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Dispositions Archive
Date
Dispositions
12/31/2001
Walter Howard Elbert v. Integrated Brokerage Services, Inc., LFG, L.L.C., and William Clark Zaleski
CFTC Docket No. 00-R112
12/14/2001
Samuel S. Tahmoush v. National Commodities Corporation, Inc., Prime Commodities & Financial Services, Universal Financial Holding Corporation, and Michel-Jean Geraud
CFTC Docket No. 01-R039
12/06/2001
Robert A. Hall v. Jon Alan Noble, Moeez Ul-Haq Ansari, Compak Asset Management, Compak Trading Company, and RB&H Financial Services, LP.
CFTC Docket No. 01-R065
12/03/2001
Candetha Stanley v. Executive Commodity Corp., Thierry Kim, Tech Net Trading Inc., and Paul Martin Zedeck
CFTC Docket No. 01-R084
11/30/2001
Lydia C. Schiro v. Alaron Trading Corporation, Douglas John Mears and Tiger Financial Group, LLC
CFTC Docket No. 01-R080
11/30/2001
Cheryl Shakespeare and Michael Paul Shakespeare v. Robert Ian Gorrie, RB&H Financial Services, L.P., Christopher John Talamantes, and Tradeline Brokerage Services, L.L.C.
CFTC Docket No. 00-R073
11/29/2001
Kenneth L. Wade v. A.G. Edwards & Sons, Inc.
CFTC Docket No. 00-R101
11/29/2001
Raymond Spinner, F.B.O v. Michael John McGrath and Dean Witter Reynolds, Inc. (d.b.a. "Morgan Stanley Dean Witter")
CFTC Docket No. 00-R115
11/29/2001
In the Matter of Max F. Walters
CFTC Docket No. 99-15
11/26/2001
Laurie R. Alexander v. Terry James Dorrity, Fidelity Planning Group, and Professional Market Brokerage, Inc.
CFTC Docket No. 01-R055
11/06/2001
In the Matter of Currency Trading Systems, Joyce Roeder a/k/a Joyce Valdez, Glenn Cybulski, and Michael Stewart
CFTC Docket No. 00-06
10/25/2001
Edward Joseph Mallek v. Joseph Michael Dimele and FSG International, Inc.
CFTC Docket No. 01-R053
10/25/2001
Don Knight, Jr. v. Christopher Dennis McKenna, R.J. Fitzgerald & Company, Inc., John Barry Rodgers, and Steven Edward Schryver
CFTC Docket No. 00-R037
10/24/2001
Joseph Roig v. Barkley Financial Corporation, and Jeffrey William Brousseau
CFTC Docket No. 01-R034
10/23/2001
Parveen Irani and Mehraban Pat Irani v. Alaron Trading Corporation, Boyd C. Cruel, Sage Financial Trading Group and Thomas Joseph Whalen
CFTC Docket No. 01-R056
10/17/2001
Alfred L. Roberson, III v. Thomas Albert Brescia, and Evergreen International Trading, Incorporated
CFTC Docket No. 00-R005
10/17/2001
Alfred L. Roberson, III v. Thomas Albert Brescia, and Evergreen International Trading, Incorporated
CFTC Docket No. 00-R017
10/12/2001
Hloy K. Tegeris v, FSG International Incorporated, Alfred Albert Louis Gladstone, and Raymond Antoine Anderson
CFTC Docket No. 00-R114
10/10/2001
In the Matter of Dale Luther Mock
CFTC Docket No. 00-22
10/03/2001
Stella Damore and Helen Kanellos v. Barkley Financial Corp., Randy Jay Burstein and Melvin Paul Kanowitz
CFTC Docket No. 00-R039
10/03/2001
Walter W. Reynolds v. First Investors Group of the Palm Beaches, Inc., Bryan Oldford Tierney and Robert Eugene Vetere
CFTC Docket No. 00-R108
10/03/2001
Catherine Cooper v. Allan Steven Ader, Marc Ed Braha, Concorde Trading Group, Inc., and Clifford S. Kraus
CFTC Docket No. 01-R017
10/03/2001
Daniel P. Lantis v. James Edward Stephens, III, and Trendsystems, Inc.
CFTC Docket No. 01-R043
10/02/2001
Reid Bird v. Alfred Louis Gladstone
CFTC Docket No. 01-R088
09/29/2001
Lynda F. Cosentino v. Jack Carl Futures d/b/a ED&F Man International, and Michael C. Malone
CFTC Docket No. 00-R089
09/28/2001
Theodore Tak-Lung Lee v. Reifler Trading Corporation and Richard M. Yamaguchi
CFTC Docket No. 00-R090
09/24/2001
Ronald Windolph, and Joanna Windolph v. Rosenthal Collins Group, L.L.C.
CFTC Docket No. 00-R110
09/21/2001
Gregory A. Harris v. Ceres Trading Group, Inc., Iowa Grain Company, and Jeremy Lee Smith
CFTC Docket No. 01-R010
09/20/2001
Taghlab Haidar Al Mahmoud v. Linnco Futures Group, L.L.C. and Jad Butros Damouni
CFTC Docket No. 00-R099
09/10/2001
Ilija Djurkovic v. Andrew David Fisher, Todd A. Young, FSG International, Inc., Empire Asset Management, Blue Fish Commodities, Inc., Vision Limited Partnership, Broadstreet Financial Corp.
CFTC Docket No. 01-R013
09/07/2001
Brian M. Murphy v. Robert Benitez, Andrew David Fisher, and FSG International, Inc.
CFTC Docket No. 00-R066
09/04/2001
In the Matter of Frederic J. Mersch
CFTC Docket No. 01-02
08/27/2001
Brian M. Murphy v. Robert Benitez, Andrew David Fisher, and FSG International, Inc.
CFTC Docket No. 00-R066
08/24/2001
Glenn K. Ledford v. Concorde Trading Group, Inc., Allan Kanter, Gary Robert McKeighen, and Howard S. Miller
CFTC Docket No. 01-R061
08/21/2001
J. Bernard Arnold, III v. Cromwell Financial Services, Inc., Arthur Robert Rosansky, and Michael John Laymon
CFTC Docket No. 99-R187
08/16/2001
Thanh Kim Hunyh Sexton and John William Sexton, Sr. v. Mitchell Brad Goldberg
CFTC Docket No. 00-R092
08/16/2001
In the Matter of Vincent Coppola and Timothy Murphy
CFTC Docket No. 01-06
08/08/2001
Jeffrey A. and Deanna E. Iske v, Concorde Trading Group, Inc., Jessica Zoe Epstein, Craig William Erdmann, and Jacqueline Marks
CFTC Docket No. 00-R022
08/08/2001
Jerry Bedard v. E.D.&F. Man International, Inc., Madison Financial Group, L.L.C., and Eugene Walter Williams III
CFTC Docket No. 00-R047
07/31/2001
North American Globex Group, Inc. v. RB&H Financial Services, LP, Regal Capital Investments and Christopher Douglas Valois
CFTC Docket No. 01-R023
07/17/2001
Atlanta Lumber Company, Inc., Michael Hipps and Edward M. Hipps v. Brad Pierre Court, Paul Pierre
CFTC Docket No. 01-R006
07/13/2001
George Teichner v. Concorde Trading Group, Inc., and Allen Kanter
CFTC Docket No. 01-R008
07/05/2001
Larry Torrieri v. American Financial Trading Corp., et al.
CFTC Docket No. 01-R003
07/05/2001
In the Matter of CTS Financial Publishing, Dearborn Financial Publishing, Inc., Dennis Blitz and Nick Van Nice
CFTC Docket No. 00-34
07/02/2001
Simeon Robinson v. Alternative Commodity Traders d/b/a Lee Howard Seid, Randy Farber, Richard Stuart Seid and Lee Howard Seid
CFTC Docket No. 00-R080
07/02/2001
In the Matter of Donald M. Fishback, Jr. and The Donald M. Fishback Company, Inc.
CFTC Docket No. 01-03
06/22/2001
Paul Promnitz v. Robert Paul Nixon, John J. Taddeo, and American Financial Trading Corporation
CFTC Docket No. 00-R063
06/21/2001
Robert Ashton Gray v. First Financial Trading, Inc., Iowa Grain Company and Corey Peter Johnson
CFTC Docket No. 00-R113
06/18/2001
Sal P. Italiano v. Trendex Commodity Corporation, and Steven Gary Bornstein
CFTC Docket No. 00-R052
06/13/2001
Jason M. Robertson v. George John Slezak, et al.
CFTC Docket No. 01-R037
06/11/2001
Jitanshu Trivedi and Vanlata Trivedi v. Vision L.P., Chesapeake Investment Services, Inc., Yu-Dee Chang, Mark Klinov, Stuart Estler, and Michael Smart
CFTC Docket No. 00-R125
06/07/2001
Francine Cosmo v. Futures Online (d/b/a Linnco Futures Group & LFG L.L.C.), James A. Kaminecki, and Anthony Raia
CFTC Docket No. 99-R151
06/07/2001
Ronnie D. Bryan v. James Edward Stephens III and Trendsystems, Inc.
CFTC Docket No. 01-R035
06/06/2001
Charles Salwei v. Barkley Financial Corp, and Jack Hipolito Fernandez
CFTC Docket No. 00-R025
06/06/2001
Ron R. Boucher v. Anthony L. Airo, Shaun C. Borden, and U.S. Securities & Futures Corp.
CFTC Docket No. 00-R082
05/31/2001
Paul W. Friend v. Thomas Albert Brescia and ICG Trading, Inc.
CFTC Docket No. 99-R133
05/30/2001
Lyle R. Panasuk v. Barkley Financial Corp., Kevin Edward Moran, and Charles E. Warren III
CFTC Docket No. 00-R121
05/25/2001
Andrew Fradale v. American Financial Trading Corp., William Gordon, Craig Erdman, Ted Rome, Sam Goldman and Steven Zander
CFTC Docket No. 00-R104
05/16/2001
A. Doug Jackson, II and Shirley A. Jackson v. Alessandro Abaroa a/k/a Al Abaroa, Time Leverage Trading Corporation, and U.S. Securities & Futures Corporation
CFTC Docket No. 01-R005
05/14/2001
Garret Thorne v. LFG, L.L.C, d/b/a Zap Futures
CFTC Docket No. 00-R075
05/09/2001
Roy E. Harris v. Belal Kemal Faruki, LFG, L.L.C., and LimitUp Trading, L.L.C.
CFTC Docket No. 00-R068
05/09/2001
Monte Hawver v. Paul Brittain Jr., and Brittain-Lizzo Trading d/b/a BLT Financial Group, LLC.
CFTC Docket No. 00-R091
05/09/2001
In the Matter of Alfred R. Piasio and Donald W. Wilson
CFTC Docket No. 97-9
05/04/2001
Nyerere Kaunde Bradley v. Cromwell Financial Services Inc., Joel Allen Carlsen, and Jeffrey Paul Jedlicki
CFTC Docket No. 00-R069
05/02/2001
Nyerere Kaunde Bradley v. Cromwell Financial Services Inc., Joel Allen Carlsen, and Jeffrey Paul Jedlicki
CFTC Docket No. 00-R069
05/01/2001
Dorothy M. Deetz v. Stephanie Ann Gallitano, American Financial Trading Corporation, and National Commodities Corporation
CFTC Docket No. 00-R087
04/24/2001
Matthew C. Gray v. LFG, LLC, d/b/a Linnco Futures Group, et al.
CFTC Docket No. 99-R108
04/23/2001
Karl G. Petry v. Blobal Telecom, Inc., Cameron Scott Ownbey, and RB&H Financial Services, L.P.
CFTC Docket No. 00-R095
04/23/2001
Bryan O'Young v, George Joseph Cataudella, First Commodity Investment Corp. and Universal Financial Holding Corp.
CFTC Docket No. 01-R007
04/20/2001
Eric Starr v. Barkley Financial Corp. and James Robert Richard
CFTC Docket No. 00-R088
04/18/2001
Peter A. Thomas v. William Bachman, III, and Saul Stone & Company, L.L.C. d/b/a Futures Direct
CFTC Docket No. 01-R020
04/11/2001
Shawn Kohan v. ADM Investor Services, Inc., Xpresstrade, L.L.C., and Daniel Eugene O'Neil
CFTC Docket No. 00-R050
04/09/2001
Dianna Hanna v. Frank DeSantis, Jr., James Vincent Eulo, Group One Financial Services Inc., Universal Financial Holding Corp.
CFTC Docket No. 00-R085
04/06/2001
Walter Edward Leyland, and Nydia I. Santiago v. Barkley Financial Corporation, and Elaine Barbara Geller
CFTC Docket No. 00-R117
04/04/2001
In the Matter of Isaac Fleyshmakher
CFTC Docket No. 01-04
03/30/2001
In the Matter of Steven C. Brenner and Jami Weisner Brenner
CFTC Docket No. 00-08
03/29/2001
Virlin Whitt v. Ellen S. Cohen, Dwayne E. Hagendorf, Michelle Anne Marie Sharpe and The Winner Group, Inc.
CFTC Docket No. 99-R118
03/14/2001
Curtis E. Gracie v. Marsha Eleanor Friedman, Ronald Albert Sabat and The Winner Group, Inc.
CFTC Docket No. 00-R109
03/14/2001
In the Matter of Alfred R. Piasio and Donald W. Wilson
CFTC Docket No. 97-9
03/09/2001
Jack Lee Smiley v. FSG International, Inc., Marc Rae Goodman and David N. Mittler
CFTC Docket No. 01-R016
03/09/2001
In the Matter of John H. Ryan
CFTC Docket No. 91-10
03/08/2001
Ram L. Yadav v. Farr Financial, Incorporated
CFTC Docket No. 00-R021
03/07/2001
Wayne L. Andrews v. The Winner Group, Incorporated, Marsha Eleanor Friedman, Adam Michael Friedman, and Salvatore M. Antoci
CFTC Docket No. 00-R045
03/02/2001
James A. Robison, and Veronica T. Robison v. Vision Limited Partnership, Orion Futures Group, Incorporated, and Derek Dobrowolski
CFTC Docket No. 00-R100
03/02/2001
Rajai Ghattas v. Peregrine Financial Group, Inc. and Robert Zaborowski
CFTC Docket No. 00-R119
02/27/2001
Theresa Dike v. Milton Carl Archolecas, Brian David Cohen, and Waterford FInancial Group, Inc.
CFTC Docket No. 00-R053
02/21/2001
In the Matter of Craig J. Lacrosse
CFTC Docket No. 90-20
02/15/2001
Josef Blatstein v. Concorde Trading Group, Inc., Catherine Alma Ehlen, and Hader Mahmoodi
CFTC Docket No. 00-R105
02/15/2001
In the Matter of: Darryl M. Osler
CFTC Docket No. 00-05
02/14/2001
In the Matter of Danny L. Scheck
CFTC Docket No. 92-11
02/13/2001
Stephen T. Wisniewski v. Brock Investor Services, Inc., Richard A. Brock & Associates, Inc. (d/b/a "Brock Associates"), Aleit Elisabeth Richter, and Saul Stone & Company, L.L.C.
CFTC Docket No. 00-R102
02/12/2001
Angela Lami v. Concorde Trading Group, Inc. and Jeffrey H. Stanley
CFTC Docket No. 00-R106
02/06/2001
Shirley A. Artymovich v. Rodney Reid-Renaud
CFTC Docket No. 99-R152
02/02/2001
George K. George v. Ceres Trading Group, Inc., Iowa Grain Company, Darryl McKennon Osler and Joseph J. Rush
CFTC Docket No. 99-R176
02/01/2001
New Life Mills Limited v. LFG, LLC, Joseph Nicolas Christopher and Richard John Quain
CFTC Docket No. 99-R031
01/18/2001
Rachel D. Martin v. Universal Financial Holding Corp., Lawton Financial Group Services, and Alexander Batista
CFTC Docket No. 00-R051
01/17/2001
Marian Szuba, and Anna Szuba v. Cromwell Financial Services, Inc., and Arthur Robert Rosansky
CFTC Docket No. 00-R035
01/16/2001
John Aarons v. Investors Trading Group, L.C.
CFTC Docket No. 00-R049
01/16/2001
Raymond V. Osborne v. Sammy Lewis Bunyard, Concorde Trading Group, Inc. and Mark Todd Hauze
CFTC Docket No. 00-R057
01/08/2001
Lance Johnson v. American Financial Trading Corp., and Melvin Kline
CFTC Docket No. 00-R054
01/04/2001
Stuart A. Briscoe, III v, Ca-Ni Industries, Ltd., Nicholas James Nickolaou and Audrey Marie Lombardi Nickolaou
CFTC Docket No. 00-R070
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