Organization | Filing Description | Official Receipt Date | Status | Date | Remarks | Associated Documents |
KCBT | Revision to Rule 302 that will eliminate a reference in the rule to the Complaint Committee having authority to accept settlement terms in disciplinary matters. KCBT #13-033 | 02/08/2013 | 10 Day Review | 02/08/2013 | | 1 |
CFE | CFE submits an Addendum to the Regulatory Services Agreement that CFE has in place with the NFA. CFE #2013-08 | 02/07/2013 | 10 Day Review | 02/07/2013 | | 1 |
CME | Implementing a market making program in support of the US Dollar denominated Chinese Yuan futures contract on Globex. CME 13-032 | 02/07/2013 | 10 Day Review | 02/07/2013 | | 2 |
CFE | Amending several CFE Rules and CFE Policy and Procedure IV in order to increase the order exposure period and to eliminate the request for quote requirement for crossed trades and trades from pre-execution discussions. CFE 2013-07 | 02/05/2013 | 10 Day Review | 02/05/2013 | | 1 |
ICE US | Amendments to Minimum Block Trade Size for Certain Energy Contracts. ICE US #13-13 | 02/05/2013 | 10 Day Review | 02/05/2013 | | 1 |
NYLIFFE | The Exchange is re-launching the Global FCM Incentive Program. NYLIFFE #2013-102 | 02/05/2013 | 10 Day Review | 02/05/2013 | | 1 |
ICE US | Amendments to the Exchange's Error Policy with respect to the No Cancellation Ranges applicable to certain Financial Gas and Power Futures and Options Contracts. ICE US #13-11 | 02/04/2013 | 10 Day Review | 02/04/2013 | | 1 |
CFE | Amendments to CFE Rule 2302(r) changing the default pre-trade order size limit for the S&P Variance futures contract from 150,000 vega notional to 200,000 vegal notional. CFE 2013-01 | 02/04/2013 | 10 Day Review | 02/04/2013 | | 1 |
ICE US | Amending Rules 27.02, 27.11, 27.19 and New Rule 27.26, which consolidate various provisions pertaining to the Exchange's Interval Price Limit functionality into a single new rule. ICE US #13-10 | 01/30/2013 | 10 Day Review | 01/30/2013 | | 1 |
CME | Modifications to the price limit and trading halt methodologies for CME and CBOT US Equity Index futures contracts. CME/CBOT #13-026 | 01/29/2013 | Certified | 02/13/2013 | | 1 |
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