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1.01 |
Entry into a Material Definitive Agreement |
1.02 |
Termination of a Material Definitive Agreement |
1.03 |
Bankruptcy or Receivership |
2.01 |
Completion of Acquisition or Disposition of Assets |
2.02 |
Results of Operations and Financial Condition |
2.03 |
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant |
2.04 |
Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement |
2.05 |
Cost Associated with Exit or Disposal Activities |
2.06 |
Material Impairments |
3.01 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
3.02 |
Unregistered Sales of Equity Securities |
3.03 |
Material Modifications to Rights of Security Holders |
4.01 |
Changes in Registrant's Certifying Accountant |
4.02 |
Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review |
5.01 |
Changes in Control of Registrant |
5.02 |
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officer |
5.03 |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year |
5.04 |
Temporary Suspension of Trading Under Registrant's Employee Benefit Plans |
5.05 |
Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics |
5.06 |
Change in Shell Company Status |
6.01 |
ABS Informational and Computational Material. |
6.02 |
Change of Servicer or Trustee. |
6.03 |
Change in Credit Enhancement or Other External Support. |
6.04 |
Failure to Make a Required Distribution. |
6.05 |
Securities Act Updating Disclosure. |
7.01 |
Regulation FD Disclosure |
8.01 |
Other Events |
9.01 |
Financial Statements and Exhibits |
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.
STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ABERCROMBIE & FITCH CO /DE/ DE 1.01,2.03,9.01 02/24/12 ACACIA RESEARCH CORP DE 2.02,4.02 02/28/12 ACCO BRANDS CORP DE 7.01 02/29/12 Accretive Health, Inc. DE 2.02,9.01 02/29/12 AEI Income & Growth Fund 26 LLC DE 2.01,9.01 02/29/12 AETHLON MEDICAL INC NV 1.01,2.03,3.02,9.01 02/16/12 AFFIRMATIVE INSURANCE HOLDINGS INC DE 8.01 02/28/12 AIR METHODS CORP DE 2.02,9.01 02/29/12 Aircastle LTD D0 2.02,9.01 02/29/12 Aleris International, Inc. DE 2.02 02/29/12 ALEXANDRIA REAL ESTATE EQUITIES INC MD 1.01,2.03,9.01 02/29/12 ALIGN TECHNOLOGY INC DE 5.03,9.01 02/28/12 ALLEGHANY CORP /DE DE 5.02 02/23/12 ALMOST FAMILY INC DE 8.01 02/29/12 Alto Group Holdings Inc. NV 5.02,8.01 02/23/12 ALTRIA GROUP, INC. VA 5.02,5.03,9.01 02/29/12 AMARIN CORP PLC\UK X0 2.02,9.01 02/29/12 Ameresco, Inc. DE 2.02,9.01 02/29/12 AMERICAN AIRLINES INC DE 7.01,9.01 02/29/12 AMERICAN INTERNATIONAL VENTURES INC / DE 9.01 02/27/12 AMERICAN SOFTWARE INC GA 2.02,9.01 02/29/12 AMR CORP DE 7.01 02/29/12 ANADARKO PETROLEUM CORP DE 5.02,9.01 02/28/12 ANSYS INC DE 5.02,9.01 02/27/12 ANWORTH MORTGAGE ASSET CORP MD 5.07 05/26/11 AMEND Apollo Commercial Real Estate Finance MD 2.02,5.02,9.01 02/28/12 ARC WIRELESS SOLUTIONS INC UT 5.02 02/27/12 ASSURED GUARANTY LTD D0 2.02,9.01 02/28/12 ASTROTECH Corp \WA\ WA 3.01,9.01 02/28/12 ASURE SOFTWARE INC DE 9.01 12/14/11 AMEND AT&T INC. DE 8.01 02/29/12 ATLANTIC POWER CORP A1 2.02,9.01 02/29/12 AUXILIUM PHARMACEUTICALS INC 7.01,9.01 02/29/12 AVANIR PHARMACEUTICALS, INC. DE 1.01 02/29/12 AVEO PHARMACEUTICALS INC DE 5.02 02/23/12 Babcock & Wilcox Co DE 2.02,9.01 02/29/12 BALL CORP IN 1.01,9.01 02/24/12 Bank of the Carolinas CORP NC 3.01,9.01 02/23/12 BankGuam Holding Co 8.01,9.01 02/29/12 BankUnited, Inc. DE 7.01,9.01 02/29/12 BENIHANA INC DE 7.01,9.01 02/29/12 BGC Partners, Inc. DE 8.01 02/28/12 BIOSHAFT WATER TECHNOLOGY, INC. NV 1.01,5.02,9.01 02/24/12 BJs RESTAURANTS INC CA 8.01,9.01 02/29/12 BKF CAPITAL GROUP INC DE 8.01,9.01 02/28/12 Black Tusk Minerals Inc. NV 7.01,8.01,9.01 02/29/12 Blink Couture Inc. DE 1.01,9.01 02/28/12 BOEING CO DE 5.02,9.01 02/27/12 BOSTON PRIVATE FINANCIAL HOLDINGS INC MA 8.01,9.01 02/28/12 BROADSOFT, INC. DE 2.02,9.01 02/29/12 Business Development Corp of America MD 8.01 02/29/12 C&J Energy Services, Inc. DE 5.03,5.08,8.01,9.01 02/27/12 CABLEVISION SYSTEMS CORP /NY DE 2.02,9.01 02/28/12 CAESARS ENTERTAINMENT Corp DE 2.02,9.01 02/29/12 CAGLES INC GA 2.03 02/23/12 Cal Dive International, Inc. DE 2.02,7.01,9.01 02/29/12 CALGON CARBON CORPORATION DE 7.01,9.01 02/29/12 CALIFORNIA WATER SERVICE GROUP DE 2.02,9.01 02/29/12 CAPSTONE TURBINE Corp DE 1.01,8.01,9.01 02/29/12 CARTERS INC DE 2.02,9.01 02/28/12 CASELLA WASTE SYSTEMS INC DE 2.02,9.01 02/29/12 CASUAL MALE RETAIL GROUP INC DE 8.01,9.01 02/29/12 CC Media Holdings Inc 8.01,9.01 02/29/12 CCA INDUSTRIES INC DE 8.01,9.01 02/29/12 CENTERPOINT ENERGY INC 2.02,9.01 02/29/12 CENTRAL EUROPEAN DISTRIBUTION CORP DE 2.02,9.01 02/29/12 Chatham Lodging Trust MD 8.01,9.01 02/29/12 CHESAPEAKE MIDSTREAM PARTNERS LP DE 2.02,9.01 02/28/12 CHINA FUND INC MD 7.01,9.01 01/31/12 CHINA-BIOTICS, INC DE 4.01 02/22/12 CHINA-BIOTICS, INC DE 5.02 02/25/12 CIGNA CORP DE 7.01 02/29/12 CITIGROUP INC DE 9.01 02/29/12 CITIZENS REPUBLIC BANCORP, INC. MI 7.01,9.01 02/29/12 CLAIBORNE LIZ INC DE 2.02,9.01 02/29/12 CLEAR CHANNEL COMMUNICATIONS INC TX 8.01,9.01 02/29/12 Clear Channel Outdoor Holdings, Inc. DE 1.01,8.01,9.01 02/29/12 CLECO CORP LA 8.01,9.01 02/29/12 CMS ENERGY CORP MI 7.01,9.01 02/29/12 CNL LIFESTYLE PROPERTIES INC MD 8.01,9.01 02/29/12 CNO Financial Group, Inc. DE 7.01,9.01 02/29/12 Cogdell Spencer Inc. MD 8.01 02/29/12 COLONY RESORTS LVH ACQUISITIONS LLC NV 1.02 02/28/12 CombiMatrix Corp DE 2.02,9.01 02/29/12 COMFORT SYSTEMS USA INC 2.02,8.01,9.01 02/29/12 COMMONWEALTH INCOME & GROWTH FUND IV 5.02 02/29/12 COMMONWEALTH INCOME & GROWTH FUND V 5.02 02/29/12 Commonwealth Income & Growth Fund VI PA 5.02 02/29/12 Commonwealth Income & Growth Fund VII PA 5.02 02/29/12 Constellation Energy Partners LLC DE 2.02,9.01 02/29/12 Copano Energy, L.L.C. 2.02,9.01 02/28/12 COPART INC CA 2.02,9.01 02/28/12 CORPORATE PROPERTY ASSOCIATES 16 GLOB MD 7.01,9.01 02/29/12 COSTCO WHOLESALE CORP /NEW WA 2.02,9.01 02/29/12 CPI CORP DE 2.05 02/23/12 CRYO CELL INTERNATIONAL INC DE 2.02,9.01 02/29/12 CULP INC NC 2.02,9.01 02/29/12 DARLING INTERNATIONAL INC DE 2.02,9.01 02/29/12 DATA I/O CORP WA 2.02,9.01 02/28/12 DealerTrack Holdings, Inc. DE 1.01,8.01,9.01 02/27/12 DEERE & CO DE 8.01 02/29/12 DESTINY MEDIA TECHNOLOGIES INC CO 3.02 02/27/12 DFC GLOBAL CORP. DE 1.01,2.03,9.01 02/23/12 DiamondRock Hospitality Co 2.02,9.01 02/29/12 DIGITALGLOBE INC 2.02,9.01 02/29/12 DILLARDS INC DE 8.01,9.01 02/29/12 Domark International Inc. NV 1.01,9.01 02/29/12 DTE ENERGY CO MI 7.01,9.01 02/29/12 DUPONT FABROS TECHNOLOGY, INC. MD 5.02,9.01 02/23/12 DXP ENTERPRISES INC TX 2.02,9.01 02/29/12 DYCOM INDUSTRIES INC FL 2.02,7.01,9.01 02/28/12 DYNASIL CORP OF AMERICA NJ 4.01,9.01 02/29/12 DYNASIL CORP OF AMERICA NJ 5.07,8.01 02/29/12 E TRADE FINANCIAL Corp DE 5.02 02/24/12 Edgen Murray II, L.P. DE 2.02 02/29/12 EDGEWATER TECHNOLOGY INC/DE/ DE 2.02,9.01 02/29/12 EDISON INTERNATIONAL CA 2.02,7.01,9.01 02/29/12 ELITE PHARMACEUTICALS INC /NV/ NV 1.01,9.01 12/30/11 AMEND EME HOMER CITY GENERATION LP PA 2.06,7.01,9.01 02/29/12 Employers Holdings, Inc. NV 2.02,8.01,9.01 02/27/12 AMEND ENDEAVOUR INTERNATIONAL CORP NV 2.02,7.01,9.01 02/29/12 ENDEAVOUR INTERNATIONAL CORP NV 1.01,2.03,8.01,9.01 02/23/12 ENDO PHARMACEUTICALS HOLDINGS INC DE 7.01,9.01 02/29/12 Energy Future Holdings Corp /TX/ TX 1.01,2.03,9.01 02/28/12 Energy Recovery, Inc. DE 5.02 02/24/12 ENERNOC INC DE 5.02 02/27/12 Ensco plc 2.02,9.01 02/23/12 ENTEST BIOMEDICAL, INC. NV 1.01,1.02,5.03,9.01 02/22/12 EPICEPT CORP 2.02,9.01 02/29/12 EPIQ SYSTEMS INC MO 2.02,9.01 02/29/12 EWaste Systems, Inc. NV 1.01,2.01,3.03,5.03, 10/14/11 AMEND 5.06,7.01,9.01 EXPRESS SCRIPTS INC DE 5.02,8.01,9.01 02/23/12 EXTERRAN PARTNERS, L.P. DE 1.01,8.01,9.01 02/29/12 EXXON MOBIL CORP NJ 5.02 02/24/12 FEDERAL NATIONAL MORTGAGE ASSOCIATION 2.02,7.01,9.01 02/29/12 FedFirst Financial Corp 8.01,9.01 02/28/12 FelCor Lodging Trust Inc MD 2.02,9.01 02/29/12 FERRO CORP OH 2.02,9.01 02/28/12 FIELDPOINT PETROLEUM CORP CO 7.01,9.01 02/29/12 FINISAR CORP DE 2.02,9.01 02/29/12 FIRST ACCEPTANCE CORP /DE/ DE 2.02,9.01 02/29/12 FIRST COMMONWEALTH FINANCIAL CORP /PA PA 5.02 02/24/12 FIRST MIDWEST BANCORP INC DE 7.01,9.01 02/29/12 FIRST NIAGARA FINANCIAL GROUP INC DE 7.01,9.01 02/29/12 First Savings Financial Group Inc 5.07 02/28/12 Flagstone Reinsurance Holdings, S.A. N4 2.02,9.01 02/21/12 FLANIGANS ENTERPRISES INC FL 5.07 02/24/12 FLOWERS FOODS INC GA 5.02,9.01 02/23/12 FLUSHING FINANCIAL CORP DE 8.01,9.01 02/28/12 Freescale Semiconductor Holdings I, L D0 1.01,2.03,8.01,9.01 02/28/12 FRESH DEL MONTE PRODUCE INC E9 8.01,9.01 02/29/12 FTI CONSULTING INC MD 7.01,9.01 02/24/12 FUEL DOCTOR HOLDINGS, INC. DE 1.01,2.01,3.02,3.03, 08/24/11 AMEND 5.01,5.02,5.06,9.01 FXCM Inc. 7.01,9.01 02/29/12 GARDNER DENVER INC DE 4.01,9.01 02/27/12 AMEND GenOn Energy, Inc. DE 2.02,9.01 02/29/12 GLADSTONE INVESTMENT CORPORATION\DE DE 1.01,3.03,5.03,9.01 02/28/12 GLOBAL CASINOS INC UT 5.02 02/28/12 GLOBAL FOOD TECHNOLOGIES, INC. DE 5.02 02/01/12 GOLDEN PHOENIX MINERALS INC NV 2.04 01/24/12 GP STRATEGIES CORP DE 2.02,9.01 02/29/12 Green Plains Renewable Energy, Inc. IA 1.01,5.02,9.01 02/28/12 GROUP 1 AUTOMOTIVE INC DE 5.02,7.01,9.01 02/27/12 GSE SYSTEMS INC DE 5.02 02/29/12 HEALTH CARE REIT INC /DE/ DE 8.01,9.01 02/29/12 HEALTH CARE REIT INC /DE/ DE 8.01,9.01 02/29/12 HELMERICH & PAYNE INC DE 7.01,9.01 02/29/12 HERCULES TECHNOLOGY GROWTH CAPITAL IN MD 2.02,9.01 02/29/12 HERITAGE COMMERCE CORP CA 8.01,9.01 02/29/12 HERTZ CORP DE 8.01,9.01 02/28/12 HERTZ GLOBAL HOLDINGS INC 8.01,9.01 02/28/12 hhgregg, Inc. DE 8.01 02/29/12 HICKORY TECH CORP MN 8.01,9.01 02/28/12 Hines Global REIT, Inc. MD 9.01 12/15/11 AMEND HINES REAL ESTATE INVESTMENT TRUST IN 8.01 02/29/12 HMS HOLDINGS CORP 9.01 12/16/11 AMEND Hoku Corp DE 1.01,2.03,3.01,9.01 02/23/12 HOLOGIC INC DE 1.01,2.03,3.02,9.01 02/28/12 HomeStreet, Inc. WA 5.03,8.01,9.01 02/29/12 HomeStreet, Inc. WA 2.02,9.01 02/29/12 HOSPITALITY PROPERTIES TRUST MD 2.02,9.01 02/29/12 Howard Hughes Corp DE 3.03,5.03,9.01 02/24/12 ICAD INC DE 2.02,9.01 02/27/12 ICF International, Inc. DE 2.02,9.01 02/29/12 IHS Inc. DE 7.01 02/29/12 IMAGE SENSING SYSTEMS INC MN 2.02,9.01 02/29/12 ImmunoCellular Therapeutics, Ltd. DE 1.01,9.01 02/23/12 inContact, Inc. DE 2.02,9.01 02/29/12 INDUSTRIAL SERVICES OF AMERICA INC /F FL 1.01,5.02,9.01 02/23/12 INTERPUBLIC GROUP OF COMPANIES, INC. DE 8.01,9.01 02/29/12 INTERPUBLIC GROUP OF COMPANIES, INC. DE 2.02,9.01 02/24/12 Interval Leisure Group, Inc. DE 8.01,9.01 02/29/12 INTL FCSTONE INC. DE 5.02,5.07,8.01 02/23/12 Intrepid Potash, Inc. DE 7.01,9.01 02/29/12 IPARTY CORP DE 2.02,9.01 02/29/12 IROBOT CORP DE 5.02,7.01,9.01 02/27/12 IRONCLAD PERFORMANCE WEAR CORP 2.02,7.01,9.01 02/29/12 ISIS PHARMACEUTICALS INC DE 2.02,9.01 02/29/12 Islet Sciences, Inc NV 1.01,9.01 02/23/12 JACOBS ENTERTAINMENT INC DE 1.01,9.01 02/23/12 JOY GLOBAL INC DE 2.02,7.01,9.01 02/29/12 KERYX BIOPHARMACEUTICALS INC DE 2.02,9.01 02/29/12 KIMCO REALTY CORP MD 5.02,9.01 02/23/12 KINDER MORGAN ENERGY PARTNERS L P DE 7.01 02/29/12 KINDER MORGAN MANAGEMENT LLC DE 7.01 02/29/12 KINDER MORGAN, INC. DE 7.01 02/29/12 Kraton Performance Polymers, Inc. DE 2.02,9.01 02/29/12 LAKELAND BANCORP INC NJ 8.01,9.01 02/29/12 LANDAUER INC DE 8.01,9.01 02/28/12 LANDMARK ENERGY ENTERPRISE, INC. NV 5.02 02/16/12 LATTICE SEMICONDUCTOR CORP DE 8.01,9.01 02/29/12 LD HOLDINGS, INC. NV 8.01 02/29/12 LHC Group, Inc 2.02,9.01 02/29/12 LIBERTY STAR URANIUM & METALS CORP. NV 1.01,3.02,9.01 02/23/12 Life Technologies Corp DE 2.02,7.01,9.01 02/07/12 AMEND LIGHTING SCIENCE GROUP CORP DE 1.01,3.02,5.03,9.01 02/24/12 LINCOLN ELECTRIC HOLDINGS INC OH 1.01,5.02,9.01 02/23/12 LIQTECH INTERNATIONAL INC NV 8.01 02/29/12 LIQUIDITY SERVICES INC DE 5.02,9.01 02/23/12 LODGENET INTERACTIVE CORP DE 1.01,5.02,9.01 02/28/12 LORAL SPACE & COMMUNICATIONS INC. DE 2.02,9.01 02/28/12 MAGNUM HUNTER RESOURCES CORP DE 2.02,7.01,9.01 02/29/12 Market Leader, Inc. WA 2.02,9.01 02/29/12 MARKWEST ENERGY PARTNERS L P 2.02,9.01 02/28/12 MB FINANCIAL INC /MD 7.01 02/28/12 MBIA INC CT 2.02,7.01,9.01 02/29/12 MCDERMOTT INTERNATIONAL INC R1 2.02,9.01 02/29/12 MCGRATH RENTCORP CA 2.02,9.01 02/29/12 MEDICAL PROPERTIES TRUST INC 1.01,2.01,9.01 02/29/12 MEDIVATION, INC. DE 2.02,9.01 02/29/12 MedPro Safety Products, Inc. NV 2.02,9.01 02/27/12 MEMSIC Inc 2.02,9.01 02/29/12 MET PRO CORP PA 2.01,9.01 02/29/12 MET PRO CORP PA 5.02 02/29/12 METALICO INC 8.01,9.01 02/29/12 MID AMERICA APARTMENT COMMUNITIES INC TN 1.01,9.01 02/27/12 MIDDLEBY CORP DE 5.02,9.01 02/28/12 MIDDLEBY CORP DE 2.02,9.01 02/29/12 MIMEDX GROUP, INC. FL 2.02,5.02,9.01 02/23/12 MOHEGAN TRIBAL GAMING AUTHORITY 8.01,9.01 02/29/12 MONMOUTH REAL ESTATE INVESTMENT CORP MD 5.07 06/14/11 AMEND Monotype Imaging Holdings Inc. DE 1.01,5.02,9.01 02/27/12 Morgans Hotel Group Co. DE 7.01 02/28/12 MRV COMMUNICATIONS INC DE 5.02,9.01 02/23/12 Mueller Water Products, Inc. DE 7.01,9.01 02/29/12 NACCO INDUSTRIES INC DE 2.02,9.01 02/29/12 NACCO INDUSTRIES INC DE 2.02,7.01,9.01 02/29/12 NATIONAL PENN BANCSHARES INC PA 8.01 02/29/12 NEKTAR THERAPEUTICS DE 1.01,2.01,7.01 02/24/12 NEKTAR THERAPEUTICS DE 2.02,9.01 02/29/12 Net Element, Inc. DE 1.01,9.01 02/23/12 New Enterprise Stone & Lime Co., Inc. DE 7.01,9.01 02/29/12 New Mountain Finance AIV Holdings Cor 5.03,9.01 02/24/12 NEWS CORP 8.01,9.01 02/29/12 Niska Gas Storage Partners LLC DE 7.01,9.01 02/29/12 NORTHERN OIL & GAS, INC. 2.02,9.01 01/28/12 NORTHWESTERN CORP DE 7.01,9.01 02/29/12 NPS PHARMACEUTICALS INC DE 5.02,9.01 02/28/12 NTELOS HOLDINGS CORP 2.02,9.01 02/29/12 NUVILEX, INC. NV 4.01,9.01 02/09/12 AMEND NxStage Medical, Inc. DE 2.02,9.01 02/29/12 Ocean Electric Inc. 9.01 02/24/12 Ocean Electric Inc. 5.03,9.01 02/24/12 Oilsands Quest Inc 1.01 02/22/12 AMEND Opexa Therapeutics, Inc. TX 8.01,9.01 02/29/12 ORGANOVO HOLDINGS, INC. DE 8.01,9.01 02/28/12 ORIGINOIL INC NV 8.01,9.01 02/24/12 OXFORD INDUSTRIES INC GA 7.01,9.01 02/29/12 Oxford Resource Partners LP DE 2.02,9.01 02/29/12 Pathfinder Cell Therapy, Inc. DE 2.03,3.02,4.01 10/28/11 PAULSON CAPITAL CORP OR 8.01,9.01 02/29/12 PAULSON CAPITAL CORP OR 8.01,9.01 02/29/12 PAWS Pet Company, Inc. IL 1.01,2.01,3.02,9.01 02/29/12 PEGASYSTEMS INC MA 2.02,9.01 02/29/12 PENNSYLVANIA REAL ESTATE INVESTMENT T PA 2.02,9.01 02/23/12 PEOPLES BANCORP INC OH 5.02,9.01 02/29/12 AMEND PETSMART INC DE 2.02,9.01 02/29/12 PG&E CORP CA 7.01,9.01 02/28/12 PINNACLE AIRLINES CORP DE 7.01 02/29/12 PINNACLE WEST CAPITAL CORP AZ 7.01,9.01 02/29/12 PLURISTEM THERAPEUTICS INC NV 7.01,9.01 02/29/12 PNM RESOURCES INC NM 2.02 02/29/12 POLARIS INDUSTRIES INC/MN MN 7.01,9.01 02/29/12 PPL Corp 5.02,9.01 02/29/12 PREMIER HOLDING CORP. NV 3.02,5.02,8.01,9.01 02/22/12 PURE CYCLE CORP CO 8.01 02/27/12 Quad/Graphics, Inc. WI 2.02,9.01 02/28/12 QUALITY DISTRIBUTION INC FL 2.02,9.01 02/28/12 QUEST DIAGNOSTICS INC DE 5.02 12/06/11 AMEND QUIDEL CORP /DE/ DE 2.02,9.01 02/29/12 Radius Health, Inc. DE 1.01,5.02,9.01 02/23/12 RAINMAKER SYSTEMS INC DE 2.02,7.01,9.01 02/29/12 RAMCO GERSHENSON PROPERTIES TRUST MD 5.02,5.03,9.01 02/23/12 RAYMOND JAMES FINANCIAL INC FL 8.01 02/29/12 Regency Energy Partners LP DE 7.01,9.01 02/29/12 RELIV INTERNATIONAL INC DE 2.02,9.01 02/29/12 RESPECT YOUR UNIVERSE, INC. NV 1.01,3.02,7.01,9.01 02/24/12 Rock-Tenn CO GA 8.01,9.01 02/29/12 Rose Rock Midstream, L.P. 2.02,9.01 02/29/12 ROSETTA STONE INC 2.02,7.01,9.01 02/29/12 SARATOGA INVESTMENT CORP. MD 1.01,2.03,9.01 02/24/12 SAUER DANFOSS INC DE 2.02 02/29/12 SaveDaily Inc NV 5.02,9.01 02/22/12 SeaCube Container Leasing Ltd. 2.02,9.01 02/29/12 SecureAlert, Inc. UT 8.01,9.01 02/28/12 SemGroup Corp DE 2.02,9.01 02/29/12 SensiVida Medical Technologies, Inc. NJ 5.02 02/27/12 SERENA SOFTWARE INC DE 5.02,5.07,9.01 02/23/12 SERVICEMASTER CO DE 2.02,9.01 02/29/12 Shire plc 8.01,9.01 02/28/12 Shire plc 8.01,9.01 02/27/12 Shopoff Properties Trust, Inc. MD 7.01,8.01,9.01 02/20/12 SIGNET JEWELERS LTD 8.01 02/29/12 Sino Agro Food, Inc. NV 1.01,7.01,9.01 02/29/12 SolarWinds, Inc. DE 5.02 02/29/12 Sorrento Therapeutics, Inc. DE 5.02 02/23/12 SOUTHERN CALIFORNIA EDISON CO CA 2.02,9.01 02/29/12 SOUTHWESTERN ENERGY CO DE 8.01,9.01 02/29/12 SS&C Technologies Holdings Inc DE 1.01,9.01 02/28/12 STAKOOL, INC. NV 8.01 01/20/12 STANDARD PARKING CORP DE 1.01,3.02,8.01,9.01 02/28/12 STAPLES INC DE 2.02,9.01 02/29/12 STAR SCIENTIFIC INC DE 1.01,3.02 02/28/12 STARTEK INC DE 1.01,1.02,2.03,9.01 02/28/12 STARWOOD PROPERTY TRUST, INC. 2.02,9.01 02/29/12 STEINER LEISURE Ltd C5 2.02,9.01 12/31/11 STIFEL FINANCIAL CORP DE 7.01,9.01 02/29/12 STONE ENERGY CORP DE 7.01,9.01 02/28/12 STRATEGIC HOTELS & RESORTS, INC 2.02,9.01 02/23/12 Stream Global Services, Inc. DE 2.02,9.01 02/29/12 STRUCTURED PRODUCTS CORP CORTS TRUST DE 8.01 02/24/12 Summit Hotel Properties, Inc. MD 2.02,9.01 02/28/12 SUREWEST COMMUNICATIONS CA 2.02,9.01 02/29/12 TALEO CORP DE 2.02,8.01 02/23/12 TANGER FACTORY OUTLET CENTERS INC NC 1.01,2.03,5.02,7.01, 02/24/12 9.01 TELETECH HOLDINGS INC DE 2.02,8.01,9.01 02/23/12 TETRA TECH INC DE 5.07 02/28/12 TIME WARNER CABLE INC. DE 7.01,8.01,9.01 02/29/12 TITANIUM METALS CORP DE 2.02,7.01,9.01 02/29/12 Transocean Ltd. V8 8.01 02/29/12 TRI CITY BANKSHARES CORP WI 8.01 01/30/12 TrueBlue, Inc. WA 5.02 02/27/12 UMH PROPERTIES, INC. MD 5.07 06/13/11 AMEND United American Petroleum Corp. NV 5.02,9.01 02/28/12 Vanguard Natural Resources, LLC DE 1.01,7.01,9.01 02/29/12 Vanity Events Holding, Inc. DE 5.02 02/23/12 VelaTel Global Communications, Inc. NV 1.01,1.02,5.02,8.01, 02/23/12 9.01 VIAD CORP DE 1.01,3.03,9.01 02/28/12 VIAD CORP DE 1.01,3.03,9.01 02/28/12 AMEND VIKING SYSTEMS INC DE 2.02,9.01 02/29/12 VIRGIN MEDIA INC. DE 1.01,8.01,9.01 02/28/12 VISTA GOLD CORP B0 7.01,9.01 02/27/12 VISTEON CORP DE 8.01,9.01 02/23/12 Vitacost.com, Inc. DE 5.02,9.01 02/24/12 Vital Products, Inc. DE 1.01 02/24/12 Vuzix Corp DE 1.01,2.03,9.01 02/23/12 W P CAREY & CO LLC DE 7.01,9.01 02/29/12 W R GRACE & CO DE 5.02 02/23/12 WABASH NATIONAL CORP /DE DE 2.02,9.01 02/29/12 WebMD Health Corp. DE 5.02,9.01 02/23/12 WEBSTER FINANCIAL CORP DE 7.01 02/29/12 WELLS CORE OFFICE INCOME REIT INC 8.01 02/29/12 WELLS REAL ESTATE FUND XIV LP GA 1.01,2.01,9.01 02/24/12 WERNER ENTERPRISES INC NE 7.01,9.01 02/28/12 WESTAR ENERGY INC /KS KS 8.01,9.01 02/27/12 WESTERN DIGITAL CORP DE 7.01,9.01 02/28/12 Western Union CO DE 5.02 02/24/12 Wilhelmina International, Inc. DE 8.01 02/24/12 WINTRUST FINANCIAL CORP IL 7.01,9.01 02/27/12 WISCONSIN ENERGY CORP WI 7.01,9.01 02/29/12 WORDLOGIC CORP NV 7.01 02/29/12 WORLD ACCEPTANCE CORP SC 8.01 02/29/12 XL GROUP PLC L2 5.02,9.01 02/24/12 Yankee Holding Corp. DE 5.02,9.01 02/23/12 YCC Holdings LLC DE 5.02,9.01 02/23/12 Zalicus Inc. DE 5.02 02/29/12 ZION OIL & GAS INC DE 7.01,9.01 02/29/12 ZIOPHARM ONCOLOGY INC DE 8.01,9.01 02/29/12 Zumiez Inc WA 7.01,9.01 02/29/12
http://www.sec.gov/news/digest/2012/dig030112.htm
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