FY 2011 USPTO Performance and Accountability Report
Table of Contents | Management | Financial | Auditor | IG | Other
1. Summary of Financial and Performance Highlights
2.1 Fiscal Year 2010 Performance and Accountability Report Award
3. Management’s Discussion and Analysis
3.1 Mission and Organization of the USPTO
3.2 Performance Goals and Results
3.2.1 Introduction to Performance
3.2.2 Summary of Strategic Goal Results
3.2.3 Strategic Goal 1: Optimize Patent Quality and Timeliness
3.2.4 Strategic Goal 2: Optimize Trademark Quality and Timeliness
3.2.6 Management Goal: Achieve Organizational Excellence
3.3 Management Challenges and What’s Ahead
3.4 Accompanying Information on USPTO Performance
3.4.1 Performance Audits and Evaluations
3.5 Management Assurances and Compliance with Laws and Regulations
3.6 Financial Discussion and Analysis
3.6.1.1 Balance Sheet and Statement of Changes in Net Position
3.6.1.5 Statement of Budgetary Resources
3.6.1.6 Statement of Cash Flows
3.6.1.7 Limitation on Financial Statements
3.6.1.8 Management Responsibilities
4.1 Message from the Chief Financial Officer
4.2 Principal Financial Statements and Related Notes
4.2.1 Consolidated Balance Sheets
4.2.2 Consolidated Statements of Net Cost
4.2.3 Consolidated Statements of Changes in Net Position
4.2.4 Combined Statements of Budgetary Resources
4.2.5 Consolidated Statements of Cash Flows (Indirect Method)
4.2.6 Note 1. Summary of Significant Accounting Policies
4.2.7 Note 2. Fund Balance with Treasury
4.2.8 Note 3. Accounts Receivable, Net
4.2.10 Note 5 Property, Plant, and Equipment, Net
4.2.12 Note 7. Entity and Non-Entity Assets
4.2.13 Note 8. Liabilities Covered and Not Covered by Budgetary Resources
4.2.14 Note 9. Deferred Revenue
4.2.15 Note 10. Actuarial Liability
4.2.17 Note 12. Commitments and Contingencies
4.2.18 Note 13. Post-Employment Benefits
4.2.19 Note 14. Earmarked Funds
4.2.20 Note 15. Intragovernmental Costs and Exchange Revenue
4.2.22 Note 17. Program Costs by Category and Responsibility Segment
4.2.23 Note 18. Budgetary Resources
4.2.24 Note 19. Fiduciary Activities
4.2.25 Note 20. Reconciliation of Net Cost of Operations to Budget
4.3 Independent Auditors' Report
4.3.1 Report of Independent Auditors – Cover Letter
4.3.2 Report of Independent Auditors
4.3.3 Exhibit I – Status of Prior Year Significant Deficiency
5. Other Accompanying Information
5.1 Inspector General’s Top Management Challenges Facing the USPTO
5.2 Improper Payments Information Act (IPIA) of 2002, as amended
5.3 Summary of Financial Statement Audit and Management Assurances
5.4 The Nature of the Training Provided to USPTO Examiners
5.5 Fiscal Year 2011 USPTO Workload Tables
