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Registered Offering Statistics (ROS) File, compiled 01/1970 - 12/1988 ARC Identifier 597825 Series from Record Group 266: Records of the Securities and Exchange Commission, 1933 - 2001 |
Creator(s): | Securities and Exchange Commission. Directorate of Economic Policy Analysis. (ca. 1980 - ca. 1988) |
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Type(s) of Archival Materials: | Data Files Textual Records |
Contact(s): |
Electronic and Special Media Records Services Division (NWME), National Archives at College Park, 8601 Adelphi Road, College Park, MD, 20740-6001. PHONE: 301-837-0470; FAX: 301-837-3681; EMAIL: cer@nara.gov. |
Inclusive Dates: | 01/1970 - 12/1988 |
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Part Of: | Record Group 266: Records of the Securities and Exchange Commission, 1933 - 2001 |
Includes: | 1 file unit described in ARC![]() |
Function and Use: | The agency used the ROS file to capture microdata of effective registrations of domestic business and foreign government securities under the Securities Act of 1933 and Regulation A. The agency also used the ROS file to publish monthly aggregate offering statistics in the Securities and Exchange Commission (SEC) Statistical Bulletin and SEC Monthly Statistical Review, maintain selected statistical information about securities registrations, produce periodic reports for staff use, and provide special reports upon request. |
Access Restriction(s): | Unrestricted |
Use Restriction(s): | Unrestricted |
Finding Aid Type: | Doc. Package |
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Finding Aid Source: | NARA AND THE SECURITIES AND EXCHANGE COMMISSION |
Index Terms: |
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Lifecycle Tracking Information | |
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Disposition Authority Number(s): | NN373-207 |
Accession Number(s): | NN3-266-93-001 |