| Organization | Status | | Date | Remarks | Associated Documents |
| Chicago Mercantile Exchange Inc. | Pending - Provisional Registration | as of | 11/20/2012 | CME submitted an application for SDR registration on June 7, 2012 and was provisionally registered on November 20, 2012. The CME SDR will serve the following asset classes: interest rate, equity, credit, foreign exchange and other commodities. | 12 |
| DTCC Data Repository | Pending - Provisional Registration | as of | 09/19/2012 | DTCC Data Repository LLC (DDR) was provisionally registered on September 19, 2012. DTCC Data Repository LLC will serve as a data repository for the interest rate, credit, equity and foreign exchange asset classes. On September 26, 2012, DDR submitted an amended Form SDR to indicate that DDR also intends to serve the other commodity asset class. | 26 |
| Global Trade Repository for Commodities | Withdrawn | as of | 10/09/2012 | On November 1, 2011, an application was submitted on behalf of Global Trade Repository for Commodities LLC (GTR). GTR intends to provide repository services for the other commodities asset class. GTR is a subsidiary of a Dutch foundation (Global Trade Repository for Commodities Stichting) formed by DTCC Deriv/SERV LLC and EFETnet B.V. The application was withdrawn on October 9, 2012. | 18 |
| ICE Trade Vault | Pending - Provisional Registration | as of | 06/27/2012 | ICE Trade Vault, LLC was provisionally registered on June 27, 2012. ICE Trade Vault, LLC amended its SDR application to indicate that it no longer intends to serve the interest rate asset class. ICE Trade Vault will serve as a data repository for the commodity, credit and foreign exchange asset classes. | 22 |
| INFX SDR, Inc. | Pending | Official Receipt Date | 06/08/2012 | INFX SDR submitted an application for SDR registration on June 8, 2012. The review period for the application was extended on December 4, 2012. INFX SDR intends to serve the following asset class: foreign exchange. | 17 |
| Reval SDR, Inc. | Withdrawn | as of | 10/03/2012 | Reval SDR, Inc. filed an application for SDR registration in February 2012 and intended to serve the interest rate, foreign exchange, and commodity asset classes. The review period for the application was extended on August 27, 2012, and the application was withdrawn on October 3, 2012. | 17 |
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