Chief Administrative Law Judge Brenda P. Murray
What:   Hearing in the matter of optionsXpress, Inc., et al., Administrative Proceeding File No. 3-14848
Where:   Everett M. Dirksen U.S. Courthouse, 219 S. Dearborn Street, Courtroom #1801, Chicago, IL 60604
Contact:   Office of Administrative Law Judges, (202) 551-6030

When:   Tuesday, October 9, 2012, 9:30 a.m. Atlantic Standard Time
Who:   Chief Administrative Law Judge Brenda P. Murray
What:   Hearing in the matter of Miguel A. Ferrer and Carlos J. Ortiz, Administrative Proceeding File No. 3-14862
Where:   U.S. District Court, Federico Degetau Federal Bldg., 4th Floor, Courtroom 9, 150 Carlos Chardón Ave., Hato Rey, Puerto Rico
Contact:   Office of Administrative Law Judges, (202) 551-6030

 

http://www.sec.gov/about/upcoming-events.htm


Modified: 09/27/2012