Sep. 24, 2012 |
"SEC Priorities in Perspective" |
Commissioner Daniel M. Gallagher |
Sep. 20, 2012 |
Remarks at Third SAIS Global Conference on Women in the Boardroom |
Commissioner Elisse B. Walter |
Sep. 19, 2012 |
Remarks at the Conference on Financial Markets Quality |
Commissioner Daniel M. Gallagher |
Sep. 19, 2012 |
Working to Achieve the American Dream, Remarks to the Hispanic Bar Association of the District of Columbia |
Commissioner Luis A. Aguilar |
Sep. 12 2012 |
Slide Presentation (PDF): Update from the Division of Corporation Finance, 2012 AICPA National Conference on Banks & Savings Institutions |
Stephanie Ciboroski; Mark Shannon |
Aug. 29, 2012 |
Opening Remarks Regarding the Proposal of Rules Eliminating the Prohibition against General Solicitation and General Advertising in Rule 506 and Rule 144A Offerings |
Commissioner Elisse B. Walter |
Aug. 29, 2012 |
Increasing the Vulnerability of Investors |
Commissioner Luis A. Aguilar |
Aug. 29, 2012 |
Statement at Open Meeting to Propose Rule Amendments Eliminating the Prohibition Against General Solicitation and General Advertising in Rule 506 and Rule 144A Offerings |
Commissioner Troy A. Paredes |
Aug. 29, 2012 |
Statement at SEC Open Meeting - Proposed Rules to Eliminate the Prohibition Against General Solicitation and General Advertising in Rule 506 and Rule 144A Offerings |
Commissioner Daniel M. Gallagher |
Aug. 29, 2012 |
Statement at the SEC Open Meeting |
Chairman Mary L. Schapiro |
Aug. 28, 2012 |
Statement on the Regulation of Money Market Funds |
Commissioner Daniel M. Gallagher; Commissioner Troy A. Paredes |
Aug. 23, 2012 |
Statement Regarding Money Market Funds |
Commissioner Luis A. Aguilar |
Aug. 22, 2012 |
Statement at SEC Open Meeting - Disclosure of Payments by Resource Extraction Issuers
- See also:
- Video of Opening Statement
|
Commissioner Elisse B. Walter |
Aug. 22, 2012 |
Statement at SEC Open Meeting - Conflict Minerals |
Commissioner Elisse B. Walter |
Aug. 22, 2012 |
Statement at SEC Open Meeting - Conflict Minerals |
Commissioner Daniel M. Gallagher |
Aug. 22, 2012 |
Statement at SEC Open Meeting - Disclosure of Payments by Resource Extraction Issuers |
Commissioner Daniel M. Gallagher |
Aug. 22, 2012 |
Statement at SEC Open Meeting - Disclosure of Payments by Resource Extraction Issuers |
Commissioner Luis A. Aguilar |
Aug. 22, 2012 |
Statement at SEC Open Meeting - Conflict Minerals |
Commissioner Luis A. Aguilar |
Aug. 22, 2012 |
Statement at SEC Open Meeting - Conflict Minerals |
Commissioner Troy A. Paredes |
Aug. 22, 2012 |
Statement at SEC Open Meeting
- See also:
- Video of Chairman's Remarks
|
Chairman Mary L. Schapiro |
Aug. 6, 2012 |
Remarks Before the 2012 American Accounting Association Annual Meeting - Policy Choices Informed by Root Cause Analysis and the Audit Performance Feedback Loop – Investors are counting on all of us |
Brian T. Croteau |
Jul. 31, 2012 |
Remarks on News Conference Call About the SEC’s Report on the Municipal Securities Market |
Commissioner Elisse B. Walter |
Jul. 13, 2012 |
Remarks at Society of Corporate Secretaries & Governance Professionals, 66th National Conference on “The Shape of Things to Come” |
Commissioner Troy A. Paredes |
Jul. 11, 2012 |
Statement at SEC Open Meeting: Consolidated Audit Trail
- See also:
- Video of Chairman's Remarks
|
Chairman Mary L. Schapiro |
Jul. 11, 2012 |
Statement at SEC Open Meeting: Consolidated Audit Trail |
Commissioner Luis A. Aguilar |
Jul. 11, 2012 |
Statement at SEC Open Meeting: Consolidated Audit Trail |
Commissioner Elisse B. Walter |
Jul. 11, 2012 |
Statement at SEC Open Meeting: Consolidated Audit Trail |
Commissioner Daniel M. Gallagher |
Jun. 27, 2012 |
Pension Funds as Owners and Investors: A Voice for Working Families |
Commissioner Luis A. Aguilar |
Jun. 26, 2012 |
Remarks to the IRI 2012 Government, Legal & Regulatory Conference |
Susan Nash |
Jun. 12, 2012 |
Remarks at the Meeting of the Investor Advisory Committee |
Chairman Mary L. Schapiro |
Jun. 12, 2012 |
Investor Voices Renewed: The New Investor Advisory Committee |
Commissioner Luis A. Aguilar |
Jun. 9, 2012 |
Outline of Dodd-Frank Act and JOBS Act |
Lori J. Schock |
Jun. 8, 2012 |
Remarks at the Conference on Current Topics in Financial Regulation, organized by the Center for the Study of Financial Regulation, University of Notre Dame |
Commissioner Elisse B. Walter |
Jun. 5, 2012 |
Risk Assessment at the U.S. Securities & Exchange Commission |
Craig M. Lewis |
May 22, 2012 |
Remarks Before the Financial Accounting Foundation's 2012 Annual Board of Trustees Dinner |
Commissioner Elisse B. Walter |
May 17, 2012 |
Remarks at AICPA Council Spring Meeting |
Commissioner Troy A. Paredes |
May 16, 2012 |
Remarks at the 37th International Organization of Securities Commissions Annual Conference |
Commissioner Elisse B. Walter |
May 14, 2012 |
Statement Regarding Commission Approval of MSRB Rule G-17 Interpretive Notice |
Commissioner Daniel M. Gallagher; Commissioner Troy A. Paredes |
May 11, 2012 |
Statement concerning publication by IOSCO on April 27, 2012 of the “Consultation Report of the IOSCO Standing Committee 5 on Money Market Funds: Money Market Fund Systemic Risk Analysis and Reform Options.” |
Commissioner Luis A. Aguilar; Commissioner Troy A. Paredes; Commissioner Daniel M. Gallagher |
May 11, 2012 |
What SEC Registration Means for Hedge Fund Advisers |
Norm Champ |
May 7, 2012 |
Advocating for Greater Federal and State Securities Regulatory Cooperation and Collaboration |
Commissioner Luis A. Aguilar |
May 2, 2012 |
Address at the Private Equity International Private Fund Compliance Forum |
Carlo V. di Florio |
May 1, 2012 |
Remarks before AusBiotech |
Commissioner Daniel M. Gallagher |
May 1, 2012 |
Summary of Remarks at a Meeting of OTC Derivatives Regulators |
Chairman Mary L. Schapiro |
Apr. 30, 2012 |
Remarks to the American Chamber of Commerce in Australia |
Commissioner Daniel M. Gallagher |
Apr. 25, 2012 |
Remarks to the IFRS Taxonomy Annual Convention 2012 |
Mike Starr |
Apr. 18, 2012 |
Statement at SEC Open Meeting: Defining Swaps-Related Terms |
Commissioner Elisse B. Walter |
Apr. 18, 2012 |
Statement at SEC Open Meeting: Defining Swaps-Related Terms |
Commissioner Daniel M. Gallagher |
Apr. 18, 2012 |
Opening Statement at SEC Open Meeting: Defining Swaps-Related Terms
- See also:
- Video of Chairman's Remarks
|
Chairman Mary L. Schapiro |
Apr. 18, 2012 |
Statement at SEC Open Meeting: Defining Swaps-Related Terms |
Commissioner Troy A. Paredes |
Apr. 18, 2012 |
Statement at SEC Open Meeting: Defining Swaps-Related Terms |
Commissioner Luis A. Aguilar |
Apr. 13, 2012 |
Remarks at the 44th Annual Rocky Mountain Securities Conference |
Commissioner Daniel M. Gallagher |
Apr. 11, 2012 |
Defrauded Investors Deserve Their Day in Court |
Commissioner Luis A. Aguilar |
Mar. 20, 2012 |
Remarks at the SIFMA C&L Conference |
Chairman Mary L. Schapiro |
Mar. 19, 2012 |
Remarks at the 2012 Mutual Funds and Investment Management Conference |
Commissioner Elisse B. Walter |
Mar. 19, 2012 |
Public Statement by SEC Staff:
Commission Credits Individual Under Cooperation Initiative |
Robert Khuzami |
Mar. 16, 2012 |
Investor Protection is Needed for True Capital Formation: Views on the JOBS Act |
Commissioner Luis A. Aguilar |
Mar. 15, 2012 |
Remarks at the Society of American Business Editors and Writers (SABEW) Annual Convention |
Chairman Mary L. Schapiro |
Mar. 15, 2012 |
Why Seniors Are More Vulnerable Now As Targets for Financial Abuse |
Commissioner Luis A. Aguilar |
Mar. 12, 2012 |
Keynote Address at PLI - Eleventh Annual Institute on Securities Regulation in Europe |
Meredith B. Cross |
Mar. 8, 2012 |
Keynote Address Investment Adviser Association Investment Adviser Compliance Conference/2012 |
Commissioner Daniel M. Gallagher |
Mar. 5, 2012 |
Ongoing Regulatory Reform in the Global Capital Markets |
Commissioner Daniel M. Gallagher |
Feb. 29, 2012 |
“Broker-Dealer Anti-Money Laundering Compliance – Learning Lessons from the Past and Looking to the Future” |
David W. Blass |
Feb. 24, 2012 |
Remarks at The SEC Speaks in 2012 |
Commissioner Elisse B. Walter |
Feb. 24, 2012 |
Remarks at “The SEC Speaks in 2012” |
Commissioner Daniel M. Gallagher |
Feb. 24, 2012 |
Shining a Light on Expenditures of Shareholder Money |
Commissioner Luis A. Aguilar |
Feb. 24, 2012 |
Remarks at “The SEC Speaks in 2012” |
Commissioner Troy A. Paredes |
Feb. 24, 2012 |
Remarks at the Practising Law Institute’s SEC Speaks |
Chairman Mary L. Schapiro |
Feb. 17, 2012 |
Remarks at the Credit Suisse Global Equity Trading Forum |
Commissioner Daniel M. Gallagher |
Feb. 9, 2012 |
Remarks Before the PLI Investment Management Institute 2012 |
Eileen P. Rominger |
Feb. 9, 2012 |
Slide Presentation (PDF): SEC Staff Review of Common Financial Reporting Issues Facing Smaller Issuers, PCAOB Forums on Auditing in the Small Business Environment |
Craig Olinger |
Feb. 3, 2012 |
Statement by SEC Commissioner Regarding New Appointment to the PCAOB Board |
Commissioner Luis A. Aguilar |
Feb. 1, 2012 |
Remarks on News Conference Call About Case Against Credit Suisse Investment Bankers |
Robert Khuzami |
Jan. 31, 2012 |
Remarks at the Compliance Outreach Program |
Carlo V. di Florio |
Jan. 27, 2012 |
Remarks at Joint News Conference to Announce RMBS Working Group |
Robert Khuzami |
Jan. 18, 2012 |
News Conference Remarks |
Robert Khuzami |
Jan. 12, 2012 |
Remarks at the SRO Outreach Conference |
Commissioner Daniel M. Gallagher |
Jan. 11, 2012 |
Opening Statement at SEC Open Meeting: PCAOB Proposed Budget and Accounting Support Fee for 2012
- See also:
- Video of Chairman's Remarks
|
Chairman Mary L. Schapiro |
Jan. 11, 2012 |
Statement at SEC Open Meeting: PCAOB Proposed Budget and Accounting Support Fee for 2012 |
Commissioner Daniel M. Gallagher |
Jan. 11, 2012 |
Statement at SEC Open Meeting: PCAOB Proposed Budget and Accounting Support Fee for 2012 |
Commissioner Luis A. Aguilar |
Jan. 7, 2012 |
Public Statement by SEC Staff: Recent Policy Change |
Robert Khuzami |