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OPEN MEETING AGENDA
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Item: |
CONSOLIDATED AUDIT TRAIL |
Office: |
DIVISION OF TRADING AND MARKETS |
Staff: |
James R. Burns, Gregg Berman, Nathaniel Stankard, David S. Shillman, David Hsu, Rebekah Liu, Jennifer Colihan, Leigh Duffy, Carl Tugberk |
The Commission will consider whether to adopt Rule 613 under Section 11A of the Securities Exchange Act, to require national securities exchanges and national securities associations to submit a national market system (“NMS”) plan to create, implement, and maintain a consolidated order tracking system, or consolidated audit trail, with respect to the trading of NMS securities, that would capture customer and order event information for orders in NMS securities, across all markets, from the time of order inception through routing, cancellation, modification, or execution.
For further information, please contact Nathaniel Stankard, Division of Trading and Markets, at (202) 551-5537.
http://www.sec.gov/news/openmeetings/2012/agenda071112.htm
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