SEC NEWS DIGEST Issue 2006-48 March 13, 2006 COMMISSION ANNOUNCEMENTS OFFICE OF THE CHIEF ACCOUNTANT IS SEEKING CANDIDATES FOR THREE PROFESSIONAL ACCOUNTING FELLOW POSITIONS The Securities and Exchange Commission's Office of the Chief Accountant announced that it is now accepting applications for Professional Accounting Fellow (PAF) positions in the Office of the Chief Accountant. The PAF program, which began in 1972, is designed to provide participating fellows with outstanding opportunities for public service to investors, personal development, and career advancement. During their fellowship, the successful candidates may be involved in SEC Staff Studies, the study and development of rule proposals under the federal securities laws, liaison with accounting, auditing and other professional standard-setting and regulatory bodies, and consultations with registrants on reporting matters. The Office of the Chief Accountant would like to select two candidates to join its Accounting Group and one candidate to join its International Group. Work in the Accounting Group will encompass policy-making efforts on specific technical accounting topics and consultations with registrants, while work in the International Group will encompass broader analysis related to international policy-making efforts and registrants' application of International Financial Reporting Standards. All applicants should have significant experience in the application of US GAAP and/or International Financial Reporting Standards (areas of specialty may include, but are not limited to, accounting topics such as revenue recognition, compensation, business combinations, and financial instruments). Interested applicants are to submit: A resume; Standard Form 171, "Personal Qualification Statement," or Form OF-612, "Optional Application for Federal Employment," or any other written format that clearly identifies the title (Professional Accounting Fellow) and grade (SK16-14) of the job the applicant is seeking; and At least two letters of recommendation from non-relatives Standard Form 171, Form OF-612, and "Applying for a Federal Job," which highlights the information to be included in the resume or other written submission, can be obtained from the Office of Administrative and Personnel Management, Securities and Exchange Commission, 100 F Street, N.E., Washington, D.C., 20549. Form OF-612 is also available on the Internet at http://www.opm.gov. Applicants are required to submit an eight to twelve page essay that they have prepared on their own on a subject directly related to a current accounting topic. While no restriction is placed on the essay topic, applicants should consider focusing their essay on a particular technical topic and supplementing their technical discussion with a consideration of one or more interrelated policy-level issues. Suggested topics are listed below. However, applicants are encouraged to select any other accounting topic in which they possess expertise. Classification and measurement issues related to liabilities and equity; Pensions and other postretirement benefits; Lease accounting model; Consolidation policy; Revenue recognition model; Derivative accounting model; Reporting financial performance; Suggested policy-level considerations to be discussed in connection with the technical topic include: International convergence (e.g., the "roadmap"); Fair value as a measurement basis; SEC Staff Report on Off-Balance Sheet Arrangements; SEC Study on Adoption of a Principles-Based Accounting System; Use of technology in financial reporting (e.g., use of eXtensible Business Reporting Language); Structured transactions; Complexity in financial reporting; Consideration of auditability in setting accounting standards; Consideration of cost in setting accounting and auditing standards The application and essay should be submitted on or before April 21, 2006, to the Chief Accountant of the Securities and Exchange Commission, 100 F Street, N.E., Washington, D.C., 20549. In addition to the hard copy, applicants should also submit a CD that includes their essay and resume in electronic form. Inquiries about the program may be addressed to the attention of Mike Gaynor or Joe Ucuzoglu in the Office of the Chief Accountant at (202) 551-5929 and (202) 551- 5301, respectively. The Commission's policy of affording equal employment opportunity to all interested candidates will be followed. APPLICATION BY PEOPLES FINANCIAL CORPORATION UNDER SECTION 12(h) OF THE SECURITIES EXCHANGE ACT OF 1934 The Commission has issued a notice giving interested persons until March 30, 2006, to request a hearing on an application by Peoples Financial Corporation under Section 12(h) of the Securities Exchange Act of 1934, as amended. In the application, File Number 81-935, Peoples asks the Commission to order that Peoples be required to first include the disclosures specified in paragraphs (a) and (b) of Item 308 of Regulation S-K and first comply with Exchange Act Rule 13a- 15(c) for the fiscal year ended Dec. 31, 2006. (Rel. 34-53467; File No. 81-935) ENFORCEMENT PROCEEDINGS MERRILL LYNCH TO PAY $2.5 MILLION PENALTY FOR FAILING TO PRODUCE E- MAILS PROMPTLY On March 13, the Commission instituted and settled public administrative and cease-and-desist proceedings against Merrill Lynch, Pierce, Fenner & Smith Inc. (Merrill Lynch), a broker-dealer and a subsidiary of Merrill Lynch & Co., Inc. This action concerns Merrill Lynch's systemic failure to furnish promptly to representatives of the Commission (the staff) electronic mail communications (e-mails) as required under Section 17(a) of the Securities Exchange Act of 1934 and Rule 17a-4(j) thereunder. The Order finds that, during the period from October 2003 through February 2005 (the relevant period), Merrill Lynch repeatedly failed to promptly furnish to the staff certain e- mails related to its business as a broker, dealer, or member of an exchange. Merrill Lynch also failed to retain certain e-mails related to its business as such in violation of Section 17(a) of the Exchange Act and Rule 17a-4(b)(4) thereunder. During the relevant period, Merrill Lynch's systems, policies, and procedures designed for the prompt production and retention of e-mails were deficient and Merrill Lynch failed to ensure that it complied with its obligations as a regulated entity. Further, Merrill Lynch's inability to promptly produce e-mails contradicts statements made by Merrill Lynch that its e-mail retention systems were in compliance with Section 17(a) of the Exchange Act. Similarly, Merrill Lynch's failure to retain certain e- mails contradicts statements made by Merrill Lynch that its e-mail systems were retaining more e-mails than Exchange Act Section 17(a) and Rule 17a-4(b)(4) required. The Commission ordered Merrill Lynch to cease and desist from committing or causing any violations and any future violations of the recordkeeping provisions of Exchange Act Section 17(a) and Rules 17a- 4(b)(4) and 17a-4(j) thereunder, and censured Merrill Lynch. The Order also required that Merrill Lynch comply with undertakings including the retention of an Independent Consultant to review Merrill Lynch's systems, policies, and procedures as they relate to compliance with the federal securities laws and rules concerning the retention and prompt production of e-mails to the Commission. Further, the Commission ordered Merrill Lynch to pay a penalty of $2,500,000. Merrill Lynch consented to the entry of the cease and desist order against it without admitting or denying the Commission's findings. (Rel. 34-53473; File No. 3-12236) SELF-REGULATORY ORGANIZATIONS PROPOSED MINOR RULE VIOLATION PLAN The Nasdaq Stock Market LLC filed a proposed Minor Rule Violation Plan. Publication of the proposal is expected in the Federal Register during the week of March 13. (Rel. 34-53428) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-CBOE-2006-19) filed by the Chicago Board Options Exchange to amend CBOE Rule 11.1 relating to the exercise of option contracts has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of March 13. (Rel. 34-53438) A proposed rule change (SR-ISE-2006-11) filed by the International Securities Exchange relating to ISE Rule 1100(g) "Exercise of Options Contracts" has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of March 13. (Rel. 34-53439 The National Association of Securities Dealers filed a proposed rule change (SR-NASD-2006-020) relating to odd lot transactions in the Nasdaq Market Center. Publication of the proposal is expected in the Federal Register during the week of March 13. (Rel. 34-53440) PROPOSED RULE CHANGE The Chicago Stock Exchange filed a proposed rule change (SR-CHX-2006- 03) relating to the prohibition of trade shredding. Publication of the proposal is expected in the Federal Register during the week of March 13. (Rel. 34-53441) APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change (SR-OCC-2005-22) filed by The Options Clearing Corporation under Section 19(b)(1) of the Securities Exchange Act of 1934. The rule change amends Rule 405 so that it applies to post-trade allocation instructions for contracts that are subject to the Commission's jurisdiction. Publication of the proposal is expected in the Federal Register during the week of March 13. (Rel. 34-53455) The Commission approved a proposed rule change (SR-Phlx-2005-70) submitted by the Philadelphia Stock Exchange relating to the deletion of Phlx Rule 454, "Limitations on Members' Trading Because of Options, etc." Publication of the proposal is expected in the Federal Register during the week of March 13. (Rel. 34-53462) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . N-2 Claymore/Raymond James SB-1 Equity Fund, 2544 CORPORATE WEST DRIVE, LISLE, IL, 60532, 6305053700 - 50,000 ($1,000,000.00) Equity, (File 333-132314 - Mar. 10) (BR. 17) S-3 SLM FUNDING LLC, 11600 SALLIE MAE DRIVE, 1ST FLOOR, RESTON, VA, 20193, 703-810-3000 - 75,000,000,000 ($75,000,000,000.00) Asset-Backed Securities, (File 333-132315 - Mar. 10) (BR. 05D) F-6 PHOSPHAGENICS LTD, LEVEL 2, 90 WILLIAM STREET, MELBOURNE VICTORIA 3000, C3, 00000, 50,000,000 ($1,250,000.00) ADRs/ADSs, (File 333-132316 - Mar. 10) (BR. ) S-8 EMCORE CORP, 145 BELMONT DRIVE, SOMERSET, NJ, 08873, 7322719090 - 2,500,000 ($17,875,000.00) Equity, (File 333-132317 - Mar. 10) (BR. 10B) S-8 EMCORE CORP, 145 BELMONT DRIVE, SOMERSET, NJ, 08873, 7322719090 - 1,000,000 ($7,150,000.00) Equity, (File 333-132318 - Mar. 10) (BR. 10B) S-3 Citicorp Residential Mortgage Securities, Inc., 250 EAST CARPENTER FREEWAY, IRVING, TX, 75062, 972-652-4000 - 0 ($1,000,000.00) Mortgage Backed Securities, (File 333-132319 - Mar. 10) (BR. 07) S-11 Lexington Strategic Asset Corp, ONE PENN PLAZA, NEW YORK, NY, 10119-4015, 0 ($100,000,000.00) Equity, (File 333-132321 - Mar. 10) (BR. 08) S-3 DELTA NATURAL GAS CO INC, 3617 LEXINGTON RD, WINCHESTER, KY, 40391, 8597446171 - 40,000,000 ($40,000,000.00) Non-Convertible Debt, (File 333-132322 - Mar. 10) (BR. 02A) S-8 AVVAA WORLD HEALTH CARE PRODUCTS INC, BOX 459, 1710 SHUSWAP AVE, LUMBY, A1, V0E 2G0, 250-379-2727 - 2,000,000 ($100,000.00) Equity, (File 333-132323 - Mar. 10) (BR. 01C) S-8 UNION PACIFIC CORP, 1400 DOUGLAS STREET, STOP 0310, OMAHA, NE, 68179, 402 544 5214 - 0 ($300,000,000.00) Equity, (File 333-132324 - Mar. 10) (BR. 05C) N-2 AETOS MULTI STRATEGY ARBITRAGE FUND LLC, CLIFFORD CHANCE ROGER & WELLS, 200 PARK AVENUE, NEW YORK, NY, 10166, 2128783435 - 0 ($100,000,000.00) Other, (File 333-132326 - Mar. 10) (BR. 18) N-2 AETOS LONG SHORT STRATEGIES FUND LLC, CLIFFORD CHANCE ROGER & WELLS, 200 PARK AVENUE, NEW YORK, NY, 10166, 2128783435 - 0 ($150,000,000.00) Other, (File 333-132327 - Mar. 10) (BR. 18) N-2 Aetos Capital Opportunities Fund, LLC, 875 THIRD AVENUE, NEW YORK, NY, 10022, (212) 201-2500 - 0 ($28,800,000.00) Other, (File 333-132328 - Mar. 10) (BR. 18) S-8 LECG CORP, 2000 POWELL ST, STE 600, EMERYVILLE, CA, 94608, 5106539800 - 0 ($16,407,600.00) Equity, (File 333-132329 - Mar. 10) (BR. 08C) S-3 Chelsea Therapeutics International, Ltd., 13950 BALLANTYNE CORPORATE PLACE, UNIT 325, CHARLOTTE, NC, 28277, 704-341-1516 - 16,411,694 ($91,084,901.70) Equity, (File 333-132330 - Mar. 10) (BR. 01) S-8 China 3C Group, 368 HUSHU NAN ROAD, HANGZHOU CITY, ZHEJIANG PROVINCE, F4, 310014, 086-0571-88381700 - 5,000,000 ($7,500,000.00) Equity, (File 333-132331 - Mar. 10) (BR. 09A) S-8 OCE N V, PO BOX 101, VENLO NETHERLANDS, P7, 350,000 ($5,922,000.00) Equity, (File 333-132332 - Mar. 10) (BR. 10C) S-8 MAGMA DESIGN AUTOMATION INC, 5460 BAYFRONT PLAZA, SANTA CLARA, CA, 95054, 408-565-7500 - 4,457,208 ($37,097,034.39) Equity, (File 333-132333 - Mar. 10) (BR. 03B) S-3ASR LOEWS CORP, 667 MADISON AVE, NEW YORK, NY, 10021-8087, 212-521-2000 - 0 ($0.00) Equity, (File 333-132334 - Mar. 10) (BR. 01C) S-3ASR DEVELOPERS DIVERSIFIED REALTY CORP, 3300 ENTERPRISE PARKWAY, BEACHWOOD, OH, 44122, 2167555500 - 505,843 ($25,701,882.83) Equity, (File 333-132335 - Mar. 10) (BR. 08A) S-8 ZHONE TECHNOLOGIES INC, 7001 OAKPORT STREET, OAKLAND, CA, 94621, 5107777000 - 0 ($13,722,519.00) Equity, (File 333-132336 - Mar. 10) (BR. 11B) S-3ASR FERRELLGAS PARTNERS L P, 7500 COLLEGE BOULEVARD, STE 1000, OVERLAND PARK, KS, 66210, 9136611500 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-132337 - Mar. 10) (BR. 02A) S-3 FERRELLGAS PARTNERS L P, 7500 COLLEGE BOULEVARD, STE 1000, OVERLAND PARK, KS, 66210, 9136611500 - 0 ($75,000,000.00) Equity, (File 333-132338 - Mar. 10) (BR. 02A) S-3ASR COMPUCREDIT CORP, 245 PERIMETER CENTER PARKWAY, SUITE 600, ATLANTA, GA, 30346, 7702066200 - 0 ($300,000,000.00) Debt Convertible into Equity, (File 333-132339 - Mar. 10) (BR. 07A) S-4 FERRELLGAS PARTNERS L P, 7500 COLLEGE BOULEVARD, STE 1000, OVERLAND PARK, KS, 66210, 9136611500 - 0 ($250,000,000.00) Equity, (File 333-132340 - Mar. 10) (BR. 02A) SB-2 CUBIC ENERGY INC, 9870 PLANO ROAD, 9870 PLANO ROAD, DALLAS, TX, 75238, 972-681-8047 - 6,383,434 ($5,983,434.00) Debt Convertible into Equity, (File 333-132341 - Mar. 10) (BR. 04C) SB-2 SUN NEW MEDIA INC., P.O. BOX 297, 1142 DIAMOND BAR BOULEVARD, DIAMOND BAR, CA, 91765, 6048719909 - 0 ($263,460,352.32) Equity, (File 333-132343 - Mar. 10) (BR. 08C) S-8 SOCKET COMMUNICATIONS INC, 37400 CENTRAL COURT, NEWARK, CA, 94560, 5107442700 - 1,260,566 ($1,563,101.84) Equity, (File 333-132345 - Mar. 10) (BR. 03B) S-8 ATHEROS COMMUNICATIONS INC, 5480 GREAT AMERICA PARKWAY, SANTA CLARA, CA, 95054, 408-773-5200 - 3,127,583 ($71,183,789.08) Equity, (File 333-132346 - Mar. 10) (BR. 10A) S-3 HSBC HOME EQUITY LOAN CORP I, 2700 SANDERS RD, PROSPECT HEIGHTS, IL, 60070, 8475645000 - 0 ($1,000,000.00) Asset-Backed Securities, (File 333-132348 - Mar. 10) (BR. 05) SB-2 GRAN TIERRA ENERGY, INC., 300, 611-10TH AVENUE S.W., CALGARY, A0, T2R 0B2, (403) 265-3221 - 22,821,417 ($91,171,560.00) Equity, (File 333-132352 - Mar. 10) (BR. 04C) S-3 RAINMAKER SYSTEMS INC, 1800 GREEN HILLS ROAD, SCOTTS VALLEY, CA, 95006, 8314617299 - 2,799,999 ($10,331,996.31) Equity, (File 333-132353 - Mar. 10) (BR. 08C) S-1 Darwin Professional Underwriters Inc, 9 FARM SPRINGS ROAD, FARMINGTON, CT, 06032, 860-284-1300 - 0 ($85,000,000.00) Equity, (File 333-132355 - Mar. 10) (BR. ) S-3 CARMAX AUTO FUNDING LLC, 4900 COX RD., RICHMOND, VA, 23060, 0 ($1,000,000.00) Asset-Backed Securities, (File 333-132357 - Mar. 10) (BR. 05) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------------- A21 INC TX 3.02,9.01 03/06/06 ABERCROMBIE & FITCH CO /DE/ DE 1.01 03/06/06 ACUSPHERE INC DE 8.01,9.01 03/07/06 ADDVANTAGE TECHNOLOGIES GROUP INC OK 1.01,5.02,5.05,7.01,9.01 03/06/06 ADMINISTAFF INC \DE\ DE 7.01 03/09/06 ADOLOR CORP 8.01 03/09/06 ADVANCED TECHNOLOGY INDUSTRIES INC DE 1.01,2.03,3.02,5.02,9.01 01/26/06 Advaxis, Inc. CO 8.01,9.01 03/07/06 Aearo CO I DE 8.01,9.01 03/10/06 AEP INDUSTRIES INC DE 2.02,9.01 03/09/06 AETHER HOLDINGS INC DE 2.02,9.01 03/09/06 ALLERGAN INC DE 8.01,9.01 03/06/06 ALLETE INC MN 7.01 03/10/06 ALLIANCE LAUNDRY HOLDINGS LLC 2.02,9.01 03/09/06 ALLIED HOLDINGS INC GA 1.01 03/09/06 Alpha Natural Resources, Inc. DE 1.01,9.01 03/03/06 AMERICAN COMMUNITY PROPERTIES TRUST MD 8.01 03/10/06 AMERICAN HOME MORTGAGE INVESTMENT TRU DE 8.01,9.01 10/25/05 AMEND AMERICAN ITALIAN PASTA CO DE 1.02,8.01,9.01 03/06/06 AMERICASBANK CORP MD 1.01,8.01,9.01 03/06/06 AMERIGON INC MI 2.02,9.01 03/09/06 AMERIGON INC MI 2.02,9.01 03/08/06 Ameriquest Mortgage Securities Trust DE 2.01,9.01 02/08/06 AMH Holdings, Inc. DE 2.02,9.01 03/10/06 AMREP CORP OK 2.02,9.01 03/09/06 AMYLIN PHARMACEUTICALS INC DE 8.01 03/09/06 ANNTAYLOR STORES CORP DE 2.02,9.01 03/10/06 ANWORTH MORTGAGE ASSET CORP MD 2.02,9.01 03/10/06 APEX SILVER MINES LTD 8.01 03/10/06 APOLLO INVESTMENT CORP MD 8.01 03/10/06 APPLIED DIGITAL SOLUTIONS INC MO 2.02,9.01 03/08/06 APPLIED SPECTRUM TECHNOLOGIES INC MN 3.02 03/10/06 ARCHSTONE SMITH TRUST CO 5.03,9.01 03/09/06 ARGONAUT GROUP INC DE 1.01,1.02,9.01 03/06/06 Arlington Tankers Ltd. D0 2.02 03/10/06 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 03/09/06 ASSOCIATED MATERIALS INC DE 2.02,9.01 03/10/06 Assured Pharmacy, Inc. NV 8.01 03/06/06 ATHEROGENICS INC GA 1.01,9.01 02/21/06 ATP OIL & GAS CORP TX 2.02,9.01 03/09/06 AUTONATION INC /FL DE 8.01,9.01 03/10/06 AVON PRODUCTS INC NY 2.05 11/15/05 AMEND AWARE INC /MA/ MA 5.02 03/07/06 BEARINGPOINT INC DE 5.04,9.01 03/10/06 BESTNET COMMUNICATIONS CORP NV 8.01 03/09/06 BIG 5 SPORTING GOODS CORP DE 5.02,9.01 03/07/06 BIONOVO INC DE 1.01,8.01,9.01 03/08/06 BLACKHAWK CAPITAL GROUP BDC INC DE 8.01,9.01 02/21/06 Blue Wireless & Data, Inc. CO 4.01,9.01 03/06/06 BON TON STORES INC PA 7.01 03/09/06 BON TON STORES INC PA 1.01,1.02,2.01,2.03,9.01 03/06/06 BRINKS CO VA 1.01,9.01 03/08/06 BSQUARE CORP /WA WA 9.01 03/09/06 AMEND BUCYRUS INTERNATIONAL INC DE 8.01,9.01 03/08/06 BUILDING MATERIALS CORP OF AMERICA DE 2.02,9.01 03/09/06 CALIFORNIA WATER SERVICE GROUP DE 1.01,5.02,9.01 02/26/06 AMEND Capital One Auto Receivables LLC DE 8.01,9.01 03/10/06 CAPITAL ONE MASTER TRUST NY 8.01,9.01 03/09/06 CARDINAL FINANCIAL CORP VA 5.02 03/06/06 CASEYS GENERAL STORES INC IA 2.02,9.01 03/09/06 CASEYS GENERAL STORES INC IA 7.01 03/10/06 CATALYST SEMICONDUCTOR INC DE 1.01,9.01 03/06/06 CENTRAL EUROPEAN DISTRIBUTION CORP DE 7.01,9.01 03/10/06 CENTRAL VERMONT PUBLIC SERVICE CORP VT 8.01 03/09/06 CENTURY CASINOS INC /CO/ DE 2.02 03/10/06 CEPHALON INC DE 2.01,9.01 03/09/06 AMEND CERNER CORP /MO/ DE 1.01,9.01 03/06/06 Chartwell International, Inc. NV 4.01,9.01 03/09/06 CHECKPOINT SYSTEMS INC PA 2.02,9.01 12/25/05 CHINA DIGITAL COMMUNICATION GROUP NV 2.02,9.01 03/07/06 CHINA DIRECT TRADING CORP FL 2.02,9.01 03/08/06 CHORDIANT SOFTWARE INC DE 1.01,5.02,9.01 03/09/06 CHURCHILL DOWNS INC KY 1.01 03/08/06 CITIGROUP INC DE 9.01 03/06/06 CITIGROUP INC DE 9.01 03/07/06 CLEARANT INC 5.02 03/06/06 Cole Credit Property Trust II Inc MD 1.01,2.01,2.03,9.01 03/10/06 COLGATE PALMOLIVE CO DE 1.01,8.01 03/09/06 Columbia Equity Trust, Inc. MD 2.02,7.01,9.01 03/10/06 COMBINATORX, INC DE 1.01,2.03 03/09/06 COMFORCE CORP DE 2.02,9.01 03/09/06 COMPLIANCE SYSTEMS CORP 1.01,1.02,3.02,9.01 03/10/06 CONCORDE CAREER COLLEGES INC DE 2.02,9.01 03/10/06 CONCUR TECHNOLOGIES INC WA 5.02,9.01 03/08/06 CONTINUCARE CORP FL 1.01,9.01 03/08/06 COVAD COMMUNICATIONS GROUP INC DE 5.02 03/06/06 COVANSYS CORP MI 1.01 03/08/06 CREDIT ACCEPTANCE CORPORATION MI 2.02,9.01 03/10/06 CROSSTEX ENERGY INC DE 2.02,9.01 03/10/06 CROSSTEX ENERGY LP DE 2.02,9.01 03/10/06 CRYSTALIX GROUP INTERNATIONAL INC NV 4.01,9.01 03/07/06 CWHEQ Revolving Home Equity Loan Trus 8.01,9.01 02/27/06 DAKOTA GROWERS PASTA CO INC ND 1.01,9.01 03/06/06 DANAHER CORP /DE/ DE 8.01,9.01 03/09/06 DAYTON POWER & LIGHT CO OH 1.01,1.02,9.01 03/06/06 DECKERS OUTDOOR CORP DE 1.01,5.02,9.01 03/06/06 DECORIZE INC DE 5.02 03/07/06 DELTA PETROLEUM CORP/CO CO 1.01,9.01 03/06/06 DENDRITE INTERNATIONAL INC NJ 4.01,9.01 11/04/05 DENDRITE INTERNATIONAL INC NJ 1.01 03/06/06 DEVELOPERS DIVERSIFIED REALTY CORP OH 9.01 03/10/06 DIGITAL FUEL INC DE 5.02 03/10/06 DILLARDS INC DE 7.01,9.01 03/10/06 DOLLAR GENERAL CORP TN 7.01,9.01 03/10/06 DOLLAR GENERAL CORP TN 1.02,5.02 11/21/05 AMEND DONOBI INC NV 8.01,9.01 03/08/06 DOV PHARMACEUTICAL INC DE 2.02,9.01 03/08/06 DPL INC OH 1.01,1.02,9.01 03/06/06 DreamWorks Animation SKG, Inc. 2.02,9.01 03/09/06 DSL NET INC DE 1.01 03/07/06 DYAX CORP DE 8.01,9.01 03/09/06 E J NAK MATTRESS CO UT 4.01,9.01 01/27/06 AMEND EDEN ENERGY CORP NV 1.01,9.01 02/28/06 ELCOM INTERNATIONAL INC DE 3.02,5.01,9.01 03/06/06 ELECSYS CORP KS 2.02,9.01 03/10/06 ELINE ENTERTAINMENT GROUP INC NV 1.01,9.01 02/06/06 ELITE PHARMACEUTICALS INC /DE/ DE 5.02 03/09/06 EMERITUS CORP\WA\ WA 3.02 03/06/06 Energy Transfer Equity, L.P. DE 5.02 03/08/06 EPIC MEDIA INC CA 5.02,9.01 03/10/06 EQUITY INNS INC TN 1.01,9.01 03/06/06 ERICO INTERNATIONAL CORP 2.02,9.01 03/10/06 ESSENTIAL INNOVATIONS TECHNOLOGY CORP NV 2.01,2.03,3.02,9.01 03/06/06 ETHAN ALLEN INTERIORS INC DE 7.01,9.01 03/10/06 EUPA INTERNATIONAL CORP /NV/ NV 4.02 03/10/06 Exobox Technologies Corp. NV 8.01 03/09/06 EZCORP INC DE 8.01 03/06/06 F5 NETWORKS INC WA 1.01,9.01 03/08/06 FAVRILLE INC DE 1.01,3.02,9.01 03/06/06 FBL FINANCIAL GROUP INC IA 8.01 03/07/06 FEDERAL REALTY INVESTMENT TRUST MD 8.01,9.01 03/08/06 FENTURA FINANCIAL INC MI 1.01,9.01 03/09/06 FENTURA FINANCIAL INC MI 8.01 02/28/06 AMEND FERRELLGAS PARTNERS L P DE 2.02,7.01,9.01 03/10/06 FERRELLGAS PARTNERS L P DE 2.02,9.01 10/31/05 FFMLT Trust 2006-FF3 DE 8.01,9.01 02/23/06 FILENET CORP DE 1.01,3.01 03/07/06 FIRST MIDWEST BANCORP INC DE 1.01,7.01,9.01 03/09/06 FIRSTENERGY CORP OH 7.01,9.01 03/10/06 FLOTEK INDUSTRIES INC/CN/ DE 2.02,9.01 03/09/06 FLOW INTERNATIONAL CORP WA 1.01,9.01 02/23/06 FLOWSERVE CORP NY 1.01,8.01,9.01 03/06/06 FREESCALE SEMICONDUCTOR INC DE 1.01,2.03,9.01 03/07/06 FURNITURE BRANDS INTERNATIONAL INC DE 8.01,9.01 03/10/06 GARB OIL & POWER CORP UT 3.02,9.01 02/02/06 AMEND GENTA INC DE/ DE 1.01,2.02,9.01 03/10/06 GEVITY HR INC FL 1.01,9.01 03/10/06 GLOBAL ENTERTAINMENT HOLDINGS/EQUITIE CO 5.02 12/31/05 GOLDEN GRAIN ENERGY 1.01 03/06/06 GREENS WORLDWIDE INC AZ 1.01 03/08/06 GREENS WORLDWIDE INC AZ 4.01,9.01 03/09/06 AMEND GROUP 1 AUTOMOTIVE INC DE 7.01,9.01 03/09/06 GTC BIOTHERAPEUTICS INC MA 2.02,9.01 03/06/06 GULFMARK OFFSHORE INC DE 7.01,9.01 03/10/06 HARBOR GLOBAL CO LTD 2.02,9.01 03/10/06 HEALTHSOUTH CORP DE 1.01,2.03 03/06/06 HERITAGE PROPERTY INVESTMENT TRUST IN MD 1.01,9.01 03/02/06 HI TECH PHARMACAL CO INC NY 2.02 03/09/06 HIBBETT SPORTING GOODS INC DE 2.02,7.01,9.01 03/09/06 HOME SOLUTIONS OF AMERICA INC DE 1.01,9.01 03/06/06 HOST MARRIOTT CORP/ MD 8.01,9.01 03/10/06 HYDRIL CO DE 1.01,9.01 01/16/06 HYDRIL CO DE 1.01,9.01 03/06/06 IBT BANCORP INC /MI/ MI 1.01,9.01 03/06/06 ID SYSTEMS INC DE 1.01,8.01,9.01 03/09/06 IMMUNOMEDICS INC DE 1.01,9.01 03/10/06 Indigo-Energy, Inc. NV 3.02 03/03/06 INFOCROSSING INC DE 2.02,7.01,9.01 12/31/05 INFORMATICA CORP DE 1.01 03/06/06 INNOVATIVE DESIGNS INC DE 8.01 02/28/06 INSMED INC VA 1.01,8.01,9.01 03/09/06 INSPIRE PHARMACEUTICALS INC DE 1.01,9.01 03/07/06 INTEGRA LIFESCIENCES HOLDINGS CORP DE 5.02 03/10/06 INTERDIGITAL COMMUNICATIONS CORP PA 8.01 09/01/05 AMEND INTERLEUKIN GENETICS INC DE 1.01 03/06/06 Intermec, Inc. DE 8.01,9.01 03/10/06 INTERNATIONAL BARRIER TECHNOLOGY INC/ 7.01,8.01,9.01 02/28/06 INTERNATIONAL FLAVORS & FRAGRANCES IN NY 1.01 03/10/06 INTERNATIONAL PAPER CO /NEW/ NY 8.01 03/08/06 International Power Group, Ltd. DE 5.02 03/07/06 INTERVOICE INC TX 1.01,9.01 03/06/06 ISONICS CORP CA 1.01,3.02,8.01,9.01 03/08/06 AMEND ITT INDUSTRIES INC IN 1.01 03/06/06 J.P. Morgan Mortgage Acquisition Corp DE 8.01,9.01 03/10/06 JACOBS FINANCIAL GROUP, INC. DE 3.02,9.01 02/24/06 JONES APPAREL GROUP INC PA 1.01,5.02 03/08/06 AMEND JOURNAL REGISTER CO DE 7.01 03/10/06 K TRON INTERNATIONAL INC NJ 1.01 03/06/06 KADANT INC DE 1.01 03/06/06 KELLWOOD CO DE 2.02,9.01 03/09/06 KEYCORP /NEW/ OH 1.01 03/09/06 KFX INC DE 1.01,5.02 03/06/06 KIMCO REALTY CORP MD 8.01 03/09/06 KIRKLANDS INC 2.02,7.01,9.01 03/10/06 KLEENAIR SYSTEMS INC NV 4.01 02/10/06 KLEENAIR SYSTEMS INC NV 5.03,8.01,9.01 03/02/06 KMG America CORP VA 1.01 03/08/06 Koppers Holdings Inc. PA 2.02,9.01 03/09/06 LA-Z-BOY INC MI 5.02 03/09/06 LEGEND INTERNATIONAL HOLDINGS INC DE 1.01,9.01 03/03/06 LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01 03/10/06 LEHMAN BROTHERS HOLDINGS INC DE 9.01 03/07/06 LEHMAN BROTHERS HOLDINGS INC DE 9.01 03/10/06 LEUCADIA NATIONAL CORP NY 1.01 03/06/06 LEVEL 3 COMMUNICATIONS INC DE 8.01,9.01 03/10/06 LEVI STRAUSS & CO DE 8.01,9.01 03/10/06 LIBERTY STAR GOLD CORP NV 1.01,3.02,9.01 03/09/06 Lifeline Systems, Inc. MA 8.01,9.01 03/10/06 LIONBRIDGE TECHNOLOGIES INC /DE/ DE 8.01 03/10/06 LITTELFUSE INC /DE DE 8.01,9.01 03/10/06 LOUNSBERRY HOLDINGS III INC 4.01,9.01 03/08/06 MACROVISION CORP DE 5.02 03/07/06 Magnum dOr Resources Inc 3.03,8.01,9.01 03/09/06 MANNATECH INC TX 2.02,9.01 03/08/06 MARKWEST ENERGY PARTNERS L P 2.02,9.01 03/09/06 MASTR ASSET BACKED SECURITIES TRUST 2 DE 8.01,9.01 11/25/05 AMEND MASTR ASSET BACKED SECURITIES TRUST 2 DE 8.01,9.01 12/27/05 AMEND MATRITECH INC/DE/ DE 1.01,9.01 03/07/06 MAYS J W INC NY 2.02 03/10/06 MCDATA CORP DE 2.02,7.01,9.01 03/09/06 MCKENZIE BAY INTERNATIONAL LTD 8.01 03/09/06 MDC PARTNERS INC A6 7.01,9.01 03/09/06 MedAire, Inc. NV 1.01,5.02,5.03,8.01,9.01 03/08/06 Medallion Trust Series 2006-1G 8.01,9.01 03/10/06 MERCHANTS & MANUFACTURERS BANCORPORAT WI 2.02,9.01 03/10/06 Merrill Lynch Mortgage Investors Trus DE 2.01,9.01 03/10/06 METAL MANAGEMENT INC DE 8.01,9.01 03/10/06 METALEX RESOURCES INC NV 5.01 03/10/06 MFA MORTGAGE INVESTMENTS MD 2.02,7.01,9.01 03/10/06 MICRON TECHNOLOGY INC DE 1.01,9.01 03/08/06 MICROSOFT CORP WA 8.01,9.01 01/26/06 ML MACADAMIA ORCHARDS L P DE 2.02,9.01 03/10/06 MOLDFLOW CORP 4.01,9.01 03/07/06 MOMENTA PHARMACEUTICALS INC DE 1.01,9.01 03/09/06 MOONEY AEROSPACE GROUP LTD DE 5.02 03/07/06 NABORS INDUSTRIES LTD D0 5.02 03/06/06 NATIONAL BEEF PACKING CO LLC DE 7.01,9.01 03/10/06 NATIONAL PRESTO INDUSTRIES INC WI 8.01 03/10/06 NAVISITE INC DE 1.01,9.01 01/31/06 NETRATINGS INC DE 1.01 03/10/06 NEW YORK HEALTH CARE INC NY 1.01,3.02,8.01,9.01 03/06/06 NEWS CORP 8.01,9.01 03/10/06 NEWTECH BRAKE CORP DE 5.02 03/09/06 NEXTERA ENTERPRISES INC DE 1.01,2.02,2.03,7.01,9.01 03/09/06 NORTEL NETWORKS CORP 2.02,3.01,4.02,5.04,8.01,9.01 03/10/06 NORTEL NETWORKS LTD 2.02,3.01,4.02,5.04,8.01,9.01 03/10/06 NORTH AMERICAN SCIENTIFIC INC 2.02,9.01 03/09/06 NOVASTAR FINANCIAL INC MD 7.01,9.01 03/10/06 NPS PHARMACEUTICALS INC DE 8.01,9.01 03/10/06 NRG ENERGY, INC. DE 1.01,5.02 03/08/06 NSTAR/MA MA 8.01,9.01 03/07/06 NUWAY MEDICAL INC DE 3.02,9.01 03/06/06 OAKLEY INC WA 2.02,4.02,9.01 03/10/06 OCEAN BIO CHEM INC FL 1.02 03/09/06 OIL STATES INTERNATIONAL INC DE 8.01,9.01 03/03/06 AMEND OM GROUP INC DE 1.01,5.02 03/06/06 ONEIDA LTD NY 8.01 03/09/06 OPINION RESEARCH CORP DE 1.01 03/06/06 Oracle Healthcare Acquisition Corp. 8.01,9.01 03/10/06 ORAGENICS INC FL 1.01,3.02,9.01 03/06/06 ORALABS HOLDING CORP CO 3.01,9.01 03/07/06 OREGON STEEL MILLS INC DE 8.01,9.01 03/06/06 OXFORD MEDIA, INC. NV 4.01,9.01 03/07/06 OXFORD MEDIA, INC. NV 2.02,9.01 03/06/06 PACEL CORP NV 1.01,2.01,9.01 03/07/06 PACIFIC GAS & ELECTRIC CO CA 8.01 03/09/06 PBS HOLDING, INC NV 3.02 03/08/06 PDL BIOPHARMA, INC. DE 1.01,5.02,9.01 03/07/06 PEGASUS WIRELESS CORP NV 8.01,9.01 03/10/06 PENTAIR INC MN 8.01,9.01 03/08/06 PENTON MEDIA INC DE 1.01,5.02,9.01 03/06/06 PEOPLES BANCORP IN 8.01 02/24/06 PEOPLES ENERGY CORP IL 8.01,9.01 03/10/06 PETROGEN CORP NV 3.02,5.01,9.01 03/06/06 PETROLEUM DEVELOPMENT CORP NV 8.01,9.01 03/09/06 PHC INC /MA/ MA 4.01 03/10/06 PHOENIX TECHNOLOGIES LTD DE 1.01,9.01 03/06/06 PHYTOMEDICAL TECHNOLOGIES INC NV 8.01,9.01 03/06/06 PILGRIMS PRIDE CORP DE 7.01 03/10/06 PLAINS EXPLORATION & PRODUCTION CO DE 8.01 03/09/06 PLC SYSTEMS INC 2.02,9.01 03/10/06 POORE BROTHERS INC DE 5.02,9.01 03/07/06 PREMIERE GLOBAL SERVICES, INC. GA 5.04,9.01 03/10/06 PRESSTEK INC /DE/ DE 1.01 03/06/06 PRICELINE COM INC DE 8.01 03/10/06 PRIMEDEX HEALTH SYSTEMS INC NY 7.01,9.01 03/10/06 PRO PHARMACEUTICALS INC NV 2.02,9.01 03/10/06 PROASSURANCE CORP DE 2.02,7.01,8.01,9.01 03/10/06 PYRAMID BREWERIES INC WA 2.02,9.01 03/09/06 QUAKER CHEMICAL CORP PA 1.01 03/06/06 QUIPP INC FL 2.02,9.01 03/09/06 QUOVADX INC DE 7.01,9.01 03/10/06 RADIOLOGIX INC DE 2.02,4.02,9.01 03/07/06 Rand Acquisition CORP DE 7.01,9.01 03/10/06 RASC Series 2006-EMX2 Trust DE 8.01,9.01 03/09/06 REGAL ENTERTAINMENT GROUP DE 1.01,9.01 03/09/06 RELIANT ENERGY INC DE 1.01 03/06/06 RENAISSANCE CAPITAL GROWTH & INCOME F TX 5.02,5.03,9.01 03/06/06 RENAL CARE GROUP INC DE 2.02,9.01 03/09/06 RES CARE INC /KY/ KY 1.01,9.01 03/06/06 RESPIRONICS INC DE 7.01 03/07/06 RESTORATION HARDWARE INC CA 1.01,5.02,9.01 03/06/06 RFMSII Series 2006-HSA2 Trust DE 8.01,9.01 03/10/06 ROYAL BODYCARE INC/NV DE 2.02,9.01 03/09/06 RUBINCON VENTURES INC DE 1.02,5.05 03/09/06 RURBAN FINANCIAL CORP OH 1.01,1.02,9.01 03/06/06 RURBAN FINANCIAL CORP OH 2.01,9.01 03/10/06 AMEND SABR LLC Trust 2006-FR1 8.01,9.01 02/23/06 SABRE HOLDINGS CORP DE 8.01,9.01 03/08/06 SAFER RESIDENCE CORP NV 1.01,8.01,9.01 03/06/06 SAFETY INSURANCE GROUP INC DE 2.02,9.01 03/10/06 SAKS INC TN 1.01,2.01,8.01,9.01 03/06/06 SAXON CAPITAL INC MD 1.01 03/10/06 SCBT FINANCIAL CORP SC 5.02,9.01 03/10/06 SCIENTIFIC LEARNING CORP DE 1.01 03/07/06 SE FINANCIAL CORP 2.02,9.01 03/09/06 SEATTLE GENETICS INC /WA DE 5.02,9.01 03/09/06 SEGUE SOFTWARE INC DE 7.01,9.01 03/10/06 Shire plc 8.01,9.01 03/10/06 SIERRA PACIFIC RESOURCES /NV/ NV 8.01 03/10/06 SKILLSOFT PUBLIC LIMITED CO 2.02,9.01 03/10/06 SONA MOBILE HOLDINGS CORP DE 5.02 03/06/06 SONICBLUE INC DE 8.01,9.01 01/31/06 SOUTHWEST WATER CO DE 7.01,9.01 03/10/06 SPECIALIZED HEALTH PRODUCTS INTERNATI DE 2.02,8.01,9.01 03/09/06 SPORT CHALET INC DE 7.01,9.01 03/08/06 STAGE STORES INC NV 2.02,8.01,9.01 03/08/06 STEINWAY MUSICAL INSTRUMENTS INC DE 8.01,9.01 03/09/06 STERLING BANCORP NY 7.01,9.01 03/09/06 STONE ENERGY CORP DE 2.02,9.01 03/09/06 STONERIDGE INC OH 1.01 03/07/06 STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 12/31/05 SUMMIT ENVIRONMENTAL CORP INC TX 1.01,9.01 03/03/06 SUN HYDRAULICS CORP FL 2.02,9.01 03/07/06 SUNGARD DATA SYSTEMS INC DE 5.02 03/07/06 SUNPOWER CORP CA 7.01,9.01 03/09/06 SUTRON CORP VA 2.02 03/06/06 SWISS MEDICA INC DE 5.02 02/20/06 TALEO CORP DE 1.01 03/08/06 Tao Minerals Ltd. NV 1.01,1.02,5.02,9.01 03/05/06 TARGET CORP MN 1.01 03/08/06 TARGETED GENETICS CORP /WA/ WA 1.01,9.01 03/09/06 TARRAGON CORP NV 1.01,9.01 03/06/06 TEAM INC TX 5.02 03/09/06 TECHNICAL OLYMPIC USA INC DE 8.01,9.01 03/09/06 Techprecision CORP 4.01,5.03,8.01,9.01 03/06/06 TEREX CORP DE 2.02,8.01,9.01 03/10/06 TETRA TECH INC DE 5.02,9.01 03/06/06 THAXTON GROUP INC SC 8.01,9.01 03/01/06 Timberline Resources Corp 1.01,2.01,2.03,3.02,5.02,9.01 03/06/06 TREDEGAR CORP VA 1.01,9.01 03/07/06 TRICELL INC 4.01,9.01 03/07/06 AMEND TRICO BANCSHARES / CA 8.01,9.01 03/07/06 TRINITY INDUSTRIES INC DE 1.01,5.03 03/08/06 TRIZETTO GROUP INC DE 1.01 03/06/06 Tube Media Corp. CO 1.01,3.02,3.03,9.01 03/06/06 Tube Media Corp. CO 1.01,9.01 03/06/06 U S CANADIAN MINERALS INC CA 4.01 03/07/06 U. S. Premium Beef, LLC DE 7.01,9.01 03/10/06 U. S. Premium Beef, LLC DE 7.01,9.01 03/10/06 UIL HOLDINGS CORP CT 8.01 03/10/06 UMPQUA HOLDINGS CORP OR 7.01,9.01 03/10/06 United Financial Bancorp Inc 5.02,9.01 03/09/06 UNITED INDUSTRIAL CORP /DE/ DE 2.02,9.01 03/10/06 UNITED RENTALS INC /DE DE 1.01,5.02,9.01 03/07/06 UNITED TECHNOLOGIES CORP /DE/ DE 5.02,9.01 03/08/06 UNIVERSAL FOREST PRODUCTS INC MI 1.01,9.01 03/10/06 UPSTREAM BIOSCIENCES INC. NV 4.01,9.01 03/10/06 USA Mobility, Inc DE 2.02,4.02,7.01,9.01 03/10/06 USA VIDEO INTERACTIVE CORP WY 8.01,9.01 03/09/06 USI HOLDINGS CORP DE 5.02,9.01 03/09/06 UTEK CORP 8.01,9.01 03/06/06 VERILINK CORP DE 1.01,1.02,3.02,9.01 03/10/06 VERITEC INC NV 1.03 03/10/06 VILLAGE SUPER MARKET INC NJ 7.01,9.01 03/10/06 VISHAY INTERTECHNOLOGY INC DE 1.01 03/10/06 VITAL IMAGES INC MN 8.01 03/10/06 VSUS TECHNOLOGIES INC DE 4.01,9.01 03/06/06 WASTE SERVICES, INC. A6 2.02,9.01 12/31/05 WEATHERFORD INTERNATIONAL LTD D0 1.01 03/09/06 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 02/23/06 WENDYS INTERNATIONAL INC OH 5.02 03/06/06 Western Refining, Inc. DE 1.01,5.02,8.01,9.01 03/08/06 WHITNEY HOLDING CORP LA 7.01,9.01 03/10/06 WILLIAMS INDUSTRIES INC VA 2.04 03/06/06 WORLD TRANSPORT AUTHORITY, INC. 8.01 03/10/06 WRIGHT MEDICAL GROUP INC DE 5.02 03/09/06 YOUNG BROADCASTING INC /DE/ DE 2.02,9.01 03/10/06 ZALE CORP DE 5.02 03/07/06 Zann Corp NV 1.01,5.02,9.01 02/09/06