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Commission announcementsCommission MeetingsClosed Meeting on Thursday, June 14, 2012 at 2:00 p.m.The subject matter of the Closed Meeting scheduled for Thursday, June 14, 2012 will be: institution and settlement of injunctive actions; institution and settlement of administrative proceedings; and other matters relating to enforcement proceedings. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551-5400. ENFORCEMENT PROCEEDINGSKenneth M. Avery, CPA Reinstated to Appear and Practice Before the Commission as an Accountant Responsible For the Preparation or Review of Financial Statements Required to Be Filed With the CommissionPursuant to Rule 102(e)(5)(i) of the Commission's Rules of Practice, Kenneth M. Avery, CPA has applied for and been granted reinstatement of his privilege to appear and practice before the Commission as an accountant responsible for the preparation or review of financial statements required to be filed with the Commission. Mr. Avery was suspended from appearing or practicing before the Commission as an accountant on April 14, 2008. His reinstatement is effective immediately. (Rel. 34-67164; AAE Rel. 3388; File No. 3-13007) SELF-REGULATORY ORGANIZATIONSApproval of Proposed Rule ChangesThe Commission approved a proposed rule change (SR-CBOE-2012-013) submitted by the Chicago Board Options Exchange, Incorporated pursuant to Rule 19b-4 under the Securities Exchange Act of 1934 to adopt Self-Trade Prevention modifiers on the CBOE Stock Exchange. Publication is expected in the Federal Register during the week of June 11. (Rel. 34-67152) The Commission approved a proposed rule change submitted by New York Stock Exchange LLC (SR-NYSE-2012-10) pursuant to Rule 19b-4 under the Securities Exchange Act of 1934 amending NYSE Rule 107B to add a class of Supplemental Liquidity Providers that are registered as market makers at the Exchange. Publication is expected in the Federal Register during the week of June 11. (Rel. 34-67154) The Commission approved a proposed rule change submitted by NYSE Amex LLC (SR-NYSEAmex-2012-22) pursuant to Rule 19b-4 under the Securities Exchange Act of 1934 amending NYSE Amex Equities Rule 107B to add a class of Supplemental Liquidity Providers that are registered as market makers at the Exchange. Publication is expected in the Federal Register during the week of June 11. (Rel. 34-67155) Immediate Effectiveness of Proposed Rule ChangesA proposed rule change filed by NYSE MKT LLC (SR-NYSEMKT-2012-05) modifying the NYSE Amex Options Fee Schedule to amend the Rights Fee that is charged to Specialists, e-Specialists and Directed Order Market Makers has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of June 11. (Rel. 34-67153) ICE Clear Credit LLC filed a proposed rule change (SR-ICC-2012-09) under Section 19(b)(1) of the Securities Exchange Act of 1934 to Amend Schedule 502 of the ICE Clear Credit LLC Rules to Amend the Reference Entity Name for three Credit Default Swap Contracts and the Reference Obligation International Securities Identification Number Associated with one Credit Default Swap Contract. The proposed rule change has become immediately effective. Publication is expected in the Federal Register during the week of June 11. (Rel. 34-67156) A proposed rule change filed by the EDGX Exchange, Inc. (SR-EDGX-2012-19) relating to amendments to the EDGX Exchange, Inc. Fee Schedule has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of June 11. (Rel. 34-67158 A proposed rule change filed by the EDGX Exchange, Inc. (SR-EDGX-2012-18) relating to amendments to the EDGX Exchange, Inc. Fee Schedule has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of June 11. (Rel. 34-67159) A proposed rule change filed by the EDGA Exchange, Inc. (SR-EDGA-2012-19) relating to amendments to the EDGA Exchange, Inc. Fee Schedule has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of June 11. (Rel. 34-67160) A proposed rule change filed by the EDGA Exchange, Inc. (SR-EDGA-2012-20) relating to amendments to the EDGA Exchange, Inc. Fee Schedule has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of June 11. (Rel. 34-67161) Accelerated Approval of Proposed Rule ChangeThe Commission issued notice of filing of Amendments Nos. 2 and 3, and granted accelerated approval to a proposed rule change, as modified by Amendments Nos. 1, 2, and 3, submitted by the Financial Industry Regulatory Authority, Inc. (SR-FINRA-2011-057), pursuant to Rule 19b-4 under the Securities Exchange Act of 1934, to adopt FINRA Rule 5123 (Private Placements of Securities) in the Consolidated FINRA Rulebook. Publication is expected in the Federal Register during the week of June 11. (Rel. 34-67157) SECURITIES ACT REGISTRATIONSThe following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. S-11 Redwood Mortgage Investors IX, 900 VETERANS BLVD, SUITE 500, REDWOOD CITY, CA, 94063, 650-365-5341 - 28,500,000 ($28,500,000.00) Mortgage Backed Securities, (File 333-181953 - Jun. 7) (BR. 08B) S-8 Fiesta Restaurant Group, Inc., 968 JAMES STREET, SYRACUSE, NY, 13203, 315-424-0513 - 0 ($39,105,000.00) Equity, (File 333-181954 - Jun. 7) (BR. 05A) S-8 CITY NATIONAL CORP, 400 N ROXBURY DR, BEVERLY HILLS, CA, 90210, 3108886000 - 0 ($34,908,750.00) Equity, (File 333-181955 - Jun. 7) (BR. 07B) S-8 COMPETITIVE TECHNOLOGIES INC, 1375 KINGS HIGHWAY EAST, FAIRFIELD, CT, 06824, (203) 368-6044 - 420,000 ($483,000.00) Equity, (File 333-181963 - Jun. 7) (BR. 03A) S-8 Copano Energy, L.L.C., 1200 SMITH STREET, SUITE 2300, HOUSTON, TX, 77002, 713-621-9547 - 1,200,000 ($31,032,000.00) Equity, (File 333-181970 - Jun. 7) (BR. 02C) S-8 ELAN CORP PLC, TREASURY BUILDING, LOWER GRAND CANAL STREET, DUBLIN 2, L2, 00000, 35317094000 - 1,500,000 ($20,115,000.00) ADRs/ADSs, (File 333-181971 - Jun. 7) (BR. 01A) S-8 HARRIS & HARRIS GROUP INC /NY/, 1450 BROADWAY, FLOOR 24, NEW YORK, NY, 10018, 212-582-0900 - 1,920,000 ($6,201,600.00) Equity, (File 333-181972 - Jun. 7) (BR. 16) S-8 ELAN CORP PLC, TREASURY BUILDING, LOWER GRAND CANAL STREET, DUBLIN 2, L2, 00000, 35317094000 - 30,000,000 ($402,300,000.00) ADRs/ADSs, (File 333-181973 - Jun. 7) (BR. 01A) S-4 M I HOMES INC, 3 EASTON OVAL STE 500, COLUMBUS, OH, 43219, 6144188000 - 0 ($30,000,000.00) Non-Convertible Debt, (File 333-181974 - Jun. 7) (BR. 06B) S-8 AMERIGON INC, 21680 HAGGERTY ROAD, NORTHVILLE, MI, 48167-8994, 248-504-0500 - 0 ($24,050,000.00) Equity, (File 333-181975 - Jun. 7) (BR. 05A) S-3 AMERIGON INC, 21680 HAGGERTY ROAD, NORTHVILLE, MI, 48167-8994, 248-504-0500 - 0 ($100,000,000.00) Equity, (File 333-181976 - Jun. 7) (BR. 05A) S-8 Towers Watson & Co., 875 THIRD AVENUE, NEW YORK, NY, 10022, (212) 725-7550 - 433,128 ($25,467,926.40) Equity, (File 333-181977 - Jun. 7) (BR. 08C) S-8 GLOBAL EARTH ENERGY, INC., 1213 CULBERTH DRIVE, WILLMINGTON, NC, 28405, (910) 270-7749 - 5,000,000 ($1,000,000.00) Equity, (File 333-181978 - Jun. 7) (BR. 08C) S-3 ELLIE MAE INC, 4155 HOPYARD ROAD, SUITE 200, PLEASANTON, CA, 94588, 925-227-2082 - 1,000,000 ($15,690,000.00) Equity, 1,000,000 ($60,000,000.00) Other, (File 333-181980 - Jun. 7) (BR. 03A) S-8 TAHOE RESOURCES INC., 5190 NEIL ROAD, SUITE 460, RENO, NV, 89502, 775-825-8574 - 8,418,174 ($119,453,889.06) Equity, (File 333-181981 - Jun. 7) (BR. 09) S-3ASR Molycorp, Inc., 5619 DENVER TECH CENTER PARKWAY, SUITE 1000, GREENWOOD VILLAGE, CO, 80111, (303) 843-8040 - 0 ($9,997,050.00) Equity, (File 333-181983 - Jun. 7) (BR. 09B) S-3ASR TANGER FACTORY OUTLET CENTERS INC, 3200 NORTHLINE AVENUE SUITE 360, GREENSBORO, NC, 27408, 3362923010 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-181984 - Jun. 7) (BR. 08C) S-3 Daimler Retail Receivables LLC, 36455 CORPORATE DRIVE, FARMINGTON HILLS, MI, 84331, (248) 991-6631 - 1,000,000 ($1,000,000.00) Asset-Backed Securities, (File 333-181985 - Jun. 7) (BR. OSF) S-8 Pacira Pharmaceuticals, Inc., 5 SYLVAN WAY, SUITE 100, PARSIPPANY, NJ, 07054, 973-254-3560 - 0 ($26,738,272.80) Equity, (File 333-181986 - Jun. 7) (BR. 01A) RECENT 8K FILINGSForm 8-K is used by companies to file current reports on the following events:
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ----------------------------------------------------------------------------------------- 4 KIDS ENTERTAINMENT INC NY 8.01,9.01 06/07/12 Abtech Holdings, Inc. NV 7.01,9.01 06/06/12 ACCENTIA BIOPHARMACEUTICALS INC FL 1.01,2.03,3.02,9.01 06/01/12 ACORDA THERAPEUTICS INC 5.07 06/06/12 ADCARE HEALTH SYSTEMS INC OH 1.01,5.02,5.07,9.01 06/01/12 Aegerion Pharmaceuticals, Inc. DE 5.07 06/05/12 AFFIRMATIVE INSURANCE HOLDINGS INC DE 5.07 06/06/12 AG Mortgage Investment Trust, Inc. MD 5.07 05/18/12 AMEND ALBANY MOLECULAR RESEARCH INC DE 5.07 06/06/12 Alexander & Baldwin Holdings, Inc. HI 1.01,2.01,2.03,8.01, 06/04/12 9.01 ALEXANDER & BALDWIN INC HI 1.01,2.01,2.03,8.01, 06/04/12 9.01 Alexza Pharmaceuticals Inc. DE 5.07 06/06/12 Altegris QIM Futures Fund, L.P. DE 3.02 06/01/12 Altegris Winton Futures Fund, L.P. CO 3.02 06/01/12 ALTERNET SYSTEMS INC NV 1.01 06/07/12 AMERICAN APPAREL, INC DE 2.02 06/07/12 AMERICAN EAGLE OUTFITTERS INC DE 5.07,7.01,9.01 06/06/12 AMERICAN LEARNING Corp NY 2.02,3.01,9.01 06/01/12 American Midstream Partners, LP DE 5.02 06/04/12 American Railcar Industries, Inc. ND 5.07 06/05/12 American Realty Capital Trust III, In MD 8.01,9.01 06/06/12 AMERITRANS CAPITAL CORP DE 2.04 06/01/12 AMYRIS, INC. DE 5.02 06/04/12 ANAVEX LIFE SCIENCES CORP. NV 1.01,3.02,9.01 05/31/12 Anchor Funding Services, Inc. DE 1.01,9.01 06/07/12 APACHE CORP DE 1.01,2.03,9.01 06/04/12 ARABIAN AMERICAN DEVELOPMENT CO DE 5.07 06/06/12 ARBOR REALTY TRUST INC MD 7.01,9.01 06/07/12 ARI NETWORK SERVICES INC /WI WI 5.02 06/04/12 Ascent Solar Technologies, Inc. DE 5.07 06/07/12 Aspect FuturesAccess LLC DE 5.02 06/01/12 ASPEN TECHNOLOGY INC /DE/ DE 8.01,9.01 06/06/12 ASSOCIATED MATERIALS, LLC DE 8.01 06/07/12 AT&T INC. DE 8.01 06/07/12 Atlantic Coast Financial CORP MD 5.02,7.01,9.01 06/02/12 ATP OIL & GAS CORP TX 5.07 06/01/12 BANCFIRST CORP /OK/ OK 5.07 05/26/11 AMEND Behringer Harvard Opportunity REIT II MD 7.01,9.01 06/07/12 BIO REFERENCE LABORATORIES INC NJ 2.02,9.01 06/07/12 BIOSPECIFICS TECHNOLOGIES CORP DE 7.01,9.01 06/07/12 BIOVEST INTERNATIONAL INC DE 7.01,9.01 06/07/12 Black Diamond, Inc. DE 7.01,9.01 06/07/12 BLUCORA, INC. DE 5.03,7.01,9.01 06/05/12 Bluforest Inc. NV 1.01,9.01 03/30/12 AMEND Boston Therapeutics, Inc. DE 8.01 06/07/12 BRUKER CORP DE 5.02,9.01 06/04/12 C&J Energy Services, Inc. DE 1.01,2.03,7.01,8.01, 06/05/12 9.01 C&J Energy Services, Inc. DE 2.01,5.02,7.01,9.01 06/07/12 CAMAC Energy Inc. DE 5.07 05/30/12 CANTEL MEDICAL CORP DE 2.02,9.01 06/07/12 CAPITAL SOUTHWEST CORP TX 5.02,9.01 06/01/12 CAPITOL BANCORP LTD MI 5.03,8.01,9.01 06/07/12 CARDINAL BANKSHARES CORP VA 5.02,9.01 05/29/12 Celsion CORP DE 5.02,5.07,9.01 06/07/12 CENTRAL FEDERAL CORP DE 8.01,9.01 06/06/12 Chelsea Therapeutics International, L DE 5.02,8.01,9.01 06/07/12 CHENIERE ENERGY INC DE 5.03,5.07,9.01 06/01/12 CHEROKEE INC DE 1.01,2.02,5.02,5.07, 06/05/12 9.01 CNL Healthcare Trust, Inc. MD 1.01,9.01 06/04/12 CNS RESPONSE, INC. DE 1.01 06/01/12 CODEXIS INC 5.07,8.01 06/01/12 COEUR D ALENE MINES CORP ID 7.01 06/07/12 COLE KENNETH PRODUCTIONS INC NY 1.01,9.01 06/06/12 COLLECTIVE BRANDS, INC. DE 8.01,9.01 06/07/12 COLONY BANKCORP INC GA 5.02 04/17/12 AMEND COMMERCIAL METALS CO DE 2.01,7.01,9.01 06/01/12 COMPLETE GENOMICS INC DE 5.02 06/06/12 Computer Software Innovations, Inc. DE 5.03,9.01 06/01/12 COMPUWARE CORP MI 5.02 04/06/12 COMSTOCK RESOURCES INC NV 1.01,2.03,9.01 06/05/12 COMTECH TELECOMMUNICATIONS CORP /DE/ DE 2.02,7.01,9.01 04/30/12 COMVERSE TECHNOLOGY INC/NY/ NY 9.01 06/07/12 COOPER COMPANIES INC DE 2.02,9.01 06/07/12 Cornerstone OnDemand Inc DE 5.02 06/04/12 CPI CORP DE 2.02 06/07/12 Crocs, Inc. 5.02,5.07,9.01 06/04/12 CRYO CELL INTERNATIONAL INC DE 5.02,9.01 06/07/12 Cyclacel Pharmaceuticals, Inc. DE 5.02 06/07/12 Cytosorbents Corp 7.01,9.01 06/05/12 DATA I/O CORP WA 5.02,9.01 06/05/12 DecisionPoint Systems, Inc. 1.01,2.01,2.03,3.02, 06/04/12 5.02,9.01 DGT Holdings Corp. NY 1.01,8.01,9.01 06/06/12 DUNKIN' BRANDS GROUP, INC. DE 5.02,9.01 06/04/12 DYCOM INDUSTRIES INC FL 7.01,9.01 06/07/12 DYNASIL CORP OF AMERICA NJ 5.02 05/31/12 AMEND E TRADE FINANCIAL Corp DE 7.01,9.01 06/07/12 ECOLOGY COATINGS, INC. NV 8.01 06/07/12 ELECTRO RENT CORP CA 8.01,9.01 06/06/12 Emergent BioSolutions Inc. DE 1.01 06/01/12 ENCORE CAPITAL GROUP INC DE 5.07 06/06/12 ENERGIZER HOLDINGS INC MO 5.02 04/30/12 AMEND Enertopia Corp. NV 7.01,9.01 06/06/12 EQUINIX INC DE 5.03,5.07,9.01 06/05/12 EQUITY RESIDENTIAL MD 1.02 06/06/12 EXELON CORP PA 7.01,9.01 06/07/12 EXIDE TECHNOLOGIES DE 1.01,2.02,5.03,9.01 06/01/12 FBR & Co. VA 1.01 06/07/12 Federal Home Loan Bank of Atlanta X1 2.03 06/07/12 Federal Home Loan Bank of Chicago X1 2.03 06/04/12 Federal Home Loan Bank of Des Moines X1 2.03,9.01 06/05/12 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 06/07/12 Federal Home Loan Bank of New York X1 2.03,9.01 06/04/12 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 06/04/12 Federal Home Loan Bank of San Francis X1 2.03 06/04/12 Federal Home Loan Bank of Seattle 2.03 06/04/12 Federal Home Loan Bank of Topeka 2.03,9.01 06/04/12 FEI CO OR 8.01,9.01 06/07/12 FIRST BUSEY CORP /NV/ NV 1.01,9.01 06/07/12 FIRST RESOURCES CORP NV 1.01,2.03,3.02,9.01 06/01/12 First Surgical Partners Inc. DE 5.02 06/04/12 Fixed Income Client Solutions LLC 1.01,9.01 06/07/12 FLEETCOR TECHNOLOGIES INC DE 8.01 06/07/12 FOREST CITY ENTERPRISES INC OH 2.02,9.01 06/07/12 FOREST CITY ENTERPRISES INC OH 2.02,9.01 06/07/12 Francesca's Holdings CORP 2.02,9.01 06/07/12 FS Investment CORP MD 2.02,9.01 06/04/12 FUEL DOCTOR HOLDINGS, INC. DE 1.01,9.01 05/04/12 FUELCELL ENERGY INC DE 2.02,9.01 06/05/12 FUNCTION (X) INC. DE 5.03,8.01,9.01 06/05/12 FX ENERGY INC NV 7.01,9.01 06/07/12 FXCM Inc. 7.01,9.01 06/06/12 G III APPAREL GROUP LTD /DE/ DE 2.02,5.07,9.01 06/05/12 GALLAGHER ARTHUR J & CO DE 8.01,9.01 06/07/12 GARTNER INC DE 5.07 06/07/12 GASTAR EXPLORATION LTD 5.07 06/07/12 GATX CORP NY 1.01,2.03,9.01 06/05/12 GDT TEK, Inc. 8.01,9.01 04/30/12 GenMark Diagnostics, Inc. DE 5.07 06/06/12 GLEACHER & COMPANY, INC. DE 7.01,9.01 06/07/12 Global Cash Access Holdings, Inc. DE 1.01,9.01 06/04/12 Global Indemnity plc L2 5.07 06/06/12 GOLDEN EAGLE INTERNATIONAL INC CO 1.01,3.02,9.01 06/05/12 Great Lakes Dredge & Dock CORP DE 1.01,1.02,2.03,9.01 06/04/12 GREEN 4 MEDIA, INC. 8.01 06/04/12 GREEN HYGIENICS HOLDINGS INC. NV 5.03,9.01 06/01/12 Green PolkaDot Box Inc NV 1.01,2.01,3.02,5.01, 02/29/12 AMEND 5.02,5.06,9.01 GROUP 1 AUTOMOTIVE INC DE 8.01,9.01 06/04/12 GS Mortgage Securities Trust 2012-GCJ DE 8.01,9.01 06/07/12 GSV Capital Corp. MD 5.07 06/05/12 GSV Capital Corp. MD 7.01,9.01 06/05/12 GTJ REIT, Inc. MD 1.01,9.01 06/06/12 Guru Health Inc NV 1.01,5.01,9.01 05/31/12 Hallwood Group Inc DE 7.01 06/01/12 HARSCO CORP DE 5.02 06/05/12 HCC INSURANCE HOLDINGS INC/DE/ DE 7.01,9.01 06/06/12 HD SUPPLY, INC. DE 2.02,9.01 06/07/12 HEARTLAND EXPRESS INC NV 8.01,9.01 06/07/12 Heavy Earth Resources, Inc. FL 7.01,9.01 06/06/12 HELMERICH & PAYNE INC DE 5.02 06/06/12 Highbridge Commodities FuturesAccess DE 5.02 06/01/12 HINTO ENERGY, INC WY 7.01,9.01 06/07/12 HOMEAWAY INC DE 5.07 06/06/12 HORNE INTERNATIONAL, INC. DE 1.01,3.02 06/07/12 HOT TOPIC INC /CA/ CA 5.02,5.07,9.01 06/05/12 HUBBELL INC CT 5.02,7.01 06/06/12 HYPERTENSION DIAGNOSTICS INC /MN MN 8.01 05/31/12 IASIS Healthcare LLC DE 7.01 06/07/12 IDENTIVE GROUP, INC. DE 4.01,9.01 06/05/12 IDT CORP DE 2.02,8.01,9.01 06/07/12 IKANOS COMMUNICATIONS CA 5.07 06/05/12 IMMERSION CORP DE 5.07 06/01/12 Independence Energy Corp. NV 8.01 06/06/12 INGRAM MICRO INC DE 5.07 06/06/12 INNODATA INC DE 5.07 06/05/12 INSTITUTIONAL FINANCIAL MARKETS, INC. MD 5.07 06/06/12 INTEGRA LIFESCIENCES HOLDINGS CORP DE 5.02,8.01,9.01 06/07/12 INVACARE CORP OH 8.01,9.01 06/06/12 IPG PHOTONICS CORP DE 5.07 06/05/12 ISLE OF CAPRI CASINOS INC DE 2.02,9.01 06/07/12 IXIA CA 2.02,8.01,9.01 06/01/12 JMP Group Inc. DE 7.01 06/07/12 K SWISS INC DE 5.07 06/05/12 KBR, INC. DE 5.03,9.01 06/07/12 KIT digital, Inc. DE 1.01,9.01 06/06/12 KV PHARMACEUTICAL CO /DE/ DE 1.01,3.02,9.01 06/05/12 KVH INDUSTRIES INC \DE\ DE 8.01,9.01 06/07/12 Laredo Petroleum Holdings, Inc. DE 7.01,9.01 06/07/12 LEAPFROG ENTERPRISES INC 5.02,5.07,9.01 06/05/12 LendingClub Corp DE 1.01,3.02,5.02,8.01, 06/01/12 9.01 LIFEPOINT HOSPITALS, INC. 5.07 06/05/12 lululemon athletica inc. DE 2.02,9.01 06/07/12 lululemon athletica inc. DE 5.07 06/06/12 MACK CALI REALTY CORP MD 5.07 06/05/12 MAGELLAN HEALTH SERVICES INC DE 5.02,9.01 06/07/12 Man AHL FuturesAccess LLC DE 5.02 06/01/12 MAXYGEN INC DE 5.07 06/06/12 MAYS J W INC NY 2.02 06/06/12 MERCADOLIBRE INC 5.02,9.01 06/05/12 MERU NETWORKS INC DE 1.01,2.03,3.02,8.01, 06/06/12 9.01 METALICO INC 5.07,9.01 06/06/12 MEXICO FUND INC MD 7.01,9.01 05/31/12 ML BlueTrend FuturesAccess LLC DE 5.02 06/01/12 ML SELECT FUTURES I LP DE 5.02 06/01/12 ML Transtrend DTP Enhanced FuturesAcc DE 5.02 06/01/12 ML TREND-FOLLOWING FUTURES FUND L.P. DE 5.02 06/01/12 ML Winton FuturesAccess LLC DE 5.02 06/01/12 MModal Inc. DE 5.07 06/01/12 MODINE MANUFACTURING CO WI 7.01,9.01 06/01/12 Molycorp, Inc. DE 8.01,9.01 06/07/12 MONARCH CASINO & RESORT INC NV 5.03,5.07,9.01 06/01/12 MONMOUTH REAL ESTATE INVESTMENT CORP MD 7.01,9.01 06/07/12 Monster Beverage Corp DE 8.01,9.01 06/01/12 MONSTER WORLDWIDE, INC. DE 5.07 06/05/12 MoSys, Inc. DE 5.07 06/05/12 NACCO INDUSTRIES INC DE 1.01,9.01 06/01/12 Nationstar Mortgage Holdings Inc. DE 1.01,9.01 06/01/12 NAVIDEA BIOPHARMACEUTICALS, INC. DE 5.02,9.01 06/01/12 NAVISTAR INTERNATIONAL CORP DE 2.02,7.01,9.01 06/07/12 NAVISTAR INTERNATIONAL CORP DE 2.02,7.01,9.01 06/07/12 AMEND NB Manufacturing, Inc. NV 2.01,3.02,4.01,5.01, 06/04/12 5.02,5.06,8.01,9.01 NEOMEDIA TECHNOLOGIES INC DE 1.01,3.02,9.01 06/01/12 NEW YORK COMMUNITY BANCORP INC DE 5.07 06/07/12 NEWCASTLE INVESTMENT CORP MD 1.01,9.01 06/07/12 NEWS CORP 8.01,9.01 06/07/12 NORTH VALLEY BANCORP CA 8.01,9.01 06/07/12 Northfield Bancorp, Inc. X1 8.01,9.01 06/06/12 Nuance Communications, Inc. DE 2.01,9.01 06/01/12 NUTRI SYSTEM INC /DE/ DE 5.07 06/06/12 O'Donnell Strategic Industrial REIT, 1.02 06/01/12 Oculus Innovative Sciences, Inc. CA 2.02,7.01,9.01 06/07/12 ONE LIBERTY PROPERTIES INC MD 7.01,8.01,9.01 06/07/12 Opko Health, Inc. DE 7.01,9.01 06/05/12 ORIGINOIL INC NV 8.01,9.01 06/07/12 ORMAT TECHNOLOGIES, INC. DE 5.02 06/07/12 AMEND ORTHOFIX INTERNATIONAL N V 1.01 06/06/12 ORTHOFIX INTERNATIONAL N V 1.01,9.01 06/06/12 AMEND Ortus Currency FuturesAccess LLC DE 5.02 06/01/12 OXIGENE INC DE 8.01,9.01 06/06/12 PAA NATURAL GAS STORAGE LP DE 1.01,2.03,9.01 06/01/12 Pacira Pharmaceuticals, Inc. DE 5.02,5.07,9.01 06/05/12 PALL CORP NY 2.02,9.01 06/06/12 PARKERVISION INC FL 5.02,9.01 06/06/12 PARKERVISION INC FL 8.01,9.01 06/07/12 PENN VIRGINIA RESOURCE PARTNERS L P DE 5.07 06/06/12 PENSON WORLDWIDE INC DE 1.01,2.01,5.02,8.01, 06/05/12 9.01 PIZZA INN HOLDINGS, INC /MO/ MO 1.01,9.01 06/01/12 PIZZA INN HOLDINGS, INC /MO/ MO 5.02,8.01,9.01 06/04/12 Polypore International, Inc. 8.01,9.01 06/07/12 POWER SOLUTIONS INTERNATIONAL, INC. DE 3.02,5.02,8.01,9.01 06/06/12 PRICELINE COM INC DE 5.07 06/07/12 PRICESMART INC DE 2.02,9.01 06/07/12 PRINCETON NATIONAL BANCORP INC DE 5.07 05/17/12 ProGreen Properties, Inc. DE 5.02,9.01 04/30/12 PROLOR Biotech, Inc. NV 5.07 06/05/12 Protea Biosciences Group, Inc. DE 5.02 06/01/12 PROTEONOMIX, INC. DE 8.01 06/07/12 Public Storage MD 1.01,3.03,5.03,9.01 06/06/12 PURE BIOSCIENCE, INC. DE 5.03,9.01 06/01/12 Pzena Investment Management, Inc. DE 8.01,9.01 05/31/12 QLT INC/BC A1 5.07,8.01 06/04/12 QUIKSILVER INC DE 2.02,5.02,9.01 06/07/12 RADIO ONE, INC. DE 5.07 06/05/12 RADIOSHACK CORP DE 1.01 06/06/12 Rand Logistics, Inc. DE 2.02,9.01 06/07/12 Regeneca, Inc. NV 1.01,5.02,9.01 06/04/12 RENTRAK CORP OR 2.02,9.01 06/07/12 REPROS THERAPEUTICS INC. DE 7.01,9.01 06/07/12 REX AMERICAN RESOURCES Corp DE 5.07 06/05/12 Rexnord Corp DE 5.02 06/04/12 RUBY TUESDAY INC GA 5.02,9.01 06/06/12 SHERIDAN GROUP INC DE 1.01,9.01 06/06/12 Shiner International, Inc. NV 5.02 06/02/12 SKM Media Corp. NV 4.01,5.02,8.01,9.01 06/05/12 SMUCKER J M CO OH 2.02,9.01 06/07/12 Soltera Mining Corp. NV 3.03,5.02,7.01,9.01 11/03/11 SOUTHWEST AIRLINES CO TX 7.01,9.01 05/31/12 SPORT CHALET INC DE 2.02,9.01 06/04/12 SPRINT NEXTEL CORP KS 7.01 06/07/12 Spy Inc. DE 5.07 06/06/12 SRI SURGICAL EXPRESS INC FL 1.01,3.03,7.01,9.01 06/06/12 STEVIA NUTRA CORP. NV 1.01,9.01 06/01/12 STEWART ENTERPRISES INC LA 2.02,9.01 06/06/12 STIFEL FINANCIAL CORP DE 7.01,9.01 06/07/12 STILLWATER MINING CO /DE/ DE 5.07 05/03/11 AMEND STREAMLINE HEALTH SOLUTIONS INC. DE 2.02,9.01 06/07/12 Summit Hotel Properties, Inc. MD 5.07 06/05/12 SUN HYDRAULICS CORP FL 5.07,8.01,9.01 06/04/12 SUNRISE SENIOR LIVING INC DE 1.01,9.01 06/04/12 SUPERNUS PHARMACEUTICALS INC DE 2.02,9.01 06/07/12 SYNNEX CORP DE 5.02,9.01 06/06/12 SYNTEL INC MI 5.07 06/05/12 Systematic Momentum FuturesAccess LLC DE 5.02 06/01/12 T5 Corp. 8.01,9.01 06/07/12 TAL International Group, Inc. DE 5.02 06/06/12 TAMPA ELECTRIC CO FL 1.01,2.03,8.01,9.01 06/05/12 TICC Capital Corp. MD 5.07 06/06/12 TIFFANY & CO DE 8.01 06/07/12 Titan Machinery Inc. DE 2.02,9.01 06/07/12 TOFUTTI BRANDS INC DE 5.07 06/07/12 Tree.com, Inc. DE 2.01,9.01 06/06/12 TRI-CONTINENTAL CORP MD 7.01,9.01 06/07/12 Trunity Holdings, Inc. DE 1.01 01/24/12 AMEND UNION DRILLING INC DE 5.07 06/07/12 UNIVERSAL INSURANCE HOLDINGS, INC. DE 8.01,9.01 06/01/12 URANIUM ENERGY CORP NV 5.02,8.01,9.01 06/01/12 URANIUM RESOURCES INC /DE/ DE 5.07 06/04/12 URANIUM RESOURCES INC /DE/ DE 5.07 06/07/11 AMEND Urigen Pharmaceuticals, Inc. DE 8.01,9.01 06/05/12 UTi WORLDWIDE INC D8 2.02,9.01 06/07/12 VAALCO ENERGY INC /DE/ DE 5.07 06/06/12 VAPOR CORP. NV 8.01,9.01 06/07/12 Vestin Realty Mortgage II, Inc MD 8.01 06/07/12 ViewPoint Financial Group Inc. 8.01 06/05/12 VISHAY INTERTECHNOLOGY INC DE 7.01 06/07/12 VISTA GOLD CORP B0 7.01,9.01 06/05/12 Vitacost.com, Inc. DE 7.01,9.01 06/07/12 WELLS CORE OFFICE INCOME REIT INC 1.01 06/07/12 WELLS FARGO & COMPANY/MN DE 9.01 06/07/12 WESCO INTERNATIONAL INC 7.01,8.01,9.01 06/07/12 WESCO INTERNATIONAL INC 7.01,9.01 06/07/12 WINNEBAGO INDUSTRIES INC IA 7.01,9.01 06/07/12 World Energy Solutions, Inc. DE 5.02,9.01 06/06/12 World Omni Auto Leasing LLC DE 1.01,8.01,9.01 06/05/12 XENOPORT INC DE 8.01 06/07/12 ZAP CA 5.02,9.01 06/06/12 ZILLOW INC WA 5.02,5.07,9.01 06/01/12 ZION OIL & GAS INC DE 1.01,9.01 06/04/11 ZOGENIX, INC. DE 1.01 06/06/12
http://www.sec.gov/news/digest/2012/dig060812.htm
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