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1.01 |
Entry into a Material Definitive Agreement |
1.02 |
Termination of a Material Definitive Agreement |
1.03 |
Bankruptcy or Receivership |
2.01 |
Completion of Acquisition or Disposition of Assets |
2.02 |
Results of Operations and Financial Condition |
2.03 |
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant |
2.04 |
Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement |
2.05 |
Cost Associated with Exit or Disposal Activities |
2.06 |
Material Impairments |
3.01 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
3.02 |
Unregistered Sales of Equity Securities |
3.03 |
Material Modifications to Rights of Security Holders |
4.01 |
Changes in Registrant's Certifying Accountant |
4.02 |
Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review |
5.01 |
Changes in Control of Registrant |
5.02 |
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officer |
5.03 |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year |
5.04 |
Temporary Suspension of Trading Under Registrant's Employee Benefit Plans |
5.05 |
Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics |
5.06 |
Change in Shell Company Status |
6.01 |
ABS Informational and Computational Material. |
6.02 |
Change of Servicer or Trustee. |
6.03 |
Change in Credit Enhancement or Other External Support. |
6.04 |
Failure to Make a Required Distribution. |
6.05 |
Securities Act Updating Disclosure. |
7.01 |
Regulation FD Disclosure |
8.01 |
Other Events |
9.01 |
Financial Statements and Exhibits |
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.
STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ----------------------------------------------------------------------------------------- A & B II, Inc. HI 1.01,3.03,5.03,9.01 06/08/12 Addus HomeCare Corp DE 7.01,9.01 06/13/12 ADEPT TECHNOLOGY INC DE 8.01,9.01 06/13/12 AEP INDUSTRIES INC DE 5.03,9.01 06/08/12 ALASKA COMMUNICATIONS SYSTEMS GROUP I DE 5.02,5.07,9.01 06/08/12 ALEXANDER & BALDWIN INC HI 1.01,3.03,9.01 06/08/12 ALLIANCEBERNSTEIN HOLDING L.P. DE 7.01,9.01 06/12/12 ALLIANCEBERNSTEIN L.P. DE 7.01,9.01 06/12/12 ALLIED HEALTHCARE PRODUCTS INC DE 1.01 06/08/12 Allied Nevada Gold Corp. DE 7.01,9.01 06/07/12 Allied World Assurance Co Holdings, A 1.01,1.02,2.03,9.01 06/07/12 ALSERES PHARMACEUTICALS INC /DE DE 1.01 06/07/12 Amarantus BioSciences, Inc. DE 8.01,9.01 06/07/12 AMBAC FINANCIAL GROUP INC DE 8.01,9.01 06/12/12 AMBIENT CORP /NY DE 4.01,9.01 06/08/12 AMBIENT CORP /NY DE 5.02,5.07 06/07/12 AMC ENTERTAINMENT INC DE 7.01,9.01 06/13/12 AMEREN CORP MO 7.01,8.01,9.01 06/13/12 AMERICAN EXPRESS CO NY 7.01 06/13/12 American Realty Capital Properties, I MD 1.01,7.01,9.01 06/13/12 AMYRIS, INC. DE 1.01 06/11/12 Anpulo Food, Inc. NV 4.01,9.01 06/07/12 Ardea Biosciences, Inc./DE DE 8.01,9.01 06/13/12 ARUBA NETWORKS, INC. DE 8.01,9.01 06/13/12 ATLANTIC TELE NETWORK INC /DE DE 5.07 06/12/12 Bank of the Carolinas CORP NC 7.01 06/13/12 Bazaarvoice Inc DE 2.01,7.01,9.01 06/12/12 BeesFree, Inc. NV 8.01 06/08/12 BIOGEN IDEC INC. DE 5.03,5.07,9.01 06/07/12 Black Diamond, Inc. DE 1.01,5.07,9.01 06/07/12 Boardwalk Pipeline Partners, LP DE 1.01,2.03,8.01,9.01 06/07/12 BofI Holding, Inc. DE 7.01,9.01 06/13/12 Bonds.com Group, Inc. DE 1.01,3.02,9.01 06/08/12 BOYD GAMING CORP NV 1.01,2.03,3.03,9.01 06/08/12 BRIGHTPOINT INC IN 8.01 06/13/12 CAI International, Inc. 1.01,2.03,5.07,9.01 06/07/12 CAPITAL ONE FINANCIAL CORP DE 7.01 06/13/12 CASEYS GENERAL STORES INC IA 2.02,9.01 06/13/12 CATERPILLAR INC DE 8.01,9.01 06/13/12 CAVCO INDUSTRIES INC DE 5.02 06/08/12 Cazador Acquisition Corp Ltd. E9 7.01,8.01,9.01 06/13/12 CBEYOND, INC. 5.07 06/08/12 CENTRAL EUROPEAN MEDIA ENTERPRISES LT 5.07,8.01,9.01 06/13/12 CHARLES & COLVARD LTD NC 5.02,9.01 06/13/12 CHESAPEAKE ENERGY CORP OK 7.01,8.01,9.01 06/08/12 CHILDRENS PLACE RETAIL STORES INC 5.07,8.01,9.01 06/13/12 Chile Mining Technologies Inc. NV 2.03,3.02,5.02,9.01 06/13/12 China Advanced Construction Materials DE 5.02,9.01 06/13/12 CHINA FUND INC MD 5.02 06/13/12 China Natural Gas, Inc. DE 4.01,9.01 04/20/12 AMEND China Rongxin Chemical Holding Group, NV 4.01,9.01 06/07/12 CISCO SYSTEMS, INC. CA 8.01 06/07/12 CLAYTON WILLIAMS ENERGY INC /DE DE 7.01 06/13/12 CNO Financial Group, Inc. DE 7.01,9.01 06/13/12 COCA-COLA ENTERPRISES, INC. DE 5.02 06/13/12 CODEXIS INC 3.02,5.02,9.01 06/07/12 COFFEE HOLDING CO INC NV 2.02,8.01,9.01 06/13/12 COLDWATER CREEK INC DE 5.07 06/09/12 Constant Contact, Inc. DE 1.01,2.01,2.02,8.01, 06/12/12 9.01 Core-Mark Holding Company, Inc. DE 5.02 06/11/12 CPI AEROSTRUCTURES INC NY 5.07 06/13/12 CPI AEROSTRUCTURES INC NY 8.01 06/12/12 CRA INTERNATIONAL, INC. MA 5.02,5.07,8.01,9.01 06/07/12 CULP INC NC 2.02,9.01 06/13/12 CVB FINANCIAL CORP CA 7.01,9.01 06/13/12 CYPRESS SEMICONDUCTOR CORP /DE/ DE 1.01,2.03 06/11/12 CYTOMEDIX INC DE 5.02 06/07/12 Digital Realty Trust, Inc. 7.01,9.01 06/13/12 Discover Card Execution Note Trust DE 8.01 06/13/12 DORAL FINANCIAL CORP PR 5.07 06/13/12 DOW CHEMICAL CO /DE/ DE 5.02,9.01 06/12/12 ELITE PHARMACEUTICALS INC /NV/ NV 1.01,9.01 06/12/12 Encore Bancshares Inc TX 8.01,9.01 06/13/12 ENDEAVOUR INTERNATIONAL CORP NV 8.01,9.01 06/13/12 Enertopia Corp. NV 7.01,9.01 06/12/12 EQUITY RESIDENTIAL MD 8.01,9.01 06/13/12 FEDERAL AGRICULTURAL MORTGAGE CORP 5.02,5.07,9.01 06/07/12 Federal Home Loan Bank of Boston X1 2.03 06/07/12 Fiesta Restaurant Group, Inc. DE 5.02 06/08/12 FIRST CASH FINANCIAL SERVICES INC DE 5.07 06/12/12 FIRST FINANCIAL BANCORP /OH/ OH 8.01 06/13/12 FLEETCOR TECHNOLOGIES INC DE 8.01,9.01 06/07/12 FLOTEK INDUSTRIES INC/CN/ DE 7.01,9.01 06/13/12 FRANKLIN CREDIT HOLDING CORP/DE/ DE 5.07,7.01,9.01 06/11/12 Fresh Market, Inc. DE 8.01,9.01 06/11/12 Fuse Science, Inc. NV 8.01,9.01 06/13/12 GAIAM, INC CO 9.01 03/28/12 AMEND GENERAC HOLDINGS INC. DE 5.07 06/13/12 GENOMIC HEALTH INC 5.07 06/07/12 GLATFELTER P H CO PA 8.01,9.01 06/13/12 GlyEco, Inc. NV 8.01 06/07/12 GRAMERCY CAPITAL CORP MD 3.02,5.02,8.01,9.01 06/07/12 GRAYSON BANKSHARES INC VA 2.02,9.01 06/08/12 GREAT AMERICAN ENERGY, INC. 1.01,9.01 06/07/12 HALCON RESOURCES CORP DE 5.02,9.01 06/07/12 HEALTH REVENUE ASSURANCE HOLDINGS, IN NV 1.01,2.01,3.02,5.01, 02/10/12 AMEND 5.02,5.03,5.06,9.01 HERITAGE COMMERCE CORP CA 7.01,9.01 06/12/12 Hicks Acquisition CO II, Inc. 8.01,9.01 06/12/12 HUGHES Telematics, Inc. DE 1.01 06/13/12 IDENTIVE GROUP, INC. DE 5.07 06/13/12 IEC ELECTRONICS CORP DE 7.01,9.01 06/12/12 IHS Inc. DE 7.01,9.01 06/13/12 IKANOS COMMUNICATIONS CA 3.01 06/08/12 ILLUMINA INC DE 5.02 06/11/12 Immunotech Laboratories, Inc. 1.01,9.01 05/17/12 Industrial Income Trust Inc. MD 9.01 03/28/12 AMEND Inland American Real Estate Trust, In MD 7.01,9.01 06/13/12 Inland Diversified Real Estate Trust, MD 7.01,9.01 06/13/12 INNSUITES HOSPITALITY TRUST OH 8.01,9.01 06/12/12 INREIT Real Estate Investment Trust ND 5.07 06/07/12 Intellicell Biosciences, Inc. NV 1.01,3.02,9.01 06/07/12 INTERPHASE CORP TX 8.01,9.01 06/12/12 JPMORGAN CHASE & CO DE 7.01,9.01 06/13/12 KBW, INC. 5.07 06/12/12 KEY TECHNOLOGY INC OR 5.02,9.01 06/07/12 AMEND KINDER MORGAN, INC. DE 1.01,9.01 06/06/12 KIT digital, Inc. DE 8.01 06/11/12 KORN FERRY INTERNATIONAL DE 2.02,9.01 06/13/12 L 3 COMMUNICATIONS HOLDINGS INC DE 5.02,9.01 06/07/12 LAS VEGAS SANDS CORP NV 5.02,5.07,9.01 06/07/12 LAYNE CHRISTENSEN CO DE 5.02,5.07,9.01 06/07/12 LIME ENERGY CO. DE 5.07,8.01 06/12/12 Live Nation Entertainment, Inc. DE 5.03,5.07,9.01 06/08/12 M&T BANK CORP NY 5.02,9.01 06/08/12 MAC-GRAY CORP DE 5.07 06/07/12 MAD CATZ INTERACTIVE INC Z4 2.02,5.02,9.01 06/12/12 MAGNETEK, INC. DE 7.01,9.01 06/13/12 Mandalay Digital Group, Inc. DE 1.01,3.02 06/08/12 MANPOWER INC /WI/ WI 8.01,9.01 06/13/12 MASIMO CORP DE 5.07 06/07/12 MATTRESS FIRM HOLDING CORP. DE 7.01,9.01 06/13/12 MEDALLION FINANCIAL CORP DE 5.07 06/08/12 MEDICAL ACTION INDUSTRIES INC DE 1.01,2.03,3.01,9.01 06/07/12 MEDL Mobile Holdings, Inc. NV 7.01,8.01,9.01 06/13/12 METALICO INC 8.01,9.01 06/13/12 METROPOLITAN HEALTH NETWORKS INC FL 5.07 06/12/12 MICHAEL FOODS GROUP, INC. DE 8.01,9.01 06/12/12 Midstates Petroleum Company, Inc. DE 1.01,8.01,9.01 06/08/12 MIDWEST HOLDING INC. NE 5.07 06/13/12 MILLER INDUSTRIES INC /TN/ TN 5.07 05/25/12 MIPSolutions, Inc. NV 5.03,9.01 06/12/12 MOBILE STAR CORP DE 3.02,5.01,5.02 06/08/12 NANOSPHERE INC DE 7.01,9.01 06/13/12 NATIONAL FUEL GAS CO NJ 5.02,7.01,9.01 06/07/12 NaturalNano, Inc. NV 3.03,9.01 06/13/12 Net Element, Inc. DE 7.01,8.01,9.01 06/13/12 Net Savings Link, Inc. NV 1.01,2.03 06/13/12 NEW JERSEY RESOURCES CORP NJ 7.01,9.01 06/13/12 NEWS CORP 8.01,9.01 06/13/12 Nielsen Holdings N.V. P7 7.01,9.01 06/13/12 Niska Gas Storage Partners LLC DE 5.02 06/07/12 NORTEK INC DE 1.01,9.01 06/13/12 NORTHSTAR REALTY FINANCE CORP. MD 1.01,5.03,8.01,9.01 06/12/12 NORTHSTAR REALTY FINANCE CORP. MD 7.01,9.01 06/13/12 Nova Mining CORP 5.01 05/21/12 AMEND NTN BUZZTIME INC DE 5.02,5.07 06/08/12 OMEGA PROTEIN CORP NV 7.01,9.01 06/13/12 OneBeacon Insurance Group, Ltd. D0 7.01,9.01 06/13/12 OPENTABLE INC DE 3.01,5.07 06/07/12 OSIRIS THERAPEUTICS, INC. DE 5.07 06/11/12 PAR TECHNOLOGY CORP DE 5.07 06/07/12 PATHEON INC 2.02,7.01,9.01 06/13/12 PDF SOLUTIONS INC DE 5.07 06/13/12 AMEND PDL BIOPHARMA, INC. DE 7.01,9.01 06/13/12 PEP BOYS MANNY MOE & JACK PA 5.08,8.01 06/13/12 Pershing Gold Corp. NV 1.01,9.01 06/11/12 PETROLEUM DEVELOPMENT CORP NV 1.01,9.01 06/08/12 PFSWEB INC DE 5.02,5.07,9.01 06/08/12 PIER 1 IMPORTS INC/DE DE 7.01,9.01 06/13/12 PMC COMMERCIAL TRUST /TX TX 5.07 06/08/12 POPULAR INC 7.01,9.01 06/13/12 PROGRESSIVE CORP/OH/ OH 7.01,9.01 06/13/12 PROS Holdings, Inc. DE 5.07 06/07/12 Public Storage MD 8.01,9.01 06/13/12 PUMA BIOTECHNOLOGY, INC. DE 1.01,9.01 06/07/12 PURE BIOSCIENCE, INC. DE 2.02,9.01 06/13/12 QUEST DIAGNOSTICS INC DE 3.03 06/11/12 RALCORP HOLDINGS INC /MO MO 2.02,4.02 06/13/12 RALCORP HOLDINGS INC /MO MO 7.01,9.01 06/13/12 RAMTRON INTERNATIONAL CORP DE 8.01,9.01 06/12/12 Regenicin, Inc. NV 7.01,9.01 06/12/12 REGIONS FINANCIAL CORP DE 7.01,9.01 06/13/12 Resource Capital Corp. MD 1.01,5.03,8.01,9.01 06/07/12 Rockwood Holdings, Inc. DE 7.01,9.01 06/13/12 ROYAL GOLD INC DE 8.01,9.01 06/13/12 RYDER SYSTEM INC FL 5.02,9.01 06/11/12 SANDISK CORP DE 5.07 06/12/12 SANFILIPPO JOHN B & SON INC DE 7.01,9.01 06/13/12 SCHIFF NUTRITION INTERNATIONAL, INC. DE 9.01 03/30/12 AMEND SCICLONE PHARMACEUTICALS INC DE 5.02,5.07,9.01 06/07/12 SEFE, INC. NV 2.03,3.02 06/11/12 SEQUENOM INC DE 5.02,5.07 06/11/12 SIMPSON MANUFACTURING CO INC /CA/ DE 5.02 06/11/12 Skinny Nutritional Corp. NV 1.01,2.03,3.02,9.01 06/07/12 SOLITARIO EXPLORATION & ROYALTY CORP. CO 1.01,8.01,9.01 06/11/12 SPANISH BROADCASTING SYSTEM INC DE 5.07 06/07/12 SPARTAN STORES INC MI 1.01,2.03,9.01 06/08/12 STAGE STORES INC NV 5.02,9.01 06/08/12 STAMPS.COM INC DE 5.07 06/13/12 STILLWATER MINING CO /DE/ DE 8.01 06/08/12 Strategic Storage Trust, Inc. MD 5.07,9.01 06/11/12 STRATS (SM) TRUST FOR JPMORGAN CHASE 8.01,9.01 06/01/12 Strats(SM) Trust for JPMorgan Chase C 8.01,9.01 06/01/12 STRATS(SM) Trust For Morgan Stanley S 8.01,9.01 06/01/12 Support.com, Inc. DE 1.01 06/07/12 SUPREME INDUSTRIES INC DE 5.02,9.01 06/07/12 SUREWEST COMMUNICATIONS CA 5.07,8.01,9.01 06/12/12 TALBOTS INC DE 8.01,9.01 06/12/12 Terra Tech Corp. NV 5.03 06/08/12 Texas Rare Earth Resources Corp. NV 8.01 06/07/12 TRANZYME INC DE 5.07 06/07/12 AMEND Tree.com, Inc. DE 5.07 06/12/12 TUTOR PERINI Corp MA 8.01 06/12/12 TYSON FOODS INC DE 1.01,2.03,8.01,9.01 06/06/12 U.S. SILICA HOLDINGS, INC. DE 8.01,9.01 06/11/12 United American Petroleum Corp. NV 8.01 06/07/12 United Continental Holdings, Inc. DE 5.07,8.01 06/12/12 UNS Energy Corp AZ 3.02 06/11/12 USEC INC DE 1.01,9.01 06/12/12 VALENCE TECHNOLOGY INC DE 8.01,9.01 06/12/12 Venoco, Inc. DE 1.01,9.01 06/12/12 VESTIN FUND III LLC 2.01 06/13/12 Viacom Inc. DE 8.01,9.01 06/07/12 VSB BANCORP INC NY 8.01 06/12/12 WASHINGTON GAS LIGHT CO DC 8.01,9.01 06/06/12 WELLS FARGO & COMPANY/MN DE 8.01,9.01 06/12/12 Wesco Aircraft Holdings, Inc 1.01,9.01 06/13/12 Westway Group, Inc. DE 8.01,9.01 06/13/12 WHITE MOUNTAINS INSURANCE GROUP LTD D0 7.01,9.01 06/13/12 Willbros Group, Inc.\NEW\ 8.01 06/11/12 WINLAND ELECTRONICS INC MN 8.01,9.01 06/11/12 WireCo WorldGroup Inc. 1.01,7.01,9.01 06/12/12 WORLD FUEL SERVICES CORP FL 5.07,7.01,9.01 06/08/12 XL GROUP PLC L2 7.01,9.01 06/13/12 Xun Energy, Inc. NV 8.01,9.01 06/12/12 ZILLOW INC WA 2.01,9.01 05/31/12 AMEND
http://www.sec.gov/news/digest/2012/dig061412.htm
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