Law & Regulation

Dispositions
Dispositions Archive

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Dispositions

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Date

Dispositions

12/30/2009

Robert Johnson v. Michael Zalman Hurwitz, Kerry Dean Marshall, Todd Owen Marshall and Matthew Elliot Meyer

CFTC Docket No. 08-R042

12/08/2009

Carol S. Fensterman v. Steven Howard Joseff and Universal Commodity Corporation

CFTC Docket No. 09-R030

12/04/2009

Wan Pang Ha Yeung v. Gain Capital Group, LLC d/b/a Forex.com

CFTC Docket No. 09-R008

12/02/2009

In the Matter of : Linuxor Asset Management, LLC, Abbas A. Shah & Linuxor Capital Management, LLC

CFTC Docket No. SD 09-02

11/06/2009

Janis Hetrick v. Timothy James Currie (individually) and Timothy James Currie d/b/a BC Capital Management

CFTC Docket No. 09-R024

10/28/2009

Jing Bian v. MG Financial, LLC d/b/a MG Financial Group

CFTC Docket No. 08-R017

10/27/2009

Mark Boike v. E Trade Securities LLC

CFTC Docket No. 09-R021

10/20/2009

Nicholas J. Keefe v. Anthony David Brancieri, Farr Financial, Inc. and The Beringer Financial Group

CFTC Docket No. 09-R020

10/20/2009

Nicholas J. Keefe v. Anthony David Brancieri, Farr Financial, Inc. and The Beringer Financial Group

CFTC Docket No. 09-R020

10/15/2009

HJM Capital Management Limited Partnership v. Parman Financial and Lyndon Lydell Parrilla

CFTC Docket No. 09-R004

10/15/2009

Betty Juno and Steven A. Juno v. Parman Financial and Lyndon Lydell Parrilla

CFTC Docket No. 09-R025

10/07/2009

Chenli Chu v. James Francis Kelly and Peregrine Financial Group, Inc.

CFTC Docket No. 07-R029

09/30/2009

Jacob Cohen v. Edan Aharony, Magnolia Capital Management, LLC and Mirus Futures, LLC

CFTC Docket No. 09-R010

09/30/2009

In the Matter of: David G. Sklena

CFTC Docket No. SD 09-01

09/28/2009

Gerald McShane v. Global Asset Management, LLC

CFTC Docket No. 09-R037

09/28/2009

Renee McShane v. Global Asset Management, LLC

CFTC Docket No. 09-R038

09/09/2009

Truong Le v. Cynthia "Cindy" Morris a/k/a Cindy Goldberg, Jimi Jalil, Julio Jalil, Andres Rodriguez, Luis Rodriguez, Gerald "Jerry" Sipe; Christopher "Chris" Spinnler and Stonebridge Financial Services

CFTC Docket No. 08-R048

08/27/2009

Alfred Furst v. MF Global, Inc. and Patrick Leroy Lafferty

CFTC Docket No. 08-R033

07/28/2009

Jinming Cao v. Interactive Brokers, LLC

CFTC Docket No. 08-R016

07/27/2009

Dorothy Woertz and Herbert Woertz v. Peregrine Financial Group, Inc.

CFTC Docket No. 08-R035

07/24/2009

Robert B. Johnson v. Michael Zalman Hurwitz, Kerry Dean Marshall, Todd Owen Marshall, Matthew Elliot Meyer, Stephen Robert Miles, Miles, Inc. and Sterling International Commodities

CFTC Docket No. 08-R042

07/22/2009

Betty Price v. National Commodities Corp., Inc., Stuart Ross Marks and Eric Richard Temple

CFTC Docket No. 08-R043

07/16/2009

Andrea and Cliff Hallock v. Chesapeake Investment Services, Inc., Vision Financial Markets, LLC and John Zhang a/k/a Kun Zhang

CFTC Docket No. 09-R009

07/08/2009

Rudolph Kodras v. 20/20 Trading Company, Man Financial, Inc., Sharief Deona McDowell & Vision Financial Markets, LLC

CFTC Docket No. 08-R049

06/29/2009

John Laurenzo v. Financial Alliance, Incorporated and Victor Allen Lyons

CFTC Docket No. 07-R004

06/29/2009

Julie S. Riechert v. John Thomas Ciaramella, Comtrust, Inc., Nicholas Alexander Colburn, American Atlantic Financial Corp. and David Seth Godnick

CFTC Docket No. 08-R040

06/25/2009

Donna G. Moeller v. MF Global, Inc,.

CFTC Docket No. 08-R046

06/22/2009

Wayne Goldman v. Ace Investment Strategists, LLC, Yu-Dee Chang, Essex Futures, William Dean Katzelis, Shahin Maleki, Vishal Olson and Vision Financial Markets, LLC

CFTC Docket No. 09-R023

06/17/2009

Vijayan Charles PSP & Trust v. Dynasty Financial Group, LLC, Prasan Vadassery Gokulanathan, MF Global, Inc., a/k/a MAN Financial, Inc. and PVG Investments, LLC

CFTC Docket No. 08-R037

06/12/2009

Leroy Watson v. Forward Forex, Inc.

CFTC Docket No. 08-R029

06/11/2009

Ronald L. Fishman v. Alaron Futures and Options d/b/a Alaron Trading Corporation

CFTC Docket No. 09-R003

06/04/2009

Paul Schneider v. John Lee Neuman and The Linn Group

CFTC Docket No. 09-R013

06/01/2009

Hsue Tung v. James Michael Garasz

CFTC Docket No. 08-R023

06/01/2009

Miguel Angel Rubini Vargas and Gisella Lucia T. Salinas v. FX Solutions, LLC

CFTC Docket No. 07-R025

05/27/2009

Vincent Testaccio v. E-Trade Securities, LLC

CFTC Docket No. 08-R044

05/27/2009

David H. Ni v. Gain Capital Group, LLC d/b/a Forex.com

CFTC Docket No. 08-R034

05/27/2009

Julie S. Riechert v. John Thomas Ciaramella, Comtrust, Inc., Nicholas Alexander Colburn, American Atlantic Financial Corp. and David Seth Godnick

CFTC Docket No. 08-R040

05/12/2009

Nicholas Sarwark v. Charles Philip Bohm and MAN Financial, Inc. d/b/a MF Global, Inc.

CFTC Docket No. 08-R022

04/30/2009

American Pacific Commodities, Inc. v. ADM Investor Services, Inc,, Robert Bruce McGovern and R.B. McGovern & Associates

CFTC Docket No. 08-R019

04/23/2009

Carol Vander Stoep v. Michael De Ovando, Forex Currency Institute, Inc. and Arthur Gabriel Laguette

CFTC Docket No. 08-R036

04/22/2009

Wayne Harold Brower v. American Atlantic Financial Corp., David Seth Godnick and Tephny Petit Juene a/k/a Terry Petit

CFTC Docket No. 09-R012

04/06/2009

Craig L. Stephenson v. Whitworth & Sullivan, Christopher Valois and Sammy Joe Goldman

CFTC Docket No. 08-R018

04/06/2009

Dennis M. Bronner v. Whitworth & Sullivan, Christpher Valois and Sammy Joe Goldman

CFTC Docket No. 08-R020

04/03/2009

Nivia Smith-Kirknis v. Forex Capital Markets d/b/a FXCM

CFTC Docket No. 08-R038

04/03/2009

Nivia Smith-Kirknis v. Forex Capital Markets d/b/a FXCM

CFTC Docket No. 08-R038

03/31/2009

Sylvia Thatcher and Laurel Zipf v. FX Solutions, LLC

CFTC Docket No. 07-R055

03/31/2009

Sylvia Thatcher and Laurel Zipf v. FX Solutions, Inc.

CFTC Docket No. 07-R055

03/30/2009

In the Matter of John C. Glase, Sutherland Group, Inc. and Skibo Asset Management, LLC

CFTC Docket No. SD 08-03

03/23/2009

India Moss-Thomas v. South Coast Commodites, Inc. and Alice Gordon Welton

CFTC Docket No. 07-R007

03/05/2009

Thomas Cost v. Mark Goscenski, Trenton James Kimminau and Global Futures Exchange & Trading Company, Inc

CFTC Docket No. 07-R059

02/04/2009

Peter Beck v. Bjorn Henry Jonasson

CFTC Docket No. 08-R027

02/03/2009

Robert B. Dickten v. Forex Capital Markets, LLC d/b/a FXCM

CFTC Docket No. 06-R050

02/02/2009

George D. Monaco v. Anthony William Stack

CFTC Docket No. 08-R015

01/26/2009

In the Matter of Philadelphia Alternative Asset Management Company, LLC

CFTC Docket No. SD 08-05

01/07/2009

Edward F. Hasse v. Steven Irving Zander, Sammy Joe Goldman and John Peter Gelardi

CFTC Docket No. 07-R026

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