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ALJ Initial Decisions:
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Release No. | Date | Respondents |
Third Quarter | ||
468 | Sep. 14, 2012 | Leaddog Capital Markets, LLC, f/k/a Leaddog Capital Partners, Inc., Chris Messalas, and Joseph LaRocco, Esq.
Carol Fox Foelak, Administrative Law Judge File No. 3-14623 (Note: Order Instituting Proceedings) |
467 | Aug. 21, 2012 | Gregory Bartko, Esq.
Cameron Elliot, Administrative Law Judge File No. 3-14700 (Note: Order Instituting Proceedings) |
466 | Aug. 7, 2012 | Advanced Biophotonics, Inc., Advanced Viral Research Corp., Brantley Capital Corp., Brilliant Technologies Corporation, 4C Controls, Inc., and 2-Track Global, Inc. (As to 4C Controls, Inc.)
Brenda P. Murray, Chief Administrative Law Judge File No. 3-14815 (Note: Order Instituting Proceedings, Release No. 34-66672; Finality Order, Release No. 34-67858) |
465 | Jul. 24, 2012 | Advanced Biophotonics, Inc., Advanced Viral Research Corp., Brantley Capital Corp., Brilliant Technologies Corporation, 4C Controls, Inc., and 2-Track Global, Inc. (As to 2-Track Global, Inc.)
Brenda P. Murray, Chief Administrative Law Judge File No. 3-14815 (Note: Order Instituting Proceedings, Release No. 34-66672; Finality Order, Release No. 34-67796) |
464 | Jul. 16, 2012 | China MediaExpress Holdings, Inc.
Brenda P. Murray, Chief Administrative Law Judge File No. 3-14799 (Note: Order Instituting Proceedings, Release No. 34-66586; Finality Order, Release No. 34-67735) |
463 | Jul. 3, 2012 | ProElite, Inc. and Universal Guardian Holdings, Inc.
Brenda P. Murray, Chief Administrative Law Judge File No. 3-14806 (Note: Order Instituting Proceedings, Release No. 34-66621; Finality Order, Release No. 34-67736) |
Second Quarter | ||
462 | Jun. 25, 2012 | Jetronic Industries, Inc. (n/k/a New Bastion Development, Inc.), Lions Petroleum, Inc. (n/k/a China Hongxing Agritech, Inc.), MDI, Inc., and Mobilepro Corp.
Cameron Elliot, Administrative Law Judge File No. 3-14767 (Note: Order Instituting Proceedings, Release No. 34-66446 and Order Making Findings and Revoking Registration, Release No. 34-66693; Finality Order, Release No. 34-67543) |
461 | Jun. 19, 2012 | Amazon Biotech, Inc. and Andover Holdings, Inc.
Cameron Elliot, Administrative Law Judge File No. 3-14794 (Note: Order Instituting Proceedings, Release No. 34-66546); Finality Order, Release No. 34-67636) |
460 | Jun. 14, 2012 | American United Gold Corporation, AMS Homecare Inc., Aucxis Corp., and CYOP Systems International Inc.
Brenda P. Murray, Chief Administrative Law Judge File No. 3-14770 (Note: Order Instituting Proceedings, Release No. 34-66456) |
459A | Jun. 20, 2012 | Ran H. Furman (Corrected)
Cameron Elliot, Administrative Law Judge File No. 3-14532 (Note: Order Instituting Proceedings, Release No. 34-65271, AAER-3318; Order Denying Motion, Release No. 34-65680, AAER-3334; Finality Order, Release No. 34-67549) |
458 | May 24, 2012 | Donald L. Koch and Koch Asset Management LLC
Carol Fox Foelak, Administrative Law Judge File No. 3-14355 (Note: Order Instituting Proceedings, Release No. 34-64337, IA-3190, IC-29659) |
457 | Apr. 20, 2012 | Montford and Company, Inc. d/b/a Montford Associates, and Ernest V. Montford, Sr.
Brenda P. Murray Chief Administrative Law Judge File No. 3-14536 (Note: Order Instituting Proceedings, Release No. IA-3273) |
456 | Apr. 4, 2012 | Peter Emrich, Alberto Ferreiras, James Frankfurth, Frank Rossi, Dana Valensky
Brenda P. Murray, Chief Administrative Law Judge File No. 3-14509 (Note: Order Instituting Proceedings, Release No. 34-65167; Finality Order, Release No. 34-66917) |
First Quarter | ||
455 | Mar. 19, 2012 | Terry Harris
Brenda P. Murray, Chief Administrative Law Judge File No. 3-14610 (Note: Order Instituting Proceedings, Release No. IA-3309; Finality Order, Release No. IA-3401) |
454 | Feb. 22, 2012 | China-Biotics, Inc.
Carol Fox Foelak, Administrative Law Judge File No. 3-14581 (Note: Order Instituting Proceedings, Release No. 34-65510) |
453 | Feb. 15, 2012 | Ablest Inc.
Carol Fox Foelak, Administrative Law Judge File No. 3-14587 (Note: Order Instituting Proceedings, Release No. 34-65560) |
452 | Feb. 14, 2012 | Gualario & Co., LLC and Ronald Gualario
Carol Fox Foelak, Administrative Law Judge File No. 3-14340 (Note: Order Instituting Proceedings, Release No. 33-9202; Finality Order, Release Nos. 33-9310, 34-66751, IA-3392, IC-30028) |
451 | Feb. 10, 2012 | Leila C. Jenkins
Cameron Elliot, Administrative Law Judge File No. 3-14458 (Note: Order Instituting Proceedings, Release Nos. 34-64849 and IA-3235; Finality Order, Release No. 34-66548) |
450 | Feb. 6, 2012 | Locke Capital Management, Inc.
Cameron Elliot, Administrative Law Judge File No. 3-14457 (Note: Order Instituting Proceedings, Release No. IA-3234; Finality Order, Release No. IA-3381) |
449 | Jan. 24, 2012 | American Capital Partners Limited, Inc., American Educators Financial Corp. (N/K/A Asia Ventures Corp.), Austral Pacific Energy Ltd, Bidville, Inc. (N/K/A Primedge, Inc.), Bio-Warm Corp. (N/K/A Phi Gold Corp.), Black Rock Golf Corp. (A/K/A Aurus Corp.), Broadband Wireless International Corp., and Buffalo Gold Ltd.
Brenda P. Murray, Chief Administrative Law Judge File No. 3-14534 (Note: Order Instituting Proceedings, Release No. 34-65274; Finality Order, Release No. 34-66437) |
448 | Jan. 5, 2012 | Michael R. Pelosi
Cameron Elliot, Administrative Law Judge File No. 3-14194 (Note: Order Instituting Proceedings, Release No. IA-3141; ) |
447 | Jan. 4, 2012 | Alfred Clay Ludlum, III
Brenda P. Murray, Chief Administrative Law Judge File No. 3-14572 (Note: Order Instituting Proceedings, Release No. IA-3294; ) |
http://www.sec.gov/alj/aljdec.shtml
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