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OPEN MEETING AGENDA
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Item: |
BUSINESS CONDUCT STANDARDS FOR SECURITY-BASED SWAP DEALERS AND MAJOR SECURITY-BASED SWAP PARTICIPANTS |
Division: |
Division of Trading and Markets |
Staff: |
Lourdes Gonzalez, Joanne Rutkowski, Cindy Oh |
The Commission will consider whether to propose rules under Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act to establish business conduct standards for security-based swap dealers and major security-based swap participants.
For further information, please contact Cindy Oh, Division of Trading and Markets, at 202 551-5550.
http://www.sec.gov/news/openmeetings/2011/agenda062911.htm
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