|
NR 2010-144
FOR IMMEDIATE RELEASE December 17, 2010
Contact: (202) 874-5770
OCC Enforcement Actions
WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks. All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency. Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://appsec.occ.gov/publicaccesslink/. Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number. Cease and Desist Orders |
---|
No. | Name/Bank/City | Date | Montana | 2010-223 | First Citizens Bank of Polson, National Association, Polson | 11/9/2010 | New York | 2010-238 | Metropolitan National Bank, New York | 11/5/2010 |
Civil Money Penalty Orders |
---|
No. | Name/Bank/City | Date | Wisconsin | 2010-224 | James L. Klein, First National Bank of Platteville, Platteville | 11/1/2010 |
Formal Agreements |
---|
No. | Name/Bank/City | Date | Alabama | 2010-225 | The Headland National Bank, Headland | 11/9/2010 | Colorado | 2010-237 | The First National Bank of Fleming, Fleming | 11/19/2010 | New York | 2010-226 | Empire National Bank, Islandia | 10/21/2010 | 2010-227 | Wilber National Bank, Oneonta | 10/13/2010 | 2010-228 | The Suffolk County National Bank of Riverhead, Riverhead | 10/25/2010 | North Carolina | 2010-239 | Bank of America, National Association, Charlotte | 12/7/2010 | Pennsylvania | 2010-229 | The First National Bank of Mercersburg, Mercersburg | 10/27/2010 | Texas | 2010-230 | Omnibank, National Association, Houston | 11/18/2010 |
Prompt Corrective Action Directives |
---|
No. | Name/Bank/City | Date | Illinois | 2010-231 | Western Springs National Bank and Trust, Western Springs | 11/18/2010 |
Removal / Prohibition Orders |
---|
No. | Name/Bank/City | Date | Illinois | 2010-232 | Elaine J. Hopkins, Algonquin State Bank, National Association, Algonquin | 11/15/2010 | Wisconsin | 2010-224 | James L. Klein, First National Bank of Platteville, Platteville | 11/1/2010 |
Terminations of Existing Enforcement Actions |
---|
No. | Name/Bank/City | Date | Colorado | 2010-233 | FA, First National Bank, Fort Collins (EA# 2009-105) | 11/1/2010 | Illinois | 2010-234 | FA, Castle Bank, National Association, Dekalb (EA# 2009-107) | 11/1/2010 | Kansas | 2010-235 | FA, First National Bank of Kansas, Overland Park (EA# 2009-108) | 11/1/2010 | Massachusetts | 2010-236 | FA, The Milford National Bank and Trust Company, Milford (EA# 2008-155) | 10/13/2010 | Montana | 2010-223 | FA, First Citizens Bank of Polson, National Association, Polson (EA# 2008-117) | 11/9/2010 |
# # #
|