General CFTC CFTC and SEC Staff Public Roundtable Discussion on Proposed Dealer and Major Participant Definitions // PDF Version
Staff of the Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) intend to hold a joint public roundtable to discuss proposed definitions required under Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act).
Date Received | Release | First Name | Last Name | Organization | Edit |
---|---|---|---|---|---|
06/14/2011 | CFTC and SEC Staff Public Roundtable Discussion on Proposed Dealer and Major Participant Definitions | Steven | Walton | BOK Financial Corporation | |
06/16/2011 | CFTC and SEC Staff Public Roundtable Discussion on Proposed Dealer and Major Participant Definitions | David | Nagel | Independent voter | |
06/16/2011 | CFTC and SEC Staff Public Roundtable Discussion on Proposed Dealer and Major Participant Definitions | Ronald | Filler | New York Law School | |
06/27/2011 | CFTC and SEC Staff Public Roundtable Discussion on Proposed Dealer and Major Participant Definitions | Milton Sr. | Newberry | Individual | |
06/29/2011 | CFTC and SEC Staff Public Roundtable Discussion on Proposed Dealer and Major Participant Definitions | Larry | Smith | Individual | |
06/29/2011 | CFTC and SEC Staff Public Roundtable Discussion on Proposed Dealer and Major Participant Definitions | Larry | Smith | Individual | |
07/07/2011 | CFTC and SEC Staff Public Roundtable Discussion on Proposed Dealer and Major Participant Definitions | Larry | Smith | Individual | |
07/08/2011 | CFTC and SEC Staff Public Roundtable Discussion on Proposed Dealer and Major Participant Definitions | Timothy | Cameron | Asset Management Group, Securities Industry and Financial Markets Association |