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Publications
We offer full-color printed versions of some of our most popular online materials. To order free copies of these publications, please visit the Federal Citizen Information Center website and enter the term USSEC in the search field to view available publications. If you prefer, you may call 888-878-3256, Monday-Friday 8 AM to 8 PM ET.
Questions about bulk orders should be directed to the SEC at (800) 732-0330.
Ask Questions - Questions You Should Ask About Your Investments
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"Ask Questions." That’s the best advice we can give you about how to invest wisely. We see too many investors who might have avoided trouble and losses if they had asked basic questions from the start.
View Document: English (pdf) | Spanish (pdf)
Guide for Seniors: Protect Yourself Against Investment Fraud
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Seniors are often the target of fraud. However, with some basic understanding of how scam artists work, you can avoid fraud and protect your hard-earned money. Learning how to invest safely can mean a huge difference in your retirement years.
Seniors are particularly vulnerable to tactics of scam artists who are “nice” or attempt to develop a false bond of friendship. Scam artists prey on seniors who are polite to others and have difficulty saying “no” or feel indebted to someone who has provided unsolicited investment advice.
View Document: English (pdf) | Spanish (pdf)
Mutual Funds - A Guide for Investors
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Mutual funds can offer the advantages of diversification and professional management. But, as with other investment choices, investing in mutual funds involves risk. In addition, fees and taxes can diminish a fund's returns. This brochure explains the basics of mutual fund investing - how mutual funds work, what factors to consider before investing, and how to avoid common pitfalls.
View Document: English (pdf) | Spanish (pdf)
Saving and Investing - A Roadmap To Your Financial Security Through Saving and Investing
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Knowing how to secure your financial well-being is one of the most important things you’ll ever need in life. You don’t have to be a genius to do it. You just need to know a few basics, form a plan, and be ready to stick to it. No matter how much or little money you have, the important thing is to educate yourself about your opportunities.
View Document: English (pdf) | Spanish (pdf)
Saving and Investing for Students
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While money doesn’t grow on trees, it can grow when you save and invest wisely.
Knowing how to secure your financial well-being is one of the most important things you’ll ever need in life. You don’t have to be a genius to do it. You just need to know a few basics, form a plan, and be ready to stick to it. No matter how much or little money you have, the important thing is to educate yourself about your opportunities. In this brochure, we’ll cover the basics on saving and investing.
View Document: English (pdf)
Stopping Affinity Fraud in Your Community
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The SEC’s Office of Investor Education and Advocacy believes it is important to raise awareness regarding investment scams that target groups. In this guide, you will learn key strategies for protecting yourself and your community from the potentially devastating impact of affinity fraud.
View Document: English (pdf) | Spanish (pdf)
Variable Annuities
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Variable annuities have become a part of the retirement and investment plans of many Americans. Before you buy a variable annuity, you should know some of the basics – and be prepared to ask your insurance agent, broker, financial planner, or other financial professional lots of questions about whether a variable annuity is right for you.
View Document: English (pdf) | Spanish (pdf)