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Division of
Trading and Markets
About the Division
Broker-Dealers
Banks and Other Depository Institutions
Credit Rating Agencies
Exchanges
Over-the-Counter Markets
ECNs/Alternative Trading Systems
National Market System
Municipal Markets
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Additional Topics
Report Issued on Improving Financial Privacy Notices for Consumers
Fee Rate Advisories
Anti-Money Laundering Rulemaking
Business Continuity Planning
Advisory Committee on Market Information
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http://www.sec.gov/divisions/marketreg/mraddtopic.shtml
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Modified: 06/27/2007