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EXPRO Exemptions Under PTE 96-62
|
Final Authorization Number |
Description of Transaction |
Substantially Similar Transactions |
12-09E |
Sale by Plan of Real Property |
PTE 05-10 North Texas Electrical Apprenticeship & Training Trust Fund |
12-08E |
Sale by Plan of Real Property |
PTE 06-02 Pa Instit Neurogolical |
12-07E |
Sale by Plan of Other Securities |
PTE 09-33 Cotter Merchandise Storage Co. |
12-06E |
Captive Reinsurance |
PTE 04-12 Svenska Cellulosa |
|
12-05E |
Sale by Plan of Other Securities |
PTE 09-17 Individual Retirement Accounts for Ralph Hartwell et. al. |
|
12-04E |
Sale by Plan of Real Property |
PTE 09-11E McHenry Law Firm Retirement Plan and Trust Jul. 18, 2009 |
|
12-03E |
Captive Reinsurance |
PTE 03-07 Archer Daniels |
|
12-02E |
Similar to QPAM relief without diverse clientele test |
PTE 09-24 U.S. Steel and Carnegie Pension Fund |
|
12-01E |
Captive Reinsurance |
PTE 03-07 Archer Daniels |
|
|
||
2011 |
||
|
11-10E |
Captive Reinsurance |
PTE 04-12 Svenska Cellulosa |
|
11-09E |
Sale (or Redemption) by Plan of Other Real Property |
PTE 08-11 Pileco Inc |
|
11-08E |
Asset-Backed Securities/Underwriter Exemption |
FAN 11-05E Cantor Fitzgerald & Co Jun. 6, 2011 |
|
11-07E |
Sale by Plan of Partnership Interests |
PTE 09-04 Heico Holding Inc Pension Plan |
|
11-06E |
Captive Reinsurance |
FAN 08-22E Memorial Sloan-Kettering Cancer Center Dec. 31, 2008 |
|
11-05E |
Asset-Backed Securities/Underwriter Exemption |
FAN 09-12E Amherst Securites Sep. 14, 2009 |
|
11-04E |
Sale by Plan of Real Property |
PTE 02-26 Holt Fleck & Free |
|
11-03E |
Sale of employer stock by an ESOP to the plan sponsor, an S corporation which is over 50% owned by a shareholder employee |
PTE 03-14 ACR Homes Inc |
|
11-02E |
Credit Facility Arrangement |
PTE 04-02 Bank of America |
|
11-01E |
Credit Facility Arrangement |
PTE 04-02 Bank of America |
|
|
||
2010 |
||
|
10-04E |
Sale by Plan of Real Property |
PTE 07-15 Hawaii Emergency |
|
10-03E |
Sale by Plan of Real Property |
PTE 03-34 Hayden O Grona IRA |
|
10-02E |
Captive Reinsurance |
PTE 00-48 Columbia Energy |
|
10-01E |
Sale by Plan of Real Property |
PTE 06-17 Frank D. May |
|
|
||
2009 |
||
|
09-17E |
Captive Reinsurance |
PTE 00-48 Columbia Energy |
|
09-16E |
Captive Reinsurance |
PTE 00-48 Columbia Energy |
|
09-15E |
Sale by Plan of Real Property |
PTE 06-02 PA Inst Neurological |
|
09-14E |
Captive Reinsurance |
PTE 00-48 Columbia Energy |
|
09-13E |
Purchase by Plan of Real Property |
PTE 04-18 Carpenters Joint Trng |
|
09-12E |
Asset-Backed Securities/Underwriter Exemption |
FAN 09-06E NatCity Investments Mar. 28, 2009 |
|
09-11E |
Sale by Plan of Real Property |
PTE 06-02 Pa Instit Neurogolical |
|
09-10E |
Captive Reinsurance |
PTE 00-48 Columbia Energy |
|
09-09E |
Sale by Plan of Partnership Interest |
PTE 06-17 Frank D. May |
|
09-08E |
Sale by Plan of Real Property |
PTE 99-35 H. H. Borland Inc PSP |
|
09-07E |
Purchase by Plan of Real Property |
PTE 00-21 Texas Iron Workers |
|
09-06E |
Asset-Backed Securities/Underwriter Exemption |
FAN 08-03E SunTrust Robinson Mar. 10, 2008 |
|
09-05E |
In-Kind Redemption of Mutual Fund Shares |
PTE 07-04 Mellon Financial |
|
09-04E |
Sale by Plan of Real Property |
PTE 06-02 Pa Instit Neurogolical |
|
09-03E |
Asset-Backed Securities/Underwriter Exemption |
PTE 03-31 RBC Dain Rauscher |
|
09-02E |
Sale by Plan of Other Securities |
PTE 07-09 DeRose Dental |
|
09-01E |
Captive Reinsurance |
PTE 00-48 Columbia Energy |
|
|
||
2008 |
||
|
08-22E |
Captive Reinsurance |
PTE 00-48 Columbia Energy |
|
08-21E |
Sale by Plan of Other Securities |
PTE 98-59 Albright, Hamre et al |
|
08-20E |
Sale by Plan of Other Securities |
PTE 98-59 Albright, Hamre et al |
|
08-19E |
Sale by Plan of Other Securities |
PTE 98-59 Albright, Hamre et al |
|
08-18E |
Captive Reinsurance |
PTE 00-48 Columbia Energy |
|
08-17E |
Captive Reinsurance |
PTE 00-48 Columbia Energy |
|
08-16E |
Captive Reinsurance |
PTE 00-48 Columbia Energy |
|
08-15E |
Sale by Plan of Real Property |
PTE 07-15 Hawaii Emergency |
|
08-14E |
Sale-out of Non-employer Securities from IRA to Disqualified Person |
PTE 98-38 IRAs Roark, Young |
|
08-13E |
Sale-out of Non-employer Securities from IRA to Disqualified Person |
PTE 98-38 IRAs Roark, Young |
|
08-12E |
Sale-out of Non-employer Securities from IRA to Disqualified Person |
PTE 98-38 IRAs Roark, Young |
|
08-11E |
Sale-out of Non-employer Securities from IRA to Disqualified Person |
PTE 98-38 IRAs Roark, Young |
|
08-10E |
Sale-out of Non-employer Securities from IRA to Disqualified Person |
PTE 98-38 IRAs Roark, Young |
|
08-09E |
Sale-out of Non-employer Securities from IRA to Disqualified Person |
PTE 98-38 IRAs Roark, Young |
|
08-08E |
Captive Reinsurance |
PTE 04-12 Svenska Cellulosa |
|
08-07E |
Captive Reinsurance |
PTE 00-48 Columbia Energy |
|
08-06E |
Credit Facility Arrangement |
PTE 04-02 Bank of America |
|
08-05E |
Captive Reinsurance |
PTE 04-12 Svenska Cellulosa |
|
08-04E |
Captive Reinsurance |
PTE 04-12 Svenska Cellulosa |
|
08-03E |
Asset-Backed Securities/Underwriter Exemption |
PTE 03-31 RBC Dain Rauscher |
|
In-Kind redemption of assets by in-house plans of the investment advisers of mutual funds. |
PTE 02-20 Union Bk of California |
|
|
08-01E |
Credit Facility Arrangement |
PTE 04-02 Bank of America |
|
|
||
2007 |
||
|
07-13E |
Sale by IRA of Employer Securities |
PTE 99-28 Gaetano Lombardo |
|
07-12E |
Sale by IRA of Employer Securities |
PTE 99-28 Gaetano Lombardo |
|
07-11E |
Sale by IRA of Employer Securities |
PTE 99-28 Gaetano Lombardo |
|
07-10E |
Sale by Plan of Other Securities |
PTE 99-10 GUS Plan |
|
07-09E |
Stock Rights Offering |
PTE 01-24 ATGI 401(k) Plan |
|
07-08E |
Sale by Plan of Real Property |
PTE 06-02 Pa Instit Neurogolical |
|
07-07E |
Credit Facility Arrangement |
PTE 04-02 Bank of America |
|
07-06E |
Asset-Backed Securities/Underwriter Exemption |
PTE 06-07 Harris Nesbitt Corp |
|
07-05E |
Sale by Plan of Real Property; provided the transaction is entered within 90 days of the Final Authorization date, 04/06/07. |
PTE 00-20 Taylor M. Cole IRA |
|
07-04E |
Captive Reinsurance |
PTE 00-48 Columbia Energy |
|
07-03E |
Sale by Plan of Real Property |
PTE 00-20 Taylor M. Cole IRA |
|
07-02E |
Captive Reinsurance |
PTE 04-12 Svenska Cellulosa |
|
07-01E |
Captive Reinsurance |
PTE 04-12 Svenska Cellulosa |
|
|
||
2006 |
||
|
06-19E |
Sale by Plan of 3rd Party Stock to Disqualified Person |
PTE 98-59 Albright, Hamre et al |
|
06-18E |
Securities Lending between Plans and Broker-dealers (affiliated with plan fiduciary) |
PTE 02-45 Deutsche Bank AG |
|
06-17E |
Similar to QPAM relief without diverse clientele test |
PTE 01-05 DuPont Capital |
|
06-16E |
Sale by Plan of Partnership Interests |
PTE 01-09 Trenam Kemker et al |
|
06-15E |
Loan by Plan Secured by Real Property |
PTE 03-29 Valley OB-GYN Clinic |
|
06-14E |
Captive Reinsurance |
PTE 03-07 Archer Daniels |
|
06-13E |
Sale by Plan of Common Stock |
PTE 03-14 (ACR Homes Inc) |
|
06-12E |
Sale by Plan of Real Property |
PTE 03-13 Richard Gorman |
|
06-11E |
Captive Reinsurance |
PTE 03-07 Archer Daniels |
|
06-10E |
Index-Linked Debt Securities |
PTE 01-30 JP Morgan Chase |
|
06-09E |
Purchase or Sale of Securities in the Context of a Portfolio Liquidation or Restructuring |
PTE 03-20 Deutsche Bank |
|
06-08E |
Purchase by Plan of Other Securities |
PTE 01-04 SEI Investments Co |
|
06-07E |
Sale by Plan of Real Property |
PTE 02-26 Holt Fleck & Free PSP |
|
06-06E |
Rights Offering |
PTE 02-29 Wyndham Int’l. Inc. |
|
06-05E |
Similar to QPAM relief without diverse clientele test |
PTE 01-05 DuPont Capital Mgmt |
|
06-04E |
Credit Facility Arrangement |
PTE 04-02 Bank of America N.A. |
|
06-03E |
Sale by Plan of Partnership Interests |
PTE 99-48 Info. Systems Develop. |
|
06-02E |
Captive Reinsurance |
PTE 03-07 Archer Daniels |
|
06-01E |
Captive Reinsurance |
PTE 03-07 Archer Daniels |
|
|
||
2005 |
||
|
05-45E |
Sale by Plan of Other Securities |
PTE 98-38 Roark Young et al |
|
05-44E |
Sale by Plan of Other Securities |
PTE 98-38 Roark Young et al |
|
Sale by Plan of Other Securities |
PTE 98-38 Roark Young et al |
|
|
Sale by Plan of Other Securities |
PTE 98-38 Roark Young et al |
|
|
Sale by Plan of Other Securities |
PTE 98-38 Roark Young et al |
|
|
Sale by Plan of Other Securities |
PTE 98-38 Roark Young et al |
|
|
Sale by Plan of Other Securities |
PTE 98-38 Roark Young et al |
|
|
Sale by Plan of Other Securities |
PTE 98-38 Roark Young et al |
|
|
05-37E |
Sale by Plan of Other Securities |
PTE 98-38 Roark Young et al |
|
05-36E |
Sale by Plan of Other Securities |
PTE 98-38 Roark Young et al |
|
05-35E |
Sale by Plan of Other Securities |
PTE 98-38 Roark Young et al |
|
05-34E |
Sale by Plan of Other Securities |
PTE 98-38 Roark Young et al |
|
05-33E |
Sale by Plan of Other Securities |
PTE 98-38 Roark Young et al |
|
05-32E |
Sale by Plan of Other Securities |
PTE 98-38 Roark Young et al |
|
05-31E |
Sale by Plan of Other Securities |
PTE 98-38 Roark Young et al |
|
05-30E |
Sale by Plan of Other Securities |
PTE 98-38 Roark Young et al |
|
05-29E |
Sale by Plan of Other Securities |
PTE 98-38 Roark Young et al |
|
05-28E |
PTE 98-38 Roark Young et al |
|
|
05-27E |
Sale by Plan of Other Securities |
PTE 98-38 Roark Young et al |
|
05-26E |
Sale by Plan of Other Securities |
PTE 98-38 Roark Young et al |
|
05-25E |
Lease by Plan of Real Property |
PTE 01-25 Joliet Medical Group |
|
05-24E |
Purchase, Sale, or Holding of Publicly-traded Debt Securities and Extension of Credit |
PTE 01-30 J.P. Morgan |
|
05-23E |
Sale by Plan of Common Stock |
PTE 03-14 ACR Homes Inc |
|
05-22E |
Captive Reinsurance |
PTE 04-12 Svenska Cellulosa |
|
05-21E |
Private Equity Fund Investments |
PTE 00-32 Triumph Capital |
|
05-20E |
Private Equity Fund Investments |
PTE 00-32 Triumph Capital |
|
05-19E |
Credit Facility Arrangement |
PTE 04-02 Bank of America |
|
Private Equity Fund Investments |
PTE 00-32 Triumph Capital |
|
|
05-17E |
Private Equity Fund Investments |
PTE 00-32 Triumph Capital |
|
05-16E |
Private Equity Fund Investments |
PTE 00-32 Triumph Capital |
|
05-15E |
Private Equity Fund Investments |
PTE 00-32 Triumph Capital |
|
Private Equity Fund Investments |
PTE 00-32 Triumph Capital |
|
|
05-13E |
Sale by Plan of Real Property |
PTE 00-18 Rhode Island Carpenter |
|
05-12E |
Acquisition, Holding, Exercise & Disposition of Certain Warrants |
PTE 02-29 Wyndham Int’l Inc. |
|
05-11E |
Sale by Plan of Real Property |
PTE 00-23 Bay Internists, Inc |
|
05-10E |
Sale by Plan of Real Property |
PTE 00-31 H. Ray McPhail |
|
05-09E |
Investment of Plan Assets in Securities During the Existence of an Underwriting or Selling Syndicate Advised by a Fiduciary and the Receipt of Compensation |
PTE 03-24 Deutsche Bank |
|
05-08E |
Acquisition, Holding, Exercise & Disposition of Certain Warrants |
PTE 02-29 Wyndham Int’l Inc. |
|
05-07E |
Acquisition, Holding, Exercise & Disposition of Certain Warrants |
PTE 02-29 Wyndham Int’l Inc. |
|
05-06E |
Acquisition, Holding, Exercise & Disposition of Certain Warrants |
PTE 02-29 Wyndham Int’l Inc. |
|
05-05E |
Purchase or Sale of Securities in the Context of a Portfolio Liquidation or Restructuring |
PTE 03-20 Deutsche Bank |
|
05-04E |
Sale by Plan of Partnership Interests |
PTE 99-18 State Bankshares |
|
05-03E |
Purchase by Plan of Partnership Interests; Mergers and Acquisitions; and Incentive Compensation |
PTE 00-37 The Banc Funds Co. |
|
05-02E |
Captive Reinsurance |
PTE 03-07 Archer Daniels |
|
05-01E |
In-kind Redemption by In-house Plans of shares in certain proprietary mutual funds |
PTE 02-20 Union Bk of California |
|
|
||
2004 |
||
|
04-64E |
Sale by Plan of Other Securities |
PTE 98-38 IRAs Roark, Young |
|
04-63E |
Sale by Plan of Other Securities |
PTE 98-38 IRAs Roark, Young |
|
04-62E |
Sale by Plan of Other Securities |
PTE 98-38 IRAs Roark, Young |
|
04-61E |
Sale by Plan of Other Securities |
PTE 98-38 IRAs Roark, Young |
|
04-60E |
Sale by Plan of Other Securities |
PTE 98-38 IRAs Roark, Young |
|
04-59E |
Sale by Plan of Other Securities |
PTE 98-38 IRAs Roark, Young |
|
04-58E |
Sale by Plan of Other Securities |
PTE 98-38 IRAs Roark, Young |
|
04-57E |
IRAs Selling Shares of Company Stock so the Company can become Subchapter S Corporation |
PTE 98-38 IRAs Roark, Young |
|
04-56E |
IRAs Selling Shares of Company Stock so the Company can become Subchapter S Corporation |
PTE 98-38 IRAs Roark, Young |
|
04-55E |
IRAs Selling Shares of Company Stock so the Company can become Subchapter S Corporation |
PTE 02-10 Brenda Moran IRA |
|
04-54E |
Sale by Plan of Other Securities |
PTE 98-38 IRAs Roark, Young |
|
04-53E |
Sale by Plan of Other Securities |
PTE 98-38 IRAs Roark, Young |
|
04-52E |
Sale by Plan of Other Securities |
PTE 98-38 IRAs Roark, Young |
|
04-51E |
Sale by Plan of Other Securities |
PTE 98-38 IRAs Roark, Young |
|
04-50E |
Sale by Plan of Other Securities |
PTE 98-38 IRAs Roark, Young |
|
04-49E |
Sale by Plan of Other Securities |
PTE 98-38 IRAs Roark, Young |
|
04-48E |
Sale by Plan of Other Securities |
PTE 98-38 IRAs Roark, Young |
|
04-47E |
Sale by Plan of Other Securities |
PTE 98-38 IRAs Roark, Young |
|
04-46E |
Sale by Plan of Other Securities |
PTE 98-38 IRAs Roark, Young |
|
04-45E |
Sale by Plan of Other Securities |
PTE 98-38 IRAs Roark, Young |
|
04-44E |
Sale by Plan of Other Securities |
PTE 98-38 IRAs Roark, Young |
|
04-43E |
Sale by Plan of Other Securities |
PTE 98-38 IRAs Roark, Young |
|
04-42E |
Sale by Plan of Other Securities |
PTE 98-38 IRAs Roark, Young |
|
04-41E |
Sale by Plan of Other Securities |
PTE 98-38 IRAs Roark, Young |
|
04-40E |
Sale by Plan of Other Securities |
PTE 98-38 IRAs Roark, Young |
|
04-39E |
Sale by Plan of Other Securities |
PTE 98-38 IRAs Roark, Young |
|
04-38E |
Sale by Plan of Other Securities |
PTE 98-38 IRAs Roark, Young |
|
04-37E |
Sale by Plan of Other Securities |
PTE 98-38 IRAs Roark, Young |
|
04-36E |
Sale by Plan of Other Securities |
PTE 98-38 IRAs Roark, Young |
|
04-35E |
Sale by Plan of Other Securities |
PTE 98-38 IRAs Roark, Young |
|
04-34E |
Sale by Plan of Other Securities |
PTE 98-38 IRAs Roark, Young |
|
04-33E |
Sale by Plan of Other Securities |
PTE 98-38 IRAs Roark, Young |
|
04-32E |
Sale by Plan of Other Securities |
PTE 98-38 IRAs Roark, Young |
|
04-31E |
Sale by Plan of Other Securities |
PTE 98-38 IRAs Roark, Young |
|
04-30E |
Sale by Plan of Other Securities |
PTE 98-38 IRAs Roark, Young |
|
04-29E |
Sale by Plan of Other Securities |
PTE 98-38 IRAs Roark, Young |
|
04-28E |
Sale by Plan of Other Securities |
PTE 98-38 IRAs Roark, Young |
|
04-27E |
Sale by Plan of Other Securities |
PTE 98-38 IRAs Roark, Young |
|
04-26E |
Sale by Plan of Other Securities |
PTE 98-38 IRAs Roark, Young |
|
04-25E |
Sale by Plan of Other Securities |
PTE 98-59 Albright et al IRAs |
|
04-24E |
Sale by Plan of Other Securities |
PTE 98-59 Albright et al IRAs |
|
04-23E |
Sale by Plan of Other Securities |
PTE 98-59 Albright et al IRAs |
|
04-22E |
Purchase, sale or holding by Plan of Other Securities |
PTE 01-30 J.P. Morgan Chase |
|
04-21E |
Sale by Plan of Other Securities |
PTE 03-20 Deutsche Bank |
|
04-20E |
Sale by Plan of Partnership Interests |
PTE 99-48 Information Systems |
|
04-19E |
Sale by Plan of Real Property |
PTE 01-29 Gooch Enterprises, Inc |
|
04-18E |
Stock Rights Offering |
PTE 01-24 Alpha Technologies |
|
04-17E |
Captive Reinsurance |
PTE 00-48 Columbia Energy |
|
04-16E |
Securities/Underwriter Exemption |
PTE 00-19 BOSC, Inc. |
|
04-15E |
Sale by Plan of Real Property |
PTE 00-20 Taylor M. Cole IRA |
|
04-14E |
Sale by Plan of Other Assets |
PTE 99-18 State Bankshares |
|
04-13E |
Sale by Plan of Real Property |
PTE 99-35 H.H. Borland Inc PSP |
|
04-12E |
Sale Out by Plan of Fund Units to Party in Interest, Plan Sponsor |
PTE 00-04 TMI Systems |
|
04-11E |
Purchase, Sale, or Holding of Publicly-traded Debt Securities and Extension of Credit |
PTE 01-30 J.P. Morgan |
|
04-10E |
Sale by Plan of Real Property |
PTE 00-31 H. Ray McPhail |
|
04-09E |
Sale by Plan of Interest in Real Property |
PTE 03-03 Reagent Chemical |
|
04-08E |
Purchase by Plan of Real Property |
PTE 98-12 Hawaii Laborers' |
|
04-07E |
Loan by Plan Secured by Real Estate |
PTE 00-02 S&S Partnership |
|
04-06E |
Sale by Plan of Real Property |
PTE 03-13 Richard Gorman |
|
04-05E |
Sale Out of Farm Land by IRA to a Company Which is a Disqualified Person |
PTE 01-29 Gooch Enterprises Inc |
|
04-04E |
Loan by Plan Secured by Real Property |
PTE 00-02 S & S Partnership |
|
04-03E |
Asset-Backed Securities/Underwriter Exemption |
PTE 02-41 Amend PTE 00-58 |
|
04-02E |
Principal transaction w/employee benefit plans, securities borrowing; extensions of credit, and guarantee |
PTE 02-08 Modify PTE 97-08 |
|
04-01E |
Transitional brokerage services; principal transaction w/securities |
PTE 03-23 Goldman Sachs & Co |
|
|
||
2003 |
||
|
03-37E |
Sale by Plan of Real Property to Parties in Interest |
PTE 02-26 Holt Fleck & Free |
|
03-36E |
Sale of Stock by IRA to Disqualified Person |
PTE 98-59 Albright et al IRAs |
|
03-35E |
Sale of Stock by IRA to Disqualified Person |
PTE 98-59 Albright et al IRAs |
|
03-34E |
Sale of Stock by IRA to Disqualified Person |
PTE 98-59 Albright et al IRAs |
|
03-33E |
Sale of Real Property by Plan to Party in Interest |
PTE 01-29 Gooch Enterprises |
|
03-32E |
Captive Reinsurance |
PTE 03-07 Archer Daniels |
|
03-31E |
Investment of plan assets in mutual funds advised by a fiduciary and the receipt of fees by affiliates of plan fiduciary |
PTE 02-28 Mass Mutual Ins. |
|
03-30E |
Securities Lending between Plans and Broker-dealers (affiliated with plan fiduciary) |
PTE 02-48 Deutsche Bank AG |
|
03-29E |
Sale out of land parcels |
PTE 99-38 MICO Inc. PSP |
|
03-28E |
IRAs selling shares of Company stock so the Company can become Subchapter S Corporation |
PTE 98-38 Roark Young et al |
|
03-27E |
IRAs selling shares of Company stock so the Company can become Subchapter S Corporation |
PTE 98-38 Roark Young et al |
|
03-26E |
IRAs selling shares of Company stock so the Company can become Subchapter S Corporation |
PTE 98-38 Roark Young et al |
|
03-25E |
IRAs selling shares of Company stock so the Company can become Subchapter S Corporation |
PTE 98-38 Roark Young et al |
|
03-24E |
IRAs selling shares of Company stock so the Company can become Subchapter S Corporation |
PTE 98-38 Roark Young et al |
|
03-23E |
IRAs selling shares of Company stock so the Company can become Subchapter S Corporation |
PTE 98-38 Roark Young et al |
|
03-22E |
IRAs selling shares of Company stock so the Company can become Subchapter S Corporation |
PTE 98-38 Roark Young et al |
|
03-21E |
IRAs selling shares of Company stock so the Company can become Subchapter S Corporation |
PTE 98-38 Roark Young et al |
|
03-20E |
IRAs selling shares of Company stock so the Company can become Subchapter S Corporation |
PTE 98-38 Roark Young et al |
|
03-19E |
IRAs selling shares of Company stock so the Company can become Subchapter S Corporation |
PTE 98-38 Roark Young et al |
|
03-18E |
IRAs selling shares of Company stock so the Company can become Subchapter S Corporation |
PTE 98-38 Roark Young et al |
|
03-17E |
IRAs selling shares of Company stock so the Company can become Subchapter S Corporation |
PTE 98-38 Roark Young et al |
|
03-16E |
In-Kind redemption of assets by in-house plans of the investment advisers of mutual funds |
PTE 02-20 Union Bk of California |
|
03-15E |
Securities Transactions Described in PTE 75-1 & PTE 81-6 Between Plan and Certain Foreign Broker-Dealers |
PTE 01-45 Amend PTE 99-45 |
|
03-14E |
Asset-Backed and Mortgage Backed Securities |
PTE 02-41 Bear Stearns & Co |
|
03-13E |
Sale by Plan of Real Property |
PTE 01-37 Miller Int’l Inc. |
|
03-12E |
Sale by Plan of Other Securities |
PTE 00-63 Merrill Lynch & Co |
|
03-11E |
Sale by Plan of Partnership Interests |
PTE 99-48 Information Systems |
|
03-10E |
QPAM where affiliate has been convicted of a felony |
FAN 00-30E Nomura Corporate Dec. 3, 2000 |
|
03-09E |
Securities transaction described in PTE 75-1, PTE 81-6, between plans and certain foreign broker-dealers |
PTE 99-04 Salomon Smith Barney |
|
03-08E |
Securities Lending between Plans and Broker-dealers (affiliated with plan fiduciary) |
PTE 02-45 Deutsche Bank AG |
|
03-07E |
Asset-Backed Securities/Underwriter Exemption |
PTE 00-58 Amend PTE 97-34 |
|
03-06E |
Sale by Plan of Real Property |
PTE 01-29 Gooch Enterprises Inc |
|
03-05E |
Acquisition, holding and exercise or sale by the Plan of Employer Securities |
PTE 02-43 Chiquita Proc. Foods |
|
03-04E |
Sale by Plan of Interest in a Property |
PTE 00-64 David Mandelbaum |
|
03-03E |
Similar to QPAM relief without diverse clientele test |
PTE 01-05 DuPont Capital |
|
03-02E |
Sale by Plan of Real Property |
PTE 01-37 Miller Int’l. Inc |
|
03-01E |
Purchase by Plan of Real Property |
PTE 00-21 Texas Iron Wkrs |
|
|
||
2002 |
||
|
02-25E |
Sale by Plan of Other Securities |
PTE 99-06 Hummel, Gibson et al |
|
02-24E |
Sale by Plan of Other Securities |
PTE 99-06 Hummel, Gibson et al |
|
02-23E |
IRAs selling shares of Company stock so the Company can become Subchapter S Corporation |
PTE 98-38 Roark Young et al |
|
02-22E |
IRAs selling shares of Company stock so the Company can become Subchapter S Corporation |
PTE 98-38 Roark Young et al |
|
02-21E |
Sale by Plan of Promissory Notes |
PTE 98-50 John B. Vick DDS |
|
02-20E |
Sale by IRA stock to IRA Owners |
PTE 99-05 Brune, Glowacki et al |
|
02-19E |
Sale by IRA stock to IRA Owners |
PTE 99-05 Brune, Glowacki et al |
|
02-18E |
Sale by IRA stock to IRA Owners |
PTE 99-05 Brune, Glowacki et al |
|
02-17E |
Sale by IRA stock to IRA Owners |
PTE 99-05 Brune, Glowacki et al |
|
02-16E |
Sale by IRA stock to IRA Owners |
PTE 99-05 Brune, Glowacki et al |
|
02-15E |
Sale of Improved Real Property by Plan to Employer Sponsor |
PTE 99-20 VECO Corp. |
|
02-14E |
Sale by Plan of Real Property |
PTE 00-20 Taylor M. Cole IRA |
|
02-13E |
Sale by Plan of Securities (closely-held stock of bank holding company, Sub Chapter S Corporation) |
PTE 99-02 Toledo Clinic Inc |
|
02-12E |
Sale by Plan of Improved Real Property (Residential) |
PTE 99-35 H.H. Borland Inc |
|
02-11E |
Sale out of improved real property by the Plan to Party in Interest |
PTE 00-52 Kwik-Kopy Corp |
|
02-10E |
Securities transactions described in PTE 75-1, PTE 81-6, between plans and certain foreign broker-dealers |
PTE 98-62 Barclays Bank |
|
02-09E |
Purchase of securities for plan by Asset Manager/Fiduciary |
PTE 00-25 Morgan Guaranty |
|
02-08E |
Purchase by Plan of Real Property from the Union |
PTE 98-31 Pipefitters LU 537 |
|
02-07E |
Receipt by Plan of Warrants to buy Employer Stock |
PTE 02-02 Golden Retirement |
|
02-06E |
Purchase by Plans of Interests in a Private Equity Fund that is a Party in Interest |
PTE 00-32 Triumph Capital Grp |
|
02-05E |
Sale of Unimproved Real Property by IRA to IRA Owner |
PTE 00-20 Taylor M. Cole IRA |
|
02-04E |
Sale by Plan of Other Securities to the Plan Sponsor |
PTE 99-48 Info. Systems |
|
02-03E |
Credit Facility (i.e., loans to entity by Party in Interest/banks) |
PTE 00-22 Bankers Trust |
|
02-02E |
Sale by Plan of Two Limited Partnership Interests to Plan Sponsor |
PTE 99-18 State Bankshares |
|
02-01E |
Sale of Real Property by Plan to Party in Interest Union |
PTE 01-18 UAM Fund Services |
|
|
||
2001 |
||
|
01-50E |
Sale of stock by IRA's |
PTE 98-59 Albright et al IRAs |
|
01-49E |
Sale of stock by IRA's |
PTE 98-59 Albright et al IRAs |
|
01-48E |
Sale by Plan of Real Property |
PTE 98-05 Robert Herzog PSP |
|
01-47E |
Sale of Stock held by Plan to IRA Owner |
PTE 99-05 Brune, Glowacki et al |
|
01-46E |
Sale of Stock held by Plan to IRA Owner |
PTE 99-05 Brune, Glowacki et al |
|
01-45E |
Sale of Stock held by Plan to IRA Owner |
PTE 99-05 Brune, Glowacki et al |
|
01-44E |
Sale of Stock held by Plan to IRA Owner |
PTE 99-05 Brune, Glowacki et al |
|
01-43E |
Sale of Stock held by Plan to IRA Owner |
PTE 99-05 Brune, Glowacki et al |
|
01-42E |
Sale of Stock held by Plan to IRA Owner |
PTE 99-05 Brune, Glowacki et al |
|
01-41E |
Sale of Stock held by Plan to IRA Owner |
PTE 99-05 Brune, Glowacki et al |
|
01-40E |
Sale of Stock held by Plan to IRA Owner |
PTE 99-05 Brune, Glowacki et al |
|
01-39E |
Sale of Stock held by Plan to IRA Owner |
PTE 99-05 Brune, Glowacki et al |
|
01-38E |
Sale of Stock held by Plan to IRA Owner |
PTE 99-05 Brune, Glowacki et al |
|
01-37E |
Sale of Stock held by Plan to IRA Owner |
PTE 99-05 Brune, Glowacki et al |
|
01-36E |
Sale by Plan of Other Securities |
PTE 99-28 Gaetano Lombardo |
|
01-35E |
Purchases by Index Funds plan assets of stock issued by Brinson or an Affiliate |
PTE 00-59 Deutsche Bank |
|
01-34E |
Sale by Plan of Other Securities |
PTE 99-10 GUS Plan |
|
01-33E |
Sale by Plan of Other Securities |
PTE 98-38 Roark Young et al |
|
01-32E |
Sale by Plan of Other Securities |
PTE 98-38 Roark Young et al |
|
01-31E |
Sale by Plan of Other Securities |
PTE 98-38 Roark Young et al |
|
01-30E |
Sale by Plan of Other Securities |
PTE 98-38 Roark Young et al |
|
01-29E |
Sale by Plan of Other Securities |
PTE 98-38 Roark Young et al |
|
01-28E |
Sale by Plan of Other Securities |
PTE 98-38 Roark Young et al |
|
01-27E |
Sale by Plan of Other Securities |
PTE 98-38 Roark Young et al |
|
01-26E |
Sale by Plan of Other Securities |
PTE 98-38 Roark Young et al |
|
01-25E |
Asset-backed and mortgaged-backed pass-through securities |
PTE 00-55 Countrywide Securities |
|
01-24E |
Purchase securities in an underwriting managed by an affiliate |
PTE 00-25 Morgan Guaranty |
|
01-23E |
Sale by Plan of Other Assets |
PTE 98-59 Albright et al IRAs |
|
01-22E |
Sale by Plan of Other Assets |
PTE 98-59 Albright et al IRAs |
|
01-21E |
Sale by Plan of Other Assets |
PTE 98-59 Albright et al IRAs |
|
01-20E |
Purchase and holding of debt securities by employee benefit plans |
PTE 01-11 Citigroup & Salomon |
|
01-19E |
Purchase by Plan of Other Securities - PTCE 75-1 underwritings mgr |
PTE 00-25 Morgan Guaranty |
|
01-18E |
Sale out by Plan of limited partnership interests |
PTE 96-86 Acme 401K |
|
01-17E |
Captive Reinsurance |
PTE 96-95 Zions Bancorporation |
|
01-16E |
Sale of real estate by Plan to a party in interest |
PTE 00-20 Taylor M. Cole IRA |
|
01-15E |
Receipt of fees from mutual funds |
PTE 97-47 AmSouth Bk Alabama |
|
01-14E |
Sale by holdings of common stock & warrants issued by a C Corp that is converting to an S Corp |
PTE 98-38 Roark, Young et al |
|
01-13E |
Sale by holdings of common stock & warrants issued by a C Corp that is converting to an S Corp |
PTE 98-38 Roark, Young et al |
|
01-12E |
Sale by holdings of common stock & warrants issued by a C Corp that is converting to an S Corp |
PTE 98-38 Roark, Young et al |
|
01-11E |
Sale by holdings of common stock & warrants issued by a C Corp that is converting to an S Corp |
PTE 98-38 Roark, Young et al |
|
01-10E |
Sale by holdings of common stock & warrants issued by a C Corp that is converting to an S Corp |
PTE 98-38 Roark, Young et al |
|
01-09E |
Sale by holdings of common stock & warrants issued by a C Corp that is converting to an S Corp |
PTE 98-38 Roark, Young et al |
|
01-08E |
Sale by holdings of common stock & warrants issued by a C Corp that is converting to an S Corp |
PTE 98-38 Roark, Young et al |
|
01-07E |
Sale by holdings of common stock & warrants issued by a C Corp that is converting to an S Corp |
PTE 98-38 Roark, Young et al |
|
01-06E |
Purchase by Plan of real property from the Union in a one-time transaction for cash |
PTE 98-12 Hawaii Laborers’ |
|
01-05E |
Sale of shares of stock one-time sale for cash from the Plan to a Party in Interest |
PTE 96-32 Coin Acceptors Inc |
|
01-04E |
Sale by Plan of real property |
PTE 97-30 Plumbers LU 27 |
|
01-03E |
Sale by Plan of real property |
PTE 98-37 McClain’s RV Inc |
|
01-02E |
QPAM where Affiliate has been convicted of a felony |
PTE 97-10 PanAgora Asset Mgmt |
|
01-01E |
Sale by Plan of real property |
PTE 00-20 Taylor M. Cole IRA |
|
|
||
2000 |
||
|
00-33E |
Sale by Plan of partnership interests |
PTE 00-04 TMI System Design |
|
00-32E |
Sale by Plan of partnership interests |
PTE 99-18 State Bankshares Inc |
|
00-31E |
Sale by Plan of other securities |
PTE 99-05 Brune Glowacki et al |
|
00-30E |
QPAM where Affiliate has been convicted of a felony |
PTE 97-13 GE Capital Investment |
|
00-29E |
Sale by Plan of real property |
PTE 99-35 H.H. Borland Inc PSP |
|
00-28E |
Securities Transactions described in PTE 75-1 and PTE 81-6 between Plan and certain foreign broker-dealers |
PTE 99-04 Salomon Smith Barney |
|
00-27E |
Sale by Plan of other securities |
PTE 99-04 Salomon Smith Barney |
|
00-26E |
Sale by Plan of other securities |
PTE 99-28 Gaetano Lombardo |
|
00-25E |
Sale by Plan of Real Property |
PTE 99-35 H.H. Borland Inc PSP |
|
00-24E |
Sale by Plan of real property |
PTE 98-37 McClain’s RV Inc |
|
00-23E |
Sale by Plan of other securities |
PTE 97-44 1st Source Bank |
|
00-22E |
Sale by Plan of 3rd party notes |
PTE 96-15 Life Insurance |
|
00-21E |
Purchase by Plan of employer securities |
PTE 96-05 J.H. Heafner Co |
|
00-20E |
Securities Transactions described in PTE 75-1 and PTE 81-6 between Plan and certain foreign broker-dealers |
PTE 98-62 Barclays Bank |
|
00-19E |
Purchase by plan of asset-backed securities representing a pool of credit card receivables |
PTE 98-13 MBNA America Bank |
|
00-18E |
Lending of Securities to Affiliates of the Lending Agent |
PTE 98-32 Union Bk Switzerland |
|
00-17E |
Sale by the Plan of certain unimproved real property to a Party in Interest |
PTE 98-30 Jack Mayesh Florist |
|
00-16E |
Sale by Plan of Real Property |
PTE 98-29 Knoxville Surg Group |
|
00-15E |
Sale by the Plan of real property to a Party in Interest |
PTE 95-11 Hospital Supplies |
|
00-14E |
Sale of the Plan’s mortgage portfolio to a Party in Interest |
PTE 97-65 Valley Forge |
|
00-13E |
Sale by Plan of Real Property |
PTE 99-35 H.H. Borland Inc PSP |
|
00-12E |
Sale by the Plan of real property to a Party in Interest |
PTE 96-78 Zerhusen & Ghazi MD |
|
00-11E |
Sale by Plan of Real Property |
PTE 95-88 Donald D Busker IRA |
|
00-10E |
Sale by Plan of 3rd party notes |
PTE 97-65 Valley Forge |
|
00-09E |
Sale by Plan of Real Property to a Party in Interest |
PTE 97-65 Valley Forge |
|
00-08E |
Sale by Plan of Real Property to a Party in Interest |
PTE 96-65 Bill Ussery Motors |
|
00-07E |
Sale by Plan of Real Property to a Party in Interest |
PTE 96-43 Pierre W. Mornell MD |
|
00-06E |
Sale by Plan of Employer Securities |
PTE 96-29 Floral Glass & Mirror |
|
00-05E |
Purchase by plan of asset-backed securities representing a pool of credit card receivables |
PTE 98-13 MBNA America Bank |
|
00-04E |
Sale by Plan of Real Property |
PTE 98-37 McClain’s RV 401k |
|
00-03E |
Sale by Plan of Real Property |
PTE 98-37 McClain’s RV 401k |
|
00-02E |
Sale of Plan interest in a parcel of unimproved real property to the Plan sponsor |
PTE 96-93 Beall Corp |
|
00-01E |
Loan to the Plan by Plan Sponsor |
PTE 95-13 Alucobond Tech. |
|
|
||
1999 |
||
|
99-32E |
Sale of unimproved real property by the Plan to a Party in Interest |
PTE 96-78 Zerhusen & Ghazi MD |
|
99-31E |
Sale of asset-backed securities from Party in Interest to Plan |
PTE 98-08 PNC Capital Markets |
|
99-30E |
Sale of shares of closely-held common stock by IRAs to disqualified persons |
PTE 99-06 IRAs for Hummel, et al |
|
99-29E |
Sale by the Plan of unimproved property to a Party in Interest |
PTE 96-78 Zerhusen & Ghazi MD |
|
99-28E |
Plan fiduciary rebates to the plan the investment advisory fee the fiduciary receives from mutual funds in which the plan invests |
PTE 97-16 US Trust Co of NY |
|
99-27E |
Purchase by plan of asset-backed securities representing a pool of credit card receivables |
PTE 98-13 MBNA America Bank |
|
99-26E |
Purchase of shares of a closely-held bank holding company from IRAs by the owner of each IRA |
PTE 97-45 Ronald L. Chez IRA |
|
99-25E |
Provision of Services |
PTE 97-47 AmSouth Bk Alabama |
|
99-24E |
Sale by Plan of real property to a Party in Interest |
PTE 98-19 Thornton, Hegg, Reif |
|
99-23E |
Sale by the Plan of certain limited partnership interests to the Plan sponsor |
PTE 97-29 Washington National |
|
99-22E |
A reinsurance transaction by the Plan sponsor and a Party in Interest to provide life insurance benefits to participants in the Plan |
PTE 96-95 Zions Bancorproation |
|
99-21E |
Securities Transactions described in PTE 75-1 and PTE 81-6 between Plan and certain foreign broker-dealers |
PTE 99-04 Salomon Smith Barney |
|
99-20E |
Sale of certain shares of stock by the Plan to a disqualified person with respect to the Plan |
PTE 95-21 Wadco, Inc |
|
99-19E |
A Party in Interest purchases property from the Plan |
PTE 97-30 Joint Appr. Plumbers |
|
99-18E |
Interest free loan from the employer to the Plan |
PTE 99-19 vonRoll isola Sav Plan |
|
99-17E |
Sale by the Plan to the Plan sponsor of improved real property |
PTE 97-36 Operating Engineers |
|
99-16E |
Plan sponsor purchases improved real property from the Plan |
PTE 98-29 Knoxville Surgical |
|
99-15E |
Sale of interest in promissory notes by plan to a Party in Interest |
PTE 98-50 John V. Vick |
|
99-14E |
Sale by the Plan of certain residential mortgages to a Party in Interest |
PTE 97-65 Valley Forge |
|
99-13E |
Sale of certain land trust by the Plan to the sponsor |
PTE 96-06 WLI Industries |
|
99-12E |
Sale of real property from an individual accounts in Plan to a Party in Interest |
PTE 96-78 Zerhusen & Ghazi MD |
|
99-11E |
Purchase by plan of asset-backed securities representing a pool of credit card receivables |
PTE 98-13 MBNA America Bank |
|
99-10E |
Plan sells to a Party in Interest shares of a limited partnership |
PTE 96-25 Zausner Foods Corp |
|
99-09E |
Sale of improved real property by the Plan to a Party in Interest |
PTE 94-65 Long Mfg. N.C. Inc |
|
99-08E |
Plan sells fee title in commercial real estate to a Party in Interest |
PTE 98-29 Knoxville Surgical |
|
99-07E |
Plan sells annuity contracts to plan sponsor |
PTE 94-46 Alberici Companies |
|
99-06E |
Plan lease of improved real property to a Party in Interest |
PTE 98-18 Consolidated Assoc |
|
99-05E |
Sale of real estate investments by the Plan to a Party in Interest |
PTE 94-48 Laney & Duke |
|
99-04E |
Sale of real estate investments by the Plan to a Party in Interest |
PTE 97-65 Valley Forge |
|
99-03E |
Sale of real estate investments by the Plan to a Party in Interest |
PTE 94-48 Laney & Duke |
|
99-02E |
Sale by Plan, individual accounts, of real property to a Party in Interest |
PTE 96-78 Zerhusen & Ghazi MD |
|
99-01E |
Lending of Securities to Affiliates of the Lending Agent |
PTE 98-24 Goldman Sachs |
|
|
||
1998 |
||
|
98-31E |
Sale of unimproved real property by the Plan to Parties in Interest |
PTE 95-12 Clarence E. Coker Jr |
|
98-30E |
Sale of a limited partnership interest by a Plan to Parties in Interest |
PTE 95-23 Terry Segal PC |
|
98-29E |
Sale of a limited partnership interest by a Plan to a Party in Interest |
PTE 95-23 Terry Segal PC |
|
98-28E |
Sale of two mortgage notes by the Plan to a Party in Interest |
PTE 97-65 Valley Forge |
|
98-27E |
Sale by the Plan of Limited Partnership interest to a Party in Interest |
PTE 95-23 Terry Segal P.C. |
|
98-26E |
Sale of improved real property by the plan to a Party in Interest |
PTE 95-12 Clarence E. Coker Jr |
|
98-25E |
Plan sponsor purchases unimproved property by the Plan |
PTE 95-11 Hospital Supplies |
|
98-24E |
Purchase by plan of asset-backed securities representing a pool of credit card receivables |
PTE 98-13 MBNA America Bank |
|
98-23E |
Sale by Plan of Real Property |
PTE 95-88 Donald D Busker IRA |
|
98-22E |
Securities Transactions described in PTE 75-1 and PTE 81-6 between Plan and certain foreign broker-dealers |
PTE 97-08 Morgan Stanley |
|
98-21E |
Plan sponsor purchase of land trusts from plan |
PTE 96-16 LEGENT Ret Plan |
|
98-20E |
Plan loan to a disqualified party |
PTE 97-66 PS Richard Wickerham |
|
98-19E |
Sale of unimproved real property between the Plan and a Party in Interest |
PTE 98-03 Robert A. Doneff |
|
98-18E |
Sale by the Plan of an interest in a limited partnership to the plan sponsor |
PTE 97-39 Gart Brothers Sporting |
|
98-17E |
Sale of improved real property from the Plan to a Party in Interest |
PTE 96-18 H.E.B. Investment |
|
98-16E |
Sale of real property from the plan to a Party in Interest |
PTE 96-71 Normike Industries |
|
98-15E |
The holding or exercise by the Plans of certain warrants for the purchase of a stock of a Party in Interest |
PTE 96-07 Ventura County |
|
98-14E |
Sale of a parcel of qualifying employer real property from the Plan to a Party in Interest |
PTE 96-51 Puckett Machinery Co |
|
98-13E |
Sale of real improved property from the Plan to a Party in Interest |
PTE 93-24 Welborn Clinic |
|
98-12E |
Purchase of three parcels of unimproved real property held by the plan by a Party in Interest |
PTE 95-91 Leavitt Group PSP |
|
98-11E |
Plan loan from an individual account to a Party in Interest |
PTE 97-19 APA, Inc |
|
98-10E |
Sale of Real Property by Plan to Party in Interest |
PTE 95-82 PMS |
|
98-09E |
Securities Transactions described in PTE 75-1 and PTE 81-6 between Plan and certain foreign broker-dealers |
PTE 97-08 Morgan Stanley |
|
98-08E |
Sale of asset-backed securities from Party in Interest to Plan |
PTE 97-05 Southtrust |
|
98-07E |
Lending of Securities to Affiliates of the Lending Agent |
PTE 97-63 State Street |
|
98-06E |
Purchase of Partnership Interests from Plan by Party in Interest |
PTE 95-23 Segal |
|
98-05E |
Sale of Real Property by Plan to Plan Sponsor |
PTE 95-23 Segal |
|
98-04E |
Lease of Real Property by Plan to Plan Sponsor |
PTE 96-26 Jack, Lyon & Jones PS |
|
98-03E |
Sale of Real Property by Plan to Plan Sponsor |
PTE 95-11 Hosp. Supplies |
|
98-02E |
Purchase of Partnership Interest from Plan by Party in Interest |
PTE 96-16 Legent |
|
98-01E |
Purchase of GAC’s by Plan Sponsor |
PTE 97-14 Givens |
|
|
||
1997 |
||
|
97-32E |
Sale of Mortgages by Plan to Sponsor |
PTE 93-23 ELK |
|
97-31E |
Sale of Mortgages by Plan to Sponsor |
PTE 93-23 ELK |
|
97-30E |
Purchase of Plan’s GIC’s by Sponsor |
PTE 95-07 Lucky Electric |
|
97-29E |
Loan by Plan Sponsor to Plan |
PTE 95-78 Keycorp |
|
97-28E |
Sale of Real Property by Plan to Party in Interest |
PTE 95-92 Central Freight |
|
97-27E |
Loan to Plan by Party in Interest resulting from the liquidation of Plan’s GIC |
PTE 94-78 Union Electric |
|
97-26E |
Sale of Mortgages by Plan to Plan Sponsor |
PTE 96-15 LSW |
|
97-25E |
Lease of Real Property by Plan to Party in Interest |
PTE 97-25 Hughes |
|
97-24E |
Sale of Stock held by Plan to Plan Participant |
PTE 95-101 Elkin |
|
97-23E |
Purchase of Real Property from Plan by Plan Sponsor |
PTE 94-48 Laney/Duke |
|
97-22E |
Purchase of Stock held by Plan by Participants/Fiduciaries |
PTE 96-27 Meisenbach |
|
97-21E |
Sale of asset-backed securities from Party in Interest to Plan |
PTE 94-84 Brown & Sons |
|
97-20E |
Purchase of GAC by Sponsor from Plan |
PTE 95-07 Lucky Electric |
|
97-19E |
Purchase of Real Property by Plan Participant from Plan |
PTE 95-11 Hosp. Supplies |
|
97-18E |
Purchase of GAC by Sponsor from Plan |
PTE 95-07 Lucky Electric |
|
97-17E |
Sale of Real Property by Plan to the Plan’s Sponsor, and Certain Shareholders and Officers |
PTE 94-14 Randall Smith |
|
97-16E |
Sale by Plan of Real Property |
PTE 96-93 Beall Corp PSP |
|
97-15E |
Sale of Real Property by Plan to Parties in Interest |
PTE 96-93 Beall Corp PSP |
|
97-14E |
Sale of Real Property by Plan to Plan Sponsor |
PTE 93-28 Rectifier |
|
97-13E |
Sale of Real Property by Plan to Plan Sponsor Affiliate |
PTE 94-65 Long Mftg. |
|
97-12E |
Sale of Real Property by Plan to Plan Sponsor Affiliate |
PTE 94-65 Long Mftg. |
|
97-11E |
Sale of Real Property by Plan to Plan Sponsor Affiliate |
PTE 94-65 Long Mftg. |
|
97-10E |
Sale of Real Property by Plan to Plan Sponsor Affiliate |
PTE 94-65 Long Mftg. |
|
97-09E |
Sale of Mortgage Loans by Plan to Plan Sponsor |
PTE 93-64 Heritage Pullman |
|
97-08E |
Sale of Real Property by Plan to Plan Trustees |
PTE 96-43 Mornell |
|
97-07E |
Sale of Real Property by Plan to Plan Participant |
PTE 96-43 Mornell |
|
97-06E |
Reinsurance of Insurance Policy by Affiliate of Sponsor |
PTE 96-49 First Security |
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97-05E |
Sale of GAC by Plan to Sponsor |
PTE 95-07 Lucky Electric |
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97-04E |
Sale of Partnership Interest in Real Property by Plan to Plan Sponsor |
PTE 96-06 WLI Industries |
|
97-03E |
Sale of asset-backed securities by Party in Interest to Plans |
PTE 94-84 Brown & Sons |
|
97-02E |
Sale of asset-backed securities by Party in Interest to Plans |
PTE 94-84 Brown & Sons |
|
97-01E |
Issuance of Stock Warrants by Plan Sponsor to Plan Participants |
PTE 96-19 Rose’s Stores |
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