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NASD Rulemaking
We encourage the public to submit comments on the following NASD filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Third Quarter | Second Quarter | First Quarter
Additional Archives
2010 | 2008 |2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996
Release No. |
Date |
Details |
Third Quarter |
SR-NASD-2003-140 |
34-63010 |
Sep. 29, 2010 |
Notice of Filing of Amendment No. 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 through 4, Relating to the Prohibition of Certain Abuses in the Allocation and Distribution of Shares in Initial Public Offerings
Comments due: October 26, 2010
See also: Notice: Rel. No. 34-61690; Notice: Rel. No. 34-51039; Notice: Rel. No. 34-50896
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Second Quarter |
No proposals were posted to website. |
First Quarter |
SR-NASD-2003-140 |
34-61690 |
Mar. 11, 2010 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 3, Relating to the Prohibition of Certain Abuses in the Allocation and Distribution of Shares in Initial Public Offerings ("IPOs")
Comments due: April 8, 2010
See also: Notice/Order: Rel. No. 34-63010; Notice: Rel. No. 34-51039; Notice: Rel. No. 34-50896
Comments received are available for this notice.
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http://www.sec.gov/rules/sro/nasd.shtml
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