SEC NEWS DIGEST Issue 2002-90 May 9, 2002 RULES AND RELATED MATTERS CONCEPT RELEASE; REQUEST FOR COMMENT The Securities and Exhange Commission, the Board of Governors of the Federal Reserve System, and the Federal Reserve Bank of New York are publishing for comment an interagency White Paper titled: Structural Change in the Settlement of Government Securities: Issues and Options (White Paper). The White Paper is designed to facilitate the discussion of possible structural changes in the settlement of government securities transactions. The White Paper is not intended to suggest that any of the approaches represent an improvement over current arrangements or that structural change is necessary. The goal of the White Paper is to provide a framework for discussion by identifying issues and questions that need to be further explored. Comments on the White Paper are due within 90 days following publication in the Federal Register. (Rel. 34-45879; S7-15-02) ORDER EXTENDING TEMPORARY EXEMPTION OF BANKS, SAVINGS ASSOCIATIONS, AND SAVINGS BANKS FROM THE DEFINITIONS OF "BROKER" AND "DEALER" UNDER SECTIONS 3(a)(4) AND 3(a)(5) OF THE SECURITIES EXCHANGE ACT OF 1934; NOTICE OF INTENT TO AMEND RULES The Commission approved an Order extending the temporary exemption of banks, savings associations, and savings banks from the definitions of "broker" under Section 3(a)(4) of the Securities Exchange Act of 1934 until May 12, 2003, and from the definition of "dealer" under Section 3(a)(5) of the Securities Exchange Act of 1934 until November 12, 2002. For further information, please contact Daniel Fisher at (202) 942-0073. (Rel. 34-45897) ENFORCEMENT PROCEEDINGS MICHAEL GAUSE SENTENCED TO 10 YEARS AND 7 MONTHS IN PRISON FOR ROLE IN CASH 4 TITLES PONZI SCHEME On May 1, Michael Gause, the leader of an international Ponzi scheme that defrauded more than 1,800 investors out of more than $157 million, was sentenced in Manhattan federal court by United States District Judge John G. Koeltl to 10 years and 7 months in prison. Gause was arrested on October 15, 1999, by the FBI. The Commission and the United States Attorney's Office for the Southern District of New York (SDNY) coordinated the civil and criminal actions. The SDNY prosecuted the criminal case. In addition to the term of imprisonment, Judge Koeltl also ordered Gause to pay restitution to his victims in the amount of $157,993,830. Gause previously pled guilty to conspiracy, securities fraud, and international money laundering charges relating to his participation in the sale of high-interest debt securities, the proceeds of which were supposedly for the use of Cash 4 Titles, an Atlanta, Georgia, finance company that made high-interest consumer loans secured by car titles pledged as collateral by borrowers. Gause and others represented to investors that the proceeds from the sale of the securities would be provided to Cash 4 Titles and then lent at high-interest rates to consumers. In truth, however, virtually all of the proceeds were used for the improper and undisclosed purposes of paying principal and interest due to earlier investors in the scheme, paying business expenses necessary to promote the scheme, and paying commissions and personal expenses of Gause and others. Gause conducted much of the fraudulent investment scheme from the Cayman Islands, where he controlled a network of offshore corporations, trusts, and bank accounts. In the Commission's related civil action filed on October 15, 1999, the Court has imposed asset freezes on Gause and the 44 other defendants and relief defendants named in the scheme. On January 14, 2000, the Court entered a permanent injunction against Gause, by consent, against future violations of the anti-fraud provisions of the securities laws, Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. On December 10, 1999, the Court appointed Phillip S. Stenger as Receiver. Mr. Gause has turned over to the Receiver assets valued at over $9 million including a bank account and houses in Cummings Georgia and Fort Lauderdale Florida. The case is still pending against all defendants. Gause, who has been in custody since his arrest in 1999, was a former resident of Fort Lauderdale, FL, Cummings, GA, and Georgetowne, Cayman Islands. For more information, go to the Receiver's website at www.cash4titles.com. Also, see SEC v. Charles R. Homa, et al., Litigation Release Nos. 16336, 16931, 16994, 17076. [SEC v. Charles R. Homa, Michael Gause, et al., 99 CV 6895, ND Ill., Honorable Ronald A. Guzman; U.S. v. Michael Gause, Criminal Action No. 99 Cr. 1100, JGK, USDC, SDNY] (LR-17509) SEC WINS JURY VERDICT AGAINST PENNY STOCK TRADER JERRY ROSEN AND ACCOMPLICES FOR ROLE IN SYSTEMS OF EXCELLENCE MANIPULATION; FINAL JUDGMENTS ORDER DISGORGEMENT, PREJUDGMENT INTEREST, CIVIL PENALTIES AND A PERSONAL TRADING BAN AGAINST ROSEN The Commission announced that on April 24, 2002, the Honorable Donald M. Middlebrooks, United States District Judge for the Southern District of Florida, entered final judgments against penny stock trader Jerome E. Rosen, disbarred attorney William A. Calvo III, and Calvo's company, Diversified Corporate Consulting Group. Rosen, the trader exclusively responsible for his firm's market making activity in Systems of Excellence, Inc. (SOE), accepted a bribe, in the form of free SOE stock, in exchange for his efforts to manipulate the price of SOE. Diversified, a company controlled by Calvo, among others, supported Rosen's fraudulent and manipulative trading activity and sold unregistered shares of SOE while one of its principals was touting SOE in a popular penny stock newsletter. The final judgments, which follow a March 7, 2002 jury verdict in favor of the SEC, permanently enjoin (i) Rosen and Diversified from future violations of the antifraud provisions of the federal securities laws and (ii) Calvo, Rosen and Diversified from future violations of the registration provisions. In total, Rosen, Calvo and Diversified were ordered to pay more than $3.8 million in ill- gotten gains, prejudgment interest and civil penalties, all arising from their respective roles in the manipulation of SOE stock. Additionally, the Court enjoined Rosen from buying and selling individual stocks. With these final judgments, the Commission has now successfully concluded seven separate enforcement actions arising from its investigation of SOE, assisted in obtaining four criminal convictions, deregistered the securities of SOE, and recovered approximately $15 million for defrauded investors. Two related lawsuits against other defendants are still pending. [SEC v. Jerome E. Rosen, Diversified Corporate Consulting Group, Joseph D. Radcliffe, and William A. Calvo III, Civil Action No. 01-0369-CIV-Middlebrooks (S.D. Fla.)] (LR-17510) PROFESSIONAL SPORTS AGENT WILLIAM "TANK" BLACK SENTENCED TO 60 MONTHS FOR DEFRAUDING ATHLETES IN INVESTMENT SCAMS On May 7, William H. "Tank" Black, a former professional sports agent, was sentenced to serve 60 months in prison and ordered to pay $12 million in restitution stemming from charges that he defrauded his client-athletes over a three-year period in multiple investment schemes. The Hon. Stephan P. Mickle imposed the maximum sentence after a hearing in United States District Court in the Northern District of Florida (Gainesville Division). On January 31, 2002, a jury found Black guilty of conspiring to commit mail fraud, to commit wire fraud, to obstruct the SEC's parallel investigation and to defraud the United States government. The United States Attorney for the Northern District of Florida prosecuted Black for the same conduct that underlies a civil enforcement action brought by the Commission in February 2000 against Black and others in United States District Court in the Middle District of Florida. The Commission's lawsuit, which has been stayed pending resolution of the criminal case, alleges that Black and his sports agency business, Professional Management, Inc., defrauded nearly two dozen athlete- clients of millions of dollars they entrusted to Black for investment purposes. The guilty verdict included, as an object of the conspiracy, Black's obstruction of the Commission's parallel investigation. At trial, the jury heard evidence that Black lied under oath in his SEC testimony, produced fabricated documents to the SEC and failed to produce numerous other documents in response to Commission subpoenas. [U.S. v. William H. Black, et al., No. 1:00CR15 SPM (N.D. Fla.)] (LR-17511) STEVEN BOLLA PLEADS GUILTY TO MAKING FALSE STATEMENTS TO THE COMMISSION On May 9, the United States Attorney's Office for the District of Columbia announced that Steven M. Bolla, the former president of Security Financial, Inc., an investment advisory firm, pleaded guilty to making false statements to the Securities and Exchange Commission in connection with a settlement of SEC v. James L. Foster, Laurie F. Foster, Steven M. Bolla and William E. Busacker, Jr., Civil Action No. 1:00CV01192 (D.C.D.C.), in violation of 18 United States Code Section 1001. Bolla is charged with falsely reporting his income and assets in two sworn statements filed with the Commission, on November 5, 1999 and February 5, 2000. Bolla faces a maximum sentence of 5 years imprisonment and a $250,000 fine. On May 30, 2000, the Commission filed a civil injunctive action against Bolla (and three codefendants) in the United States District Court for the District of Columbia charging him with violations of the antifraud provisions of the federal securities laws. Without admitting or denying the allegations in the Commission's complaint, Bolla agreed to the entry of an Order permanently enjoining him from violating Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and Sections 204 and 206(1), (2) and (4) of the Investment Advisers Act of 1940 and Rules 204- 2(a)(3), 204-2(c)(1) and (2), and 206(4)-2(a)(1) through (5) thereunder. Bolla also consented to being permanently enjoined from violating Rule 206(4)-1(a)(5) under Section 206(4) of the Investment Advisers Act of 1940 (SEC v. James L. Foster, Laurie F. Foster, Steven M. Bolla and William E. Busacker, Jr., Litigation Release No. 16567, May 30, 2000). On June 19, 2000, the Court entered the Order permanently enjoining Bolla from violating the provisions described. In addition, Bolla was ordered to pay a penalty of $10,000, with the Court specifically noting that Bolla was not directed to pay additional amounts as a civil penalty based on Bolla's demonstrated inability to pay, as shown by sworn financial statements furnished to the SEC (SEC v. James L. Foster, Laurie F. Foster, Steven M. Bolla and William E. Busacker, Jr., Civil Action No. 1:00CV01192, D.C.D.C.). The Commission commends the United States Attorney's Office for the District of Columbia and the Federal Bureau of Investigation for their efforts in investigating and prosecuting the case. [U.S. v. Steven M. Bolla, Case No. 02-196 (D.C.D.C.)(TPJ)] (LR-17512) HOLDING COMPANY ACT RELEASES KEYSPAN CORPORATION, ET AL. A supplemental order has been issued authorizing a proposal by KeySpan Corporation (KeySpan), a registered holding company, and KeySpan's nonutility subsidiaries, Northeast Gas Markets LLC (NEGM), Alberta Northeast Gas Limited (ANE), and Boundary Gas, Inc. (BGI). NEGM proposes to extend its interim exemption to provide contract administrative services to ANE and BGI through January 15, 2003. (Rel. 35-27527) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change submitted by the Municipal Securities Rulemaking Board (SR-MSRB-2002-05) relating to MSRB Rule G-40, on electronic mail contacts. (Rel. 34-45881) The Commission approved a proposed rule change submitted by the Municipal Securities Rulemaking Board (SR-MSRB-2002-03) relating to MSRB Rule G-3, on professional qualifications of municipal fund securities limited principals. (Rel. 34-45882) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change filed by the Chicago Stock Exchange (SR-CHX-2002- 08) amending the specialist fee schedule for certain Nasdaq/National Market securities and certain Tape B issues, securities listed for trading on the American Stock Exchange, Inc., has become effective under Section 19(b)(3)(A) of the Act. Publication of the proposal is expected in the Federal Register during the week of May 13. (Rel . 34-45892) DELISTING GRANTED An order has been issued granting the application of the Boston Stock Exchange to strike from listing and registration the Common Stock, $.01 par value, and Common Stock Purchase Warrants of 800 Travel Systems, Inc., effective at the opening of business on May 9, 2002. (Rel. 34- 45896) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 PRUDENTIAL FINANCIAL INC, 751 BROAD ST, NEWARK, NJ, 07102, 9738026000 - 0 ($408,033,500.00) Equity, (File 333-87778 - May. 8) (BR. 01) SB-2 BRIGHTCUBE INC, 307 ORCHARD CITY DRIVE, SUITE 310, CAMPBELL, CA, 95008, 4083648777 - 0 ($5,565,650.00) Equity, (File 333-87780 - May. 8) (BR. 08) S-3 HAWAIIAN ELECTRIC INDUSTRIES INC, 900 RICHARDS ST, HONOLULU, HI, 96813, 8085435662 - 0 ($300,000,000.00) Other, (File 333-87782 - May. 8) (BR. 02) S-8 WICHITA DEVELOPMENT CORP, 268 WEST 400 SOUTH, SUITE 300, SALT LAKE CITY, UT, 84101, 8015758073 - 5,000,000 ($50,000.00) Equity, (File 333-87784 - May. 8) (BR. 09) S-8 ATWOOD OCEANICS INC, 15835 PARK TEN PL DR, SUITE 200, HOUSTON, TX, 77084, 2817497845 - 1,000,000 ($48,475,000.00) Equity, (File 333-87786 - May. 8) (BR. 04) S-8 HEWLETT PACKARD CO, 3000 HANOVER ST, PALO ALTO, CA, 94304, 4158571501 - 229,739,522 ($6,844,410,652.57) Equity, (File 333-87788 - May. 8) (BR. 03) S-8 JOSHUA TREE CONSTRUCTION INC, 5450 WEST SAHARA AVENUE, 2ND FLOOR, LAS VEGAS, NV, 89146, 702-948-8800 - 7,726,260 ($772,626.00) Equity, (File 333-87790 - May. 8) (BR. 09) S-8 VISTEON CORP, 5500 AUTO CLUB DR, DEARBORN, MI, 48126-2683, 6,500,000 ($99,072,767.00) Equity, (File 333-87794 - May. 8) (BR. 05) S-8 PRECOM TECHNOLOGY INC, 2001 W. MAIN STREET, STE. 208, STAMFORD, CT, 06902, 2039610306 - 2,600,000 ($910,000.00) Equity, (File 333-87796 - May. 8) (BR. 02) S-8 ABLEAUCTIONS COM INC, 7303 EAST EARLL DR, SCOTTSDALE, AZ, 85251, 6045212253 - 2,500,000 ($1,375,000.00) Equity, (File 333-87800 - May. 8) (BR. 08) S-8 WEST PHARMACEUTICAL SERVICES INC, 101 GORDON DR, P O BOX 645, LIONVILLE, PA, 19341-0645, 6105942900 - 400,000 ($11,546,000.00) Equity, (File 333-87802 - May. 8) (BR. 06) S-8 WEST PHARMACEUTICAL SERVICES INC, 101 GORDON DR, P O BOX 645, LIONVILLE, PA, 19341-0645, 6105942900 - 60,000 ($1,731,900.00) Equity, (File 333-87804 - May. 8) (BR. 06) S-8 LINDSAY MANUFACTURING CO, 2707 NORTH 108TH STREET STE 102, OMAHA, NE, 68644, 4024282131 - 0 ($25,927,000.00) Equity, (File 333-87806 - May. 8) (BR. 36) SB-1 BLACKHAWK MOUNTAIN PRODUCTIONS INC, 2682 AURALIE DR, ESCONDIDO, CA, 92025, 7605355691 - 5,700,000 ($285,000.00) Equity, (File 333-87808 - May. 8) (BR. ) S-8 ACTIVISION INC /NY, 3100 OCEAN PARK BLVD, STE 1000, SANTA MONICA, CA, 90405, 3102552000 - 390,286 ($5,431,493.18) Equity, (File 333-87810 - May. 8) (BR. 03) S-8 ITT INDUSTRIES INC, FOUR W RED OAK LANE, WHITE PLAINS, NY, 10604, 9146412058 - 0 ($10,500,000.00) Equity, (File 333-87814 - May. 8) (BR. 06) S-3 DOCUMENTUM INC, 6801 KOLL CENTER PARKWAY, PLEASANTON, CA, 94566-3145, 9256006800 - 421,941 ($6,858,650.96) Equity, (File 333-87824 - May. 8) (BR. 03) S-8 SBE INC, 4550 NORRIS CANYON ROAD, SAN RAMON, CA, 94583, 5103552000 - 250,000 ($475,000.00) Equity, (File 333-87828 - May. 8) (BR. 03) S-1 USURF AMERICA INC, 8748 QUARTERS LAKE RD, BATON ROUGE, LA, 70809, 2259227744 - 13,663,000 ($1,875,535.00) Equity, (File 333-87830 - May. 8) (BR. 37) S-8 SELECTIVE INSURANCE GROUP INC, 40 WANTAGE AVENUE, BRANCHVILLE, NJ, 07890, 2019483000 - 0 ($1,515,638.00) Equity, (File 333-87832 - May. 8) (BR. 01) S-3 SOUTHWESTERN ELECTRIC POWER CO, 428 TRAVIS ST, SHREVEPORT, LA, 71156, 3182222141 - 150,000,000 ($150,000,000.00) Non-Convertible Debt, (File 333-87834 - May. 8) (BR. 02) S-8 ALLIED FIRST BANCORP INC, 387 SHUMAN BLVD., STE. 120W, NAPERVILLE, IL, 60563, 20,000 ($243,500.00) Equity, (File 333-87836 - May. 8) (BR. 07) S-4 AMERICANWEST BANCORPORATION, 9506 N NEWPORT HWY, SPOKANE, WA, 99218-1200, 5094676949 - 0 ($7,742,000.00) Equity, (File 333-87838 - May. 8) (BR. 07) S-3 NEWPARK RESOURCES INC, 3850 N. CAUSEWAY BLVD, SUITE 1770, METAIRIE, LA, 70002, 5048388222 - 0 ($16,560,000.00) Equity, (File 333-87840 - May. 8) (BR. 06) S-8 STEWARDSHIP FINANCIAL CORP, 630 GODWIN AVE, MIDLAND PARK, NJ, 07432, 2014447100 - 63,000 ($997,290.00) Equity, (File 333-87842 - May. 8) (BR. 07) S-1 MOTIENT CORP, 10802 PARKRIDGE BLVD, RESTON, VA, 20191-5416, 7037586000 - 6,964,705 ($59,130,345.45) Equity, (File 333-87844 - May. 8) (BR. 37) S-8 AMERICAN CAREER CENTERS INC, 2490 SOUTH 300 WEST, SOUTH SALT LAKE CITY, UT, 84115, 8014856200 - 2,000,000 ($3,100,000.00) Equity, (File 333-87846 - May. 8) (BR. 08) SB-2 ECONNECT, 2500 VIA CABRILLO MARINA SUITE 112, SAN PEDRO, CA, 90731, 3105414393 - 0 ($2,144,622.00) Equity, (File 333-87848 - May. 8) (BR. 08) S-8 SPORTSNUTS INC, TOWERS AT S TOWNE #2 STE 550, 10421 S 400 W, SALT LAKE CITY, UT, 84095, 8019670777 - 10,300,000 ($278,100.00) Other, (File 333-87850 - May. 8) (BR. 05) S-8 KONINKLIJKE PHILIPS ELECTRONICS NV, REMBRANDT TOWER AMSTELPLEIN 1, 1096 HA AMSTERDAM, THE NETHERLANDS, 0113140791 - 1,600,000 ($46,450,000.00) Equity, (File 333-87852 - May. 8) (BR. 36) S-8 A TIME TO GROW INC, 1240 BLALOCK RD, SUITE 170, HOUSTON, TX, 77055, 7132491428 - 650,000 ($6,500.00) Equity, (File 333-87854 - May. 8) (BR. 09) S-3 ALLOS THERAPEUTICS, 7000 NORTH BROADWAY, SUITE 400, DENVER, CO, 80221, 3034266262 - 0 ($18,462,500.00) Equity, (File 333-87858 - May. 8) (BR. 01) S-8 INTERSTATE BAKERIES CORP/DE/, 12 E ARMOUR BLVD, KANSAS CITY, MO, 64111, 8165024000 - 0 ($130,165,200.00) Equity, (File 333-87860 - May. 8) (BR. 04) N-2 ALLIED CAPITAL CORP, 1919 PENNSYLVANIA AVENUE NW, WASHINGTON, DC, 20006, 2023311112 - 192,500,000 ($192,500,000.00) Equity, (File 333-87862 - May. 8) (BR. 16) S-2 ARTESIAN RESOURCES CORP, 664 CHURCHMANS RD, NEWARK, DE, 19702, 3024536900 - 0 ($18,618,500.00) Equity, (File 333-87864 - May. 8) (BR. 02) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ AER ENERGY RESOURCES INC /GA GA X X 05/06/02 AGL RESOURCES INC GA X X 05/06/02 ALLIANCE CAPITAL MANAGEMENT HOLDING L DE X X 05/08/02 ALLIANCE CAPITAL MANAGEMENT L P DE X X 05/08/02 ALLTEL CORP DE X X 05/06/02 ALLTEL CORP DE X X 05/07/02 AMB PROPERTY CORP MD X X 05/08/02 AMB PROPERTY LP DE X X 05/08/02 AMERON INTERNATIONAL CORP DE X 05/01/02 ANALYTICAL SURVEYS INC CO X 05/08/02 ARCHIBALD CANDY CORP IL X 04/30/02 ASSURE ENERGY INC DE X X X 04/23/02 ATCHISON CASTING CORP KS X X 05/01/02 AVISTAR COMMUNICATIONS CORP DE X X 05/03/02 AVNET INC NY X X 05/07/02 BANK JOS A CLOTHIERS INC /DE/ DE X X 05/01/02 BANYAN STRATEGIC REALTY TRUST MA X X 05/08/02 BERTUCCIS CORP DE X 05/02/02 BRANDYWINE REALTY TRUST MD X X 05/08/02 BRIGHAM EXPLORATION CO DE X X 05/06/02 CALTON INC NJ X X 04/23/02 CANDIES INC DE X X 01/31/03 CARLISLE COMPANIES INC DE X X 05/01/02 CENTER TRUST INC MD X X 05/08/02 CHASE INDUSTRIES INC DE X X 05/08/02 CHURCHILL DOWNS INC KY X 03/31/02 CLECO POWER LLC LA X X 05/06/02 COACH INC MD X X 05/02/02 COI SOLUTIONS INC NV X X 05/04/02 COMMERCIAL BANCSHARES INC \OH\ OH X 04/10/02 CONNECTICUT WATER SERVICE INC / CT CT X X 05/08/02 CREDIT & ASSET REPACKAGING VEHICLE CO DE X 05/01/02 CREDIT SUISSE FIRST BOSTON MORT PASS X X 03/25/02 CREDIT SUISSE FIRST BOSTON MORT PASS X X 04/25/02 CRIIMI MAE FINANCIAL CORP MD X 05/01/02 CSX TRADE RECEIVABLES CORP DE X X 04/25/02 CVEO CORP MA X X 05/03/02 CYCH INC DE X X 04/26/02 DIMENSIONAL VISIONS INC/ DE DE X 04/30/02 DIMON INC VA X X 05/08/02 DT INDUSTRIES INC DE X X 05/07/02 DVI RECEIVABLES CORP VIII DE X X 05/07/02 DYNAMIC I-T INC CO X 05/02/02 EAST TEXAS FINANCIAL SERVICES INC DE X X 05/07/02 ELCOR CORP DE X X 05/02/02 ENCHIRA BIOTECHNOLOGY CORP DE X X 05/08/02 ENEXI HOLDINGS INC DE X X X X 05/08/02 EQUITY OIL CO CO X 05/08/02 ERIE INDEMNITY CO PA X 05/08/02 EURONET WORLDWIDE INC DE X 01/04/02 AMEND FACTORY 2 U STORES INC DE X 05/06/02 FIREPOND INC DE X X 05/02/02 FLEXTRONICS INTERNATIONAL LTD X X 05/03/02 GENERAL DATACOMM INDUSTRIES INC DE X 03/31/02 GEORGIA PACIFIC CORP GA X X 05/07/02 GLOBAL BUSINESS SERVICES INC DE X X 02/22/02 AMEND GLOBAL SEAFOOD TECHNOLOGIES INC NV X X 04/22/02 AMEND GST NETWORK FUNDING INC DE X X 04/18/02 AMEND GST TELECOMMUNICATIONS INC DE X X 04/18/02 AMEND GST USA INC DE X X 04/18/02 AMEND HALLIBURTON CO DE X X 05/07/02 HANOVER DIRECT INC DE X X 05/07/02 HNC SOFTWARE INC/DE DE X 05/08/02 HOUSEHOLD AUTO RECEIVABLES CORP NV X 02/19/02 HOUSEHOLD AUTOMOTIVE TRUST 2001-3 X 01/17/02 HOUSEHOLD AUTOMOTIVE TRUST 2001-3 X 02/19/02 HOUSEHOLD AUTOMOTIVE TRUST 2001-3 X 03/18/02 HUDSON UNITED BANCORP NJ X X 05/02/02 I2 TECHNOLOGIES INC DE X X 05/07/02 IMPAC SECURED ASSETS CORP CA X 04/25/02 INTERNATIONAL WIRELESS INC MD X X 04/24/02 INTERTAN INC DE X 05/07/02 INTEVAC INC CA X X 05/08/02 KANKAKEE BANCORP INC DE X X 05/08/02 KENNAMETAL INC PA X 05/06/02 AMEND KINETEK INC DE X X 04/12/02 LABONE INC/ MO X 05/07/02 LENNAR CORP /NEW/ DE X 05/08/02 LIBERATE TECHNOLOGIES DE X X 05/03/02 LONE STAR STEAKHOUSE & SALOON INC DE X X 05/04/02 MANUFACTURERS SERVICES LTD DE X X 04/30/02 MARTHA STEWART LIVING OMNIMEDIA INC DE X X 05/07/02 MED-DESIGN CORP DE X X 05/08/02 METROPOLIS REALTY TRUST INC MD X X 05/07/02 MILESTONE CAPITAL INC CO X 05/06/02 MINNESOTA CORN PROCESSORS LLC CO X X 05/08/02 MOBILE MINI INC DE X X 05/06/02 NEW CENTURY HOME EQUITY LOAN TRUST SE DE X X 04/25/02 NEW CENTURY HOME EQUITY LOAN TRUST SE DE X X 04/25/02 OHIO CASUALTY CORP OH X X 05/01/02 OLIN CORP VA X X 05/08/02 OPTIMARK HOLDINGS INC DE X X 05/07/02 PALL CORP NY X X 04/24/02 PANACO INC DE X 05/08/02 PAPER WAREHOUSE INC MN X X 04/23/02 PEOPLES FINANCIAL SERVICES CORP/ PA X 05/09/02 PG&E GAS TRANSMISSION NORTHWEST CORP CA X X 05/02/02 PLAINS RESOURCES INC DE X 05/08/02 PLIANT CORP UT X X 05/06/02 PNW CAPITAL INC DE X X X 05/08/02 PROSPERITY BANCSHARES INC TX X X 05/08/02 PROVIDENT FINANCIAL HOLDINGS INC DE X X 05/06/02 REAL ESTATE ASSOCIATES LTD VII CA X X 04/30/02 RESIDENTIAL ACCREDIT LOANS INC DE X X 04/25/02 RESIDENTIAL ASSET MORT PROD GMACM MOR X X 03/25/02 RESIDENTIAL ASSET MORT PRODUCTS GMACM X X 04/25/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 04/25/02 RESIDENTIAL ASSET SECURITIES CORP DE X X 04/25/02 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X X 04/25/02 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X X 04/25/02 SANGUI BIOTECH INTERNATIONAL INC CO X X 04/26/02 SHERWOOD BRANDS INC NC X X 04/25/02 SHIMODA RESOURCES HOLDINGS INC NV X X X 05/07/02 SILGAN HOLDINGS INC DE X 04/22/02 SINGLE SOURCE FINANCIAL SERVICES CORP X 04/29/02 SIZELER PROPERTY INVESTORS INC DE X X 05/08/02 SIZELER PROPERTY INVESTORS INC DE X X 05/01/02 SKY FINANCIAL GROUP INC OH X X 05/08/02 SMART & FINAL INC/DE DE X X 05/06/02 SOUNDVIEW TECHNOLOGY GROUP INC DE X X 05/02/02 STEWART & STEVENSON SERVICES INC TX X X 05/08/02 SUNRISE ASSISTED LIVING INC DE X X 05/08/02 TAKE TWO INTERACTIVE SOFTWARE INC DE X X 04/01/00 TELEMAX GLOBAL COMMUNICATIONS INC WA X X 02/16/02 AMEND THREE RIVERS BANCORP INC PA X X 05/07/02 TMP WORLDWIDE INC DE X X 05/07/02 TWISTEE TREAT CORP/NV DE X X 05/03/02 VANTAGEMED CORP DE X X 05/03/02 WASTE CONVERSION SYSTEMS INC NV X X X 04/30/02 WESTSTAR FINANCIAL SERVICES CORP NC X 04/17/02 AMEND WILLBROS GROUP INC R1 X X 05/06/02 WILLIAMS CONTROLS INC DE X 05/06/02 WOODHEAD INDUSTRIES INC DE X X 05/08/02 WORLDPORT COMMUNICATIONS INC DE X X 05/07/02 XTREME WEBWORKS NV X 05/07/02 XTREME WEBWORKS NV X 05/08/02 ZAMBA CORP DE X X 04/10/02 ZAP CA X X 05/08/02 AMEND