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Open Meeting Agenda

THURSDAY, NOVEMBER 17, 2011
10:00 A.M.

AMENDED AGENDA

Audio File of Entire Meeting, 2.3 MB

I. CORRECTION AND APPROVAL OF MINUTES

Minutes for October 20, 2011
Agenda Document No. 11-64

II. DRAFT ADVISORY OPINION 2011-19

Social Financial, Inc. d/b/a GivingSphere by
Robert Lenhard, Esq., Andrew Byrnes, Esq., and
Derek Lawlor, Esq.

Agenda Document No. 11-66
(Submitted Late)

Agenda Document No. 11-66-A
(Submitted Late)

(Theodore Lutz/Jessica Selinkoff/Amy Rothstein of the
Office of General Counsel)

(General Counsel Anthony Herman is recused)

III. AGENCY PROCEDURE FOR NOTICE TO NAMED RESPONDENTS IN ENFORCEMENT MATTERS OF ADDITIONAL MATERIAL FACTS AND/OR ADDITIONAL POTENTIAL VIOLATIONS

Memorandum from Commissioner Steven T. Walther
dated November 10, 2011

Agenda Document No. 11-65

(To be held over to the next meeting)

IV. MANAGEMENT AND ADMINISTRATIVE MATTERS

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