SEC NEWS DIGEST Issue 2007-61 March 30, 2007 COMMISSION ANNOUNCEMENTS SEC ELEVATES DISTRICT OFFICES TO REGIONAL LEVEL The Securities and Exchange Commission today announced that each of its six district offices nationwide will become a regional office reporting directly to the Commission's Washington, D.C., headquarters starting Monday, April 2, 2007. The district offices are in Atlanta, Boston, Fort Worth, Philadelphia, Salt Lake City and San Francisco. The Commission's existing regional offices are in Chicago, Denver, Los Angeles, Miami and New York City. The regional designation for the district offices will facilitate their cooperation with state and federal regulators, law enforcement agencies and consumer groups at the local level to better protect investors no matter where they live or with whom they invest. "Eliminating the two-tier hierarchy means that each of the Commission's offices is of equal dignity and possesses all necessary authority to protect investors and otherwise execute its responsibilities," said SEC Chairman Christopher Cox. "Our new system also helps eliminate the potential for redundancy and overlap in our inspection and enforcement procedures." The Commission also announced that the SEC's Enforcement Division Deputy Director, Walter Ricciardi, will move to the agency's New York office to oversee the Commission's regional enforcement efforts. The Commission's regional examination program will continue to be overseen by Lori Richards, Director of the Office of Compliance Inspections and Examinations. (Press Rel. 2007-59) ENFORCEMENT PROCEEDINGS NOTICE OF PROPOSED DISTRIBUTION PLAN AND OPPORTUNITY FOR COMMENT IN THE MATTER OF PUTNAM INVESTMENT MANAGEMENT LLC. On March 30, the Commission gave notice, pursuant to Rule 1103 of the Commission's Rules on Fair Fund and Disgorgement Plans, that Putnam Investment Management LLC has filed its proposed Distribution Plan for the distribution of monies placed into a Fair Fund pursuant to Section 308(a) of the Sarbanes-Oxley Act of 2002 in the Matter of Putnam Investment Management, LLC, Administrative Proceeding File No. 3- 11317. The Distribution Plan provides that Putnam will distribute the Fair Fund consisting of $97.9 million plus interest, together with an additional $55.6 million paid in a related action brought by the Commonwealth of Massachusetts, to shareholders harmed by the improper trading alleged in the actions. Any interested persons may print a copy of the proposed Distribution Plan from the Commission's public website, www.sec.gov/litigation/admin/2007, or Putnam's public website, https://www-uat.putnam.com/individual/. Interested parties may also obtain a written copy of the proposed Distribution Plan by submitting a written request to Ian D. Roffman, United States Securities and Exchange Commission, 33 Arch Street, Boston, MA, 02110. All persons desiring to comment on the Distribution Plan may submit their views, in writing, by no later than March 30, 2007, to the Office of the Secretary, U.S. Securities and Exchange Commission, 100 F Street, N.E., Washington, DC 20549-1090, or by using the Commission's Internet comment form (http://www.sec.gov/litigation/admin.shtml), or by sending an e-mail to rule-comments@sec.gov. Comments submitted electronically should include "Administrative Proceeding File Number 3-11317" on the subject line. Comments received will be publicly available. Persons should submit only information that they wish to make publicly available. For more information see Rels. IA-2185/IC-26232, IA-2192/IC-26255, and IA- 2226/IC-26412; Press Rels. 2003-142, 2003-156, 2004-49, and 2005-26; File No. 3-11317. (Rel. 34-55561; File No. 3-11317) COMMISSION SANCTIONS PHLO CORPORATION, ANNE P. HOVIS, AND JAMES B. HOVIS ON BASIS OF TRANSFER AGENT VIOLATIONS, PERIODIC REPORTING VIOLATIONS, AND FAILURE TO MAKE RECORDS AVAILABLE FOR EXAMINATION The Commission has found that Phlo Corporation ("Phlo" or the "Company"), a beverage manufacturer and an issuer of publicly traded securities that also acted as transfer agent for its own securities, refused to cancel shares and issue new ones within three business days despite its obligation as transfer agent to do so and failed to make records available for examination by Commission staff. The Commission has further found that Anne P. Hovis, Phlo's executive vice president, willfully aided and abetted and was a cause of these violations. Additionally, the Commission has found that Phlo failed to make timely filings of quarterly and annual reports with the Commission and that James B. Hovis, Phlo's president and chief executive officer, was a cause of these violations. The Commission concluded that it is in the public interest to revoke Phlo's registration as a transfer agent, to bar Anne P. Hovis from associating with any registered transfer agent, to impose cease-and-desist orders on Phlo, Anne P. Hovis, and James B. Hovis, and to impose civil money penalties in the amount of $100,000 on Anne P. Hovis. (Rel. 34-55562; File No. 3-11909) ROBERT HALL, JR. CONSENTS TO PERMANENT INJUNCTIONS On Feb. 6, 2007, U.S. District Judge Colleen Kollar-Kotelly entered a final judgment by consent against Robert L. Hall, Jr., in an action that the SEC filed in the U.S. District Court for the District of Columbia in 2004. The Commission's complaint alleges that, from at least June 2001 until August 2003, Hall, acting through First United Financial Group, LLC, offered and sold securities called "Asset Placement Agreements" in unregistered transactions to more than 150 investors in at least 18 states. Through cold calls, seminars, sales agents and newspaper advertisements, First United raised over $1.38 million. In connection with the offer and sale of securities, Hall made misrepresentations and omissions of material fact to investors concerning, among other things, the use of investor funds, expected returns, and the investment risks. He also made misrepresentations that the funds raised would be invested in real estate in Washington, DC to assist lower and moderate income residents in a "friendly real estate development system" to assist residents who might be displaced "by the market pressures of gentrification." In fact, investors' funds were not invested in real estate projects in Washington, DC or elsewhere. The final judgment, to which Hall consented, permanently enjoins Hall from violations of the registration provisions of the federal securities laws contained in Section 5 of the Securities Act of 1933 (Securities Act), and from violations of the antifraud provisions of Section 17(a) of the Securities Act and Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5 thereunder. In addition, the final judgment includes a conduct-based injunction that permanently enjoins Hall from participating in unregistered offers or sales of securities. Based on the criminal action described below, the Commission did not require Hall to pay disgorgement or penalties as part of the settlement. The Court's order concludes this litigation. In a parallel criminal proceeding, United States v. Robert L. Hall, Jr., No. 1:05-cr-00030-HHK (D.D.C), Hall was on March 3, 2006, convicted on 18 criminal counts related to the conduct alleged in the Commission's complaint. On Dec. 7, 2006, Hall was sentenced to serve incarceration of 188 months, three years of supervised release, and to pay $713,924 in restitution. [SEC v. FIRST UNITED FINANCIAL GROUP, LLC, ET AL., CIV. ACTION NO. 1:04-cv-1601-CKK (United District Court for the District of Columbia) (Judge Kollar-Kotelly)] (LR-20061) SEC SETTLES INSIDER TRADING CASE AGAINST JUAN CARLOS PERALTA FOR OVER $1 MILLION AND DISMISSES OTHER DEFENDANTS On March 26, the U.S. District Court for the Northern District of Illinois entered a Final Judgment and Order against Defendant Juan Carlos Peralta. The Final Judgment and Order imposes against Defendant Peralta a permanent injunction from future violations of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and orders disgorgement of $687,541.81, with prejudgment interest of $23,101.41 and a civil penalty of $368,698.71. Defendant Peralta consented to the issuance of the Final Judgment and Order without admitting or denying the allegations in the Complaint. The Commission also dismissed its pending claims against Defendants Ricardo Cavallero, Elena H. De Cavallero, Sebastian Kohan Miller and Silvina Tobar De Miller in this action. [SEC v. Ricardo Cavallero et al., 2:06 CV 3282 (N.D. Illinois)] (LR-20062) SEC v. ONE OR MORE UNKNOWN PURCHASERS OF CALL OPTIONS FOR THE COMMON STOCK OF TXU CORP., SUNIL SEHGAL AND SEEMA SEHGAL On March 28, the U.S. District Court for the Northern District of Illinois in Chicago entered a Temporary Restraining Order freezing assets of Sunil and Seema Sehgal, a married couple residing in the United Kingdom. The Court issued the order following the Commission's filing of an Amended Complaint, which added the Sehgals to the insider trading case that was previously filed on March 2, 2007, against certain Unknown Purchasers of TXU call options. The Amended Complaint alleges that the Sehgal's made highly profitable and suspicious purchases of 700 call option contracts for the common stock of TXU Corp. through accounts at Charles Schwab & Co., Inc., and Clark Dodge & Co, Inc., in January and February 2007. These purchases were made in advance of a public announcement (Announcement) on February 26, 2007, that TXU had executed a merger agreement with private equity groups headed by Kohlberg Kravis Roberts & Co., Texas Pacific Group and Goldman Sachs & Co. The Amended Complaint further alleges that as a result of the Announcement, TXU's common stock jumped more than 13% over its previous trading day closing price, placing the defendants in a position to gain substantial profits. Most of the call option contracts were "out of the money" and were set to expire in March and April. The Amended Complaint further alleges that, as a result of the increase in price of TXU stock following the Announcement, the illicit profits on the Sehgal's option contracts total approximately $270,000. The Commission alleges that the Sehgals engaged in insider trading in violation of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The Commission is seeking permanent injunctive relief, disgorgement of ill-gotten gains with prejudgment interest thereon, and civil monetary penalties. The Commission's complaint against the Unknown Purchaser alleges that between February 21 and February 23 - prior to the public disclosure of the merger agreement - while in possession of material, nonpublic information regarding the acquisition offer, the Unknown Purchasers, using overseas accounts, purchased over 8,020 call option contracts for TXU stock. The unrealized illicit profits on these option contracts total approximately $5.4 million. On March 28, 2007, the District Court also approved an extension of the asset freeze as to the Unknown Purchasers who purchased TXU securities through Credit Suisse in Zurich and Fimat Banque Frankfurt Zweigniederlassung. The Court also approved a 60-day extension of the asset freeze as to the Unknown Purchaser who traded through UBS AG London. The Commission wishes to thank the Chicago Board Options Exchange, the NYSE, and the Financial Services Authority of the United Kingdom for their assistance in this matter. [SEC v. One or More Unknown Purchasers of Call Options for the Common Stock of TXU Corp., Civil Action No. 1:07cv1208, ND Ill.] (LR-20063) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change filed by the National Association of Securities Dealers to amend NASD Rule 7000 Series to delete references to systems and services that will no longer be provided by NASD (SR-NASD-2007- 018) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of April 2, 2007. (Rel. 34-55538) A proposed rule change and Amendment No. 2 thereto filed by The NASDAQ Stock Market to amend Rule 4611 relating to sponsored access (SR- NASDAQ-2007-010) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of April 2, 2007. (Rel. 34-55550) APPROVAL OF PROPOSED RULE CHANGES The Commission granted approval of a proposed rule change (SR-Amex- 2006-110) filed by the American Stock Exchange relating to options based on commodity pool ETFs. Publication is expected in the Federal Register during the week of April 2, 2007. (Rel. 34-55547) The Commission granted accelerated approval to a proposed rule change, as amended (SR-NYSE-2006-71), filed by the New York Stock Exchange to list and trade nine series of Exchange-Traded Notes of Barclays Bank PLC linked to the performance of sub-indices of the Dow Jones - AIG Commodity IndexSM. Publication is expected in the Federal Register during the week of April 2, 2007. (Rel. 34-55548) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 BFC FINANCIAL CORP, 2100 WEST CYPRESS CREEK ROAD, FORT LAUDERDALE, FL, 33309, 9549404900 - 0 ($53,475,000.00) Equity, (File 333-141632 - Mar. 29) (BR. 07B) S-8 AEOLUS PHARMACEUTICALS, INC., 23811 INVERNESS PLACE, LAGUNA NIGUEL, CA, 92677, 9494819825 - 5,000,000 ($2,055,000.00) Equity, (File 333-141633 - Mar. 29) (BR. 01C) S-11 Care Investment Trust Inc., 505 FIFTH AVENUE, 6TH FLOOR, NEW YORK, NY, 10017, 212-771-0505 - 0 ($275,000,000.00) Equity, (File 333-141634 - Mar. 29) (BR. 08) S-8 CORNELL COMPANIES INC, 1700 WEST LOOP SOUTH, STE 1500, HOUSTON, TX, 77027, 7136230790 - 0 ($26,405,200.00) Equity, (File 333-141636 - Mar. 29) (BR. 06C) S-3ASR DENBURY RESOURCES INC, 5100 TENNYSON PARKWAY, SUITE 3000, PLANO, TX, 75024, 9726732000 - 0 ($125,000,000.00) Non-Convertible Debt, (File 333-141637 - Mar. 29) (BR. 04A) S-3 STRUCTURED ASSET SECURITIES CORP II, 745 SEVENTH AVENUE, NEW YORK, NY, 10019, 2125267000 - 0 ($1,000,000.00) Mortgage Backed Securities, (File 333-141638 - Mar. 29) (BR. 05D) S-8 Cellcom Israel Ltd., 10 HAGAVISH STREET, NETANYA, L3, 42140, 972-52-999-0052 - 0 ($31,813,078.64) Equity, (File 333-141639 - Mar. 29) (BR. 11) F-3 TOWER SEMICONDUCTOR LTD, RAMAT GAVRIEL, P O BOX 619, MIGDAL HAEMEK 23105, L3, 97246506611 - 47,012,993 ($81,097,413.00) Equity, (File 333-141640 - Mar. 29) (BR. 10C) SB-2 Vista Dorada Corp., 36 ECOLOGY EXECUTIVE TOWNHOMES, 1776 V. CRUZ EXTENSION, MAKATI CITY, METRO MANILA, R6, MWD 0N7, 632-812-8861 - 599,000 ($29,950.00) Equity, (File 333-141641 - Mar. 29) (BR. ) S-1 EnergySolutions, Inc., 423 WEST 300 SOUTH, SUITE 200, SALT LAKE CITY, UT, 84101, 801-649-2000 - 0 ($500,000,000.00) Equity, (File 333-141645 - Mar. 29) (BR. ) SB-2 CAPRIUS INC, ONE UNIVERSITY PLAZA, SUITE 400, HACKENSACK, NJ, 07601, 201-342-0900 - 9,557,500 ($9,557,500.00) Equity, (File 333-141647 - Mar. 29) (BR. 06A) S-3 CITIGROUP COMMERCIAL MORTGAGE SECURITIES INC, 388 GREENWICH STREET, NEW YORK, NY, 10013, 0 ($1,000,000.00) Mortgage Backed Securities, (File 333-141648 - Mar. 29) (BR. 05D) SB-1 Patriot Power Corp., EAST JOHN STREET, CARSON CITY, NV, 89706, 604 685 7552 - 3,333,000 ($9,999,000.00) Equity, (File 333-141649 - Mar. 29) (BR. 02C) S-8 CITY CAPITAL CORP, 2535 PILOT KNOB ROAD, #118, MENDOTA HEIGHTS, MN, 55120, 6514521606 - 20,000,000 ($2,000,000.00) Equity, (File 333-141650 - Mar. 29) (BR. 22) S-8 DARDEN RESTAURANTS INC, 5900 LAKE ELLENOR DR, ORLANDO, FL, 32809, 4072454000 - 1,000,000 ($41,105,000.00) Equity, (File 333-141651 - Mar. 29) (BR. 05B) N-2 SWISS HELVETIA FUND, INC., 1270 AVENUE OF THE AMERICAS, SUITE 400, NEW YORK, NY, 10111-0001, 2128677660 - 50,000 ($1,000,000.00) Equity, (File 333-141652 - Mar. 29) (BR. 22) SB-2 New York Residential, Inc., 15 WEST 72ND STREET, SUITE 15K, NEW YORK, NY, 10023, 917-439-3838 - 5,880,000 ($5,145,000.00) Equity, (File 333-141653 - Mar. 29) (BR. ) S-8 RADVISION LTD, 24 RAOUL WALLENBERG ST, TEL AVIV ISRAEL, TEL AVIV, L4, 00000, 0119723645 - 1,178,666 ($22,611,016.00) Equity, (File 333-141654 - Mar. 29) (BR. 03A) S-1 NovaCardia Inc, 12651 HIGH BLUFF DR, SUITE 200, SAN DIEGO, CA, 92130, 858 509-0455 - 0 ($86,250,000.00) Equity, (File 333-141655 - Mar. 29) (BR. ) S-8 ALLIANCE FIBER OPTIC PRODUCTS INC, 275 GIBRALTAR DRIVE, SUNNYVALE, CA, 94089, 4087366900 - 405,500 ($779,625.00) Equity, (File 333-141656 - Mar. 29) (BR. 10A) S-8 MARINEMAX INC, 18167 US 19 N, SUITE 499, CLEARWATER, FL, 33764, 8135311700 - 3,798,429 ($87,211,929.84) Equity, (File 333-141657 - Mar. 29) (BR. 02B) S-8 ARUBA NETWORKS, INC., 1322 CROSSMAN AVE., SUNNYVALE, CA, 94089-1113, 4082274500 - 0 ($136,897,820.69) Equity, (File 333-141658 - Mar. 29) (BR. 03C) S-3 NITCHES INC, 10280 CAMINO SANTA FE, SAN DIEGO, CA, 92121, 8586252633 - 600,000 ($3,264,000.00) Equity, (File 333-141659 - Mar. 29) (BR. 02B) S-8 PDF SOLUTIONS INC, 333 WEST SAN CARLOS STREET, SUITE 700, SAN JOSE, CA, 95110, 4082807900 - 1,956,348 ($19,974,313.08) Equity, (File 333-141660 - Mar. 29) (BR. 03A) S-8 ACHILLION PHARMACEUTICALS INC, 300 GEORGE STREET, NEW HAVEN, CT, 06511, 203-624-7000 - 438,254 ($2,581,263.05) Equity, (File 333-141661 - Mar. 29) (BR. 01A) S-8 COMMERCIAL METALS CO, 6565 N. MACARTHUR BLVD., SUITE 800, P O BOX 1046, IRVING, TX, 75039, 2146894300 - 0 ($17,934,000.00) Equity, (File 333-141662 - Mar. 29) (BR. 06B) S-8 COMMERCIAL METALS CO, 6565 N. MACARTHUR BLVD., SUITE 800, P O BOX 1046, IRVING, TX, 75039, 2146894300 - 0 ($149,450,000.00) Equity, (File 333-141663 - Mar. 29) (BR. 06B) S-3 Cardium Therapeutics, Inc., 3611 VALLEY CENTRE DRIVE, SUITE 525, SAN DIEGO, CA, 92130, (858) 436-1000 - 0 ($38,337,794.00) Equity, (File 333-141664 - Mar. 29) (BR. 01B) S-3 ATS MEDICAL INC, 3905 ANNAPOLIS LA, SUITE 105, MINNEAPOLIS, MN, 55447, 6125537736 - 11,375,000 ($23,489,375.00) Equity, (File 333-141666 - Mar. 29) (BR. 10A) N-2 Dreman/Claymore Enhanced Opportunity Fund, 2455 CORPORATE WEST DRIVE, LISLE, IL, 60532, 630-505-3700 - 50,000 ($1,000,000.00) Equity, (File 333-141667 - Mar. 29) (BR. ) S-8 RAVEN MOON ENTERTAINMENT INC, 2005 TREE FORK LANE, STE 101, LONGWOOD, FL, 32750, 407-774-4462 - 1,000,000,000 ($300,000.00) Equity, (File 333-141668 - Mar. 29) (BR. 05C) S-8 RALCORP HOLDINGS INC /MO, 800 MARKET STREET, SUITE 2900, ST LOUIS, MO, 63101, 3148777000 - 4,558,238 ($127,366,852.00) Equity, (File 333-141669 - Mar. 29) (BR. 04A) SB-2 GAMMACAN INTERNATIONAL INC, 11 BEN GURION ST., 54100, GIVAT SHMUEL, L3, V6C 2V6, 780-708-0495 - 16,250,000 ($7,962,500.00) Equity, (File 333-141670 - Mar. 29) (BR. 09A) S-8 CENTRAL GARDEN & PET CO, 1340 TREAT BOULEVARD, SUITE 600, WALNUT CREEK, CA, 94597, 9259484000 - 0 ($166,485,021.00) Equity, (File 333-141671 - Mar. 29) (BR. 02B) S-3 RARE HOSPITALITY INTERNATIONAL INC, 8215 ROSWELL RD, BLDG 600, ATLANTA, GA, 30350, 7703999595 - 0 ($125,000,000.00) Debt Convertible into Equity, (File 333-141672 - Mar. 29) (BR. 05C) S-8 BROADRIDGE FINANCIAL SOLUTIONS, INC., 2 JOURNAL SQUARE PLAZA, JERSEY CITY, NJ, 07306, (201) 714-3000 - 0 ($490,800,000.00) Equity, (File 333-141673 - Mar. 29) (BR. 11C) S-8 NOKIA CORP, KEILALAHDENTIE 4, P O BOX 226, ESPOO FINLAND, H9, 00000, 0358018071 - 10,910,000 ($248,638,900.00) ADRs/ADSs, (File 333-141674 - Mar. 29) (BR. 11B) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT 155 East Tropicana, LLC NV 2.02,9.01 03/26/07 3COM CORP DE 2.01,2.03,9.01 03/28/07 8X8 INC /DE/ DE 5.02 03/27/07 ACE COMM CORP MD 3.01,9.01 03/28/07 ACXIOM CORP DE 5.03,8.01,9.01 03/28/07 AGERE SYSTEMS INC DE 8.01,9.01 03/29/07 AGL RESOURCES INC GA 5.02 03/23/07 AGL RESOURCES INC GA 5.02,9.01 01/30/07 AMEND Akeena Solar, Inc. DE 2.02,9.01 03/29/07 Akeena Solar, Inc. DE 2.02 03/29/07 AMEND ALBEMARLE CORP VA 1.01,1.02,2.03,9.01 03/23/07 Alliance Distributors Holding Inc. DE 2.02,9.01 03/29/07 Alpha Natural Resources, Inc. DE 5.02 03/29/07 ALPHARMA INC DE 1.01,5.01 03/28/07 Alternative Loan Trust 2007-OA4 9.01 03/29/07 AMB FINANCIAL CORP DE 1.01,2.02,9.01 03/23/07 AMEN PROPERTIES INC DE 1.01,2.01,9.01 03/27/07 AMERICAN BANCORP OF NEW JERSEY INC NJ 8.01,9.01 03/28/07 AMERICAN CRYSTAL SUGAR CO /MN/ MN 7.01,8.01 03/28/07 ARADIGM CORP CA 2.02,9.01 03/29/07 ARIZONA LAND INCOME CORP AZ 1.01,9.01 03/27/07 AROTECH CORP DE 8.01 03/23/07 ASHFORD HOSPITALITY TRUST INC MD 5.02 03/27/07 Ashton Woods USA L.L.C. NV 5.02 03/26/07 ASI TECHNOLOGY CORP NV 1.01,2.03,3.02,9.01 03/23/07 ATMI INC DE 7.01,9.01 03/29/07 Aurora Oil & Gas CORP UT 4.01,9.01 03/23/07 AUTOLIV INC DE 5.02 03/29/07 AVANIR PHARMACEUTICALS CA 1.02,8.01,9.01 03/23/07 AVP INC DE 2.02,9.01 03/28/07 Banc of America Alternative Loan Trus DE 9.01 03/29/07 Bank of Commerce Holdings CA 8.01,9.01 03/29/07 BEA SYSTEMS INC DE 5.02 03/28/07 BEAR STEARNS ASSET BACKED SECURITIES 9.01 03/26/07 Bear Stearns Asset Backed Securities DE 9.01 03/26/07 BEAZER HOMES USA INC DE 7.01,9.01 03/27/07 BFC FINANCIAL CORP FL 8.01,9.01 03/29/07 BlackRock Inc. DE 5.02,9.01 03/28/07 BON TON STORES INC PA 8.01,9.01 03/29/07 BORDERS GROUP INC MI 5.02 03/27/07 BOWATER INC DE 5.02,8.01,9.01 03/23/07 BROADCASTER INC CA 3.02,8.01 03/23/07 BROADWAY FINANCIAL CORP \DE\ DE 5.02,9.01 03/27/07 BSD MEDICAL CORP DE 7.01,9.01 03/29/07 BUILDING MATERIALS HOLDING CORP DE 2.01,9.01 03/26/07 CalAmp Corp. DE 7.01,9.01 03/26/07 Calibre Energy, Inc. NV 5.02 03/28/07 CALPINE CORP DE 7.01,9.01 01/31/07 CANARGO ENERGY CORP DE 7.01,9.01 03/29/07 CANO PETROLEUM, INC 8.01 03/29/07 CAPITAL GROWTH SYSTEMS INC /FL/ FL 9.01 11/22/06 AMEND CAPTARIS INC WA 5.02 03/23/07 CARBIZ INC A6 1.01,2.03,5.02,9.01 03/23/07 CardioVascular BioTherapeutics, Inc. DE 1.01,9.01 03/27/07 CARMAX INC VA 2.02 03/29/07 CARMIKE CINEMAS INC DE 5.02,9.01 03/26/07 CASUAL MALE RETAIL GROUP INC DE 2.02,9.01 03/29/07 CB RICHARD ELLIS REALTY TRUST 1.01,9.01 03/28/07 CELEBRATE EXPRESS, INC. 2.02,9.01 03/29/07 CELLSTAR CORP DE 8.01,9.01 03/28/07 CENTURYTEL INC LA 1.01,2.03,9.01 03/29/07 CENVEO, INC CO 4.01,9.01 03/14/07 AMEND CHADMOORE WIRELESS GROUP INC CO 5.02,7.01 03/25/07 Chemtura CORP DE 5.02,9.01 03/28/07 CHILDRENS PLACE RETAIL STORES INC 5.02 03/25/07 China Opportunity Acquisition Corp. DE 8.01,9.01 03/26/07 AMEND CINCINNATI BELL INC OH 1.01,2.03,9.01 03/29/07 CIRCUIT CITY STORES INC VA 7.01 03/29/07 Citicorp Residential Mortgage Trust S DE 9.01 03/29/07 Citigroup Mortgage Loan Trust 2007-AM 2.01,9.01 01/23/07 CITY NATIONAL CORP DE 8.01,9.01 03/28/07 AMEND CLEVELAND CLIFFS INC OH 3.01 03/29/07 COGNOS INC CA 2.02,9.01 03/29/07 COLLEGIATE PACIFIC INC DE 8.01,9.01 03/29/07 COLUMBIA BANKING SYSTEM INC WA 1.01,9.01 03/28/07 COLUMBIA BANKING SYSTEM INC WA 1.01,9.01 03/28/07 COMMONWEALTH BIOTECHNOLOGIES INC VA 5.02,5.03,9.01 03/23/07 COMPUTER SOFTWARE INNOVATIONS INC 9.01 12/29/06 AMEND CONNECTICUT LIGHT & POWER CO CT 8.01,9.01 03/27/07 CONNS INC DE 2.02,9.01 03/29/07 CONSTAR INTERNATIONAL INC DE 2.02,9.01 03/28/07 CONTINENTAL FUELS, INC. NV 3.02 03/26/07 CONTINENTAL MATERIALS CORP DE 4.01,9.01 03/26/07 Corridor Communications Corp 5.02,9.01 03/22/07 COUNTRYWIDE FINANCIAL CORP DE 5.02,9.01 03/27/07 COVANCE INC DE 1.01,9.01 03/23/07 CPI AEROSTRUCTURES INC NY 2.02,9.01 03/29/07 CPS TECHNOLOGIES CORP/DE/ DE 2.02,8.01 12/30/06 CREDIT SUISSE (USA) INC DE 8.01 03/29/07 CRESCENT REAL ESTATE EQUITIES CO TX 1.01 03/23/07 CRESCENT REAL ESTATE EQUITIES LTD PAR DE 1.01 03/23/07 CWABS Asset-Backed Certificates Trust DE 9.01 03/29/07 CWABS Asset-Backed Certificates Trust DE 8.01,9.01 03/28/07 CWABS Asset-Backed Certificates Trust DE 9.01 03/29/07 CWALT INC DE 9.01 03/29/07 CWALT INC DE 9.01 03/29/07 CWHEQ Revolving Home Equity Loan Trus 8.01,9.01 03/29/07 CWHEQ, Inc. 8.01,9.01 03/29/07 CWHEQ, Inc. 8.01,9.01 03/29/07 CYTORI THERAPEUTICS, INC. DE 1.01,3.02 03/28/07 DELL INC DE 5.04,8.01,9.01 03/29/07 DELPHAX TECHNOLOGIES INC MN 1.01,2.03,3.02,9.01 03/26/07 DELPHI CORP DE 1.01,9.01 03/29/07 DELTA AIR LINES INC /DE/ DE 2.02,9.01 03/29/07 DELTA APPAREL INC GA 5.02 03/23/07 DELTA FINANCIAL CORP DE 1.01,9.01 03/29/07 DELTA WOODSIDE INDUSTRIES INC /SC/ SC 7.01,9.01 03/21/07 DERMA SCIENCES, INC. PA 1.01 03/23/07 Deutsche Alt-A Securities Mortgage Lo 1.01,6.02,9.01 03/29/07 Deutsche Alt-A Securities Mortgage Lo 1.01,6.02,9.01 03/29/07 Deutsche Alt-A Securities Mortgage Lo 1.01,6.02,9.01 03/29/07 Deutsche Alt-A Securities Mortgage Lo 1.01,6.02,9.01 03/29/07 DIGITAL RECORDERS INC NC 2.02,7.01,9.01 03/29/07 DISCOVER CARD MASTER TRUST I DE 1.01,9.01 03/28/07 Discovery Holding CO DE 7.01 03/29/07 DSL NET INC DE 3.03,5.01,5.02,8.01,9.01 03/29/07 DSW Inc. OH 2.02,9.01 03/29/07 Duncan Energy Partners L.P. DE 7.01,9.01 03/28/07 Dynegy Acquisition, Inc. DE 7.01,9.01 03/29/07 ECOM ECOM COM INC FL 8.01 03/28/07 EDWARDS A G INC DE 2.02 02/28/07 EGPI FIRECREEK, INC. NV 1.01,3.02,9.01 03/27/07 ELECTRONIC SYSTEMS TECHNOLOGY INC WA 8.01,9.01 03/29/07 EMERGE INTERACTIVE INC DE 8.01,9.01 03/28/07 Employers Holdings, Inc. NV 2.02,9.01 03/29/07 Energy Transfer Equity, L.P. DE 8.01,9.01 03/28/07 Enterprise GP Holdings L.P. DE 7.01,9.01 03/28/07 ENTERPRISE PRODUCTS PARTNERS L P DE 7.01,9.01 03/28/07 EPIX Pharmaceuticals, Inc. 5.02,9.01 03/26/07 EQUICAP INC CA 5.02 03/29/07 ETHANEX ENERGY, INC. NV 1.01,9.01 03/23/07 EXCELSIOR PRIVATE EQUITY FUND II INC MD 5.02 03/23/07 EXCELSIOR VENTURE PARTNERS III LLC DE 5.02 03/23/07 Exobox Technologies Corp. NV 3.02,8.01 03/29/07 EXTREME NETWORKS INC DE 5.02,9.01 03/29/07 FAMILY DOLLAR STORES INC DE 2.02,9.01 03/29/07 FCStone Group, Inc. DE 1.01,9.01 03/23/07 Federal Home Loan Bank of Boston X1 2.03 03/26/07 Federal Home Loan Bank of Chicago X1 2.03 03/27/07 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 03/26/07 Federal Home Loan Bank of Des Moines X1 2.03,9.01 03/26/07 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 03/26/07 Federal Home Loan Bank of New York X1 2.03,9.01 03/26/07 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 03/26/07 Federal Home Loan Bank of San Francis X1 2.03 03/26/07 Federal Home Loan Bank of San Francis X1 7.01,9.01 03/29/07 Federal Home Loan Bank of Seattle 2.03 03/28/07 Federal Home Loan Bank of Topeka 2.03 03/26/07 FedFirst Financial CORP X1 8.01,9.01 03/28/07 FIBERNET TELECOM GROUP INC\ DE 2.02,7.01 03/29/07 Fidelity National Information Service 7.01 03/29/07 FINANCIAL FEDERAL CORP NV 8.01,9.01 03/27/07 First California Financial Group, Inc DE 1.01 03/23/07 FIRST FINANCIAL BANCORP /OH/ OH 2.02,8.01 03/22/07 AMEND FIRST NATIONAL BANCSHARES INC /SC/ SC 7.01,9.01 03/29/07 FIRST REGIONAL BANCORP CA 7.01 03/29/07 Fittipaldi Logistics, Inc. NV 1.01 03/20/07 FONIX CORP DE 2.03,8.01 03/23/07 FOOTSTAR INC DE 5.02 03/26/07 GAMETECH INTERNATIONAL INC DE 2.01,2.03,7.01,9.01 03/28/07 GAMETECH INTERNATIONAL INC DE 7.01,9.01 03/29/07 GANDER MOUNTAIN CO MN 2.02,9.01 03/29/07 GASTAR EXPLORATION LTD 7.01,9.01 03/29/07 GAYLORD ENTERTAINMENT CO /DE DE 1.01,2.03,9.01 03/23/07 GENERAL ELECTRIC CO NY 8.01,9.01 03/29/07 GENERAL ENVIRONMENTAL CORP/NH 8.01 03/27/07 AMEND GENITOPE CORP DE 1.01,2.03,9.01 03/26/07 GENIUS PRODUCTS INC DE 7.01,9.01 03/23/07 GENWORTH FINANCIAL INC DE 2.02,9.01 03/29/07 GEOPETRO RESOURCES CO 7.01,9.01 03/28/07 GLOBAL PREFERRED HOLDINGS INC DE 8.01,9.01 03/29/07 Global Telecom & Technology, Inc. DE 2.02,9.01 03/28/07 Global Telecom & Technology, Inc. DE 1.01,9.01 03/23/07 GLOBETEL COMMUNICATIONS CORP DE 4.01 03/21/07 GOLDFIELD CORP DE 2.02,9.01 03/29/07 GOLDLEAF FINANCIAL SOLUTIONS INC. TN 2.02,4.02,9.01 03/29/07 GOODRICH CORP NY 8.01,9.01 03/29/07 GOODRICH PETROLEUM CORP DE 5.02,9.01 03/29/07 GRAPHIC PACKAGING CORP DE 1.01,9.01 03/28/07 GREATBATCH, INC. DE 1.01,2.03,3.02,9.01 03/28/07 GREENS WORLDWIDE INC AZ 8.01,9.01 03/27/07 Gregg Appliances Inc 1.02 03/29/07 GSAA Home Equity Trust 2007-4 DE 9.01 03/29/07 GuangZhou Global Telecom, Inc. FL 1.01,2.01,3.02,5.01,5.02,5.06, 03/27/07 9.01 HANDHELD ENTERTAINMENT, INC. DE 1.01,2.01,8.01,9.01 03/26/07 HarborView 2007-2 DE 8.01,9.01 03/28/07 Hartford Life Global Funding Trust 20 DE 8.01 03/23/07 AMEND Hartford Life Global Funding Trust 20 DE 9.01 03/29/07 HARTFORD LIFE INSURANCE CO CT 8.01,9.01 01/24/07 AMEND Henry Bros. Electronics, Inc. DE 1.01,9.01 03/23/07 HERCULES OFFSHORE, INC. DE 8.01,9.01 03/29/07 HI TECH PHARMACAL CO INC NY 1.01 03/28/07 HOKU SCIENTIFIC INC DE 1.01,9.01 03/23/07 HOMEBANC CORP 1.01 03/27/07 HONDA AUTO REC 2003-3 OWNER TRUST DE 8.01,9.01 03/21/07 HONDA AUTO REC 2003-3 OWNER TRUST DE 8.01,9.01 03/21/07 HONDA AUTO REC 2003-4 OWNER TRUST DE 8.01,9.01 03/15/07 HONDA AUTO REC 2003-5 OWNER TRUST DE 8.01,9.01 03/19/07 HONDA AUTO RECEIVABLES 2004-1 OWNER T DE 8.01,9.01 03/21/07 Honda Auto Receivables 2004-2 Owner T 8.01,9.01 03/15/07 Honda Auto Receivables 2004-3 Owner T CA 8.01,9.01 03/19/07 Honda Auto Receivables 2005-1 Owner T CA 8.01,9.01 03/21/07 Honda Auto Receivables 2005-2 Owner T 8.01,9.01 03/15/07 Honda Auto Receivables 2005-3 Owner T CA 8.01,9.01 03/19/07 Honda Auto Receivables 2005-4 Owner T CA 8.01,9.01 03/21/07 Honda Auto Receivables 2005-5 Owner T CA 8.01,9.01 03/15/07 Honda Auto Receivables 2005-6 Owner T CA 8.01,9.01 03/19/07 HOST HOTELS & RESORTS L.P. DE 1.01,2.03,3.02,9.01 03/23/07 HOST HOTELS & RESORTS, INC. MD 1.01,2.03,3.02,9.01 03/23/07 HS3 TECHNOLOGIES INC. 7.01,9.01 03/27/07 HYPERTENSION DIAGNOSTICS INC /MN MN 8.01 03/28/07 I/OMAGIC CORP NV 4.02,9.01 03/23/07 IA GLOBAL INC DE 5.02,9.01 03/29/07 IA GLOBAL INC DE 2.02,9.01 03/29/07 IMAX CORP A6 7.01,9.01 03/29/07 Impac Secured Assets Corp., Mortgage CA 8.01,9.01 03/29/07 Impac Secured Assets Corp., Mortgage CA 9.01 03/29/07 IMPERIAL INDUSTRIES INC DE 2.02,7.01,9.01 03/26/07 INDEVUS PHARMACEUTICALS INC DE 8.01,9.01 03/26/07 INDUSTRIAL ELECTRIC SERVICES INC 4.01,5.02,9.01 03/29/07 INDUSTRIAL SERVICES OF AMERICA INC /F FL 2.02,9.01 03/27/07 INDYMAC BANCORP INC DE 7.01,9.01 03/29/07 IndyMac INDX Mortgage Loan Trust 2007 9.01 03/29/07 INNOCOM TECHNOLOGY HOLDINGS, INC. NV 5.02 03/28/07 INTEL CORP DE 7.01 03/27/07 INVICTA GROUP INC 2.01,9.01 03/23/07 ISCO INTERNATIONAL INC DE 5.02,8.01,9.01 03/23/07 J P MORGAN CHASE & CO DE 9.01 03/26/07 J.P. Morgan Chase Commercial Mortgage DE 8.01,9.01 03/29/07 J.P. MORGAN MORTGAGE TRUST 2007-A2 DE 8.01,9.01 03/29/07 J.P. Morgan Mortgage Trust 2007-S1 DE 8.01,9.01 03/29/07 JAKKS PACIFIC INC DE 1.01,9.01 03/29/07 JARDEN CORP DE 5.02,9.01 03/26/07 K-SEA TRANSPORTATION PARTNERS LP 1.01,2.03,9.01 03/23/07 KANA SOFTWARE INC DE 1.01 03/23/07 KINTERA INC 2.02,4.02,9.01 03/26/07 KMG America CORP VA 7.01 03/29/07 KOMAG INC /DE/ DE 8.01,9.01 03/28/07 KOMAG INC /DE/ DE 2.04,9.01 03/28/07 Kraton Polymers LLC DE 2.02,9.01 03/28/07 Kraton Polymers LLC DE 7.01,9.01 03/29/07 KREISLER MANUFACTURING CORP DE 1.01,2.03,9.01 03/29/07 KUHLMAN COMPANY, INC MN 1.01,2.04 03/23/07 Lab123, Inc. DE 5.02 03/28/07 LAMAR ADVERTISING CO/NEW DE 1.01,2.03,8.01,9.01 03/28/07 LCC INTERNATIONAL INC DE 8.01,9.01 03/29/07 LEAPFROG ENTERPRISES INC 5.02 03/27/07 LIGAND PHARMACEUTICALS INC DE 5.02,8.01 03/29/07 LINN ENERGY, LLC DE 2.02,7.01,9.01 03/29/07 LIQUIDITY SERVICES INC 8.01 03/23/07 LONE STAR TECHNOLOGIES INC DE 1.01,8.01,9.01 03/28/07 LSI LOGIC CORP DE 8.01,9.01 03/29/07 LUMINEX CORP DE 5.02 03/25/07 Magnum dOr Resources Inc 8.01,9.01 03/27/07 MAGNUM RESOURCES INC /DE/ DE 1.01,3.02,5.01,5.02,8.01 03/22/07 MAIR HOLDINGS INC MN 5.03,9.01 03/28/07 MARINER ENERGY INC DE 2.02,5.02,7.01,9.01 03/26/07 MCF CORP DE 5.02,9.01 03/29/07 Media & Entertainment Holdings, Inc. DE 8.01,9.01 03/23/07 AMEND Medical Media Television, Inc. FL 1.01,3.02,5.01 03/23/07 MEREDITH CORP IA 2.05,9.01 03/27/07 MERIT MEDICAL SYSTEMS INC UT 7.01,9.01 03/29/07 Merrill Lynch Alternative Note Asset DE 8.01,9.01 03/29/07 Meruelo Maddux Properties, Inc. DE 7.01 03/29/07 METRETEK TECHNOLOGIES INC DE 5.02 03/20/07 AMEND MIDDLEFIELD BANC CORP OH 1.01,9.01 03/23/07 ML-CFC Commercial Mortgage Trust 2007 DE 8.01,9.01 03/14/07 Molecular Pharmacology (USA) Ltd. NV 5.03,9.01 03/29/07 MORGAN STANLEY CAPITAL I TRUST 2007-I DE 9.01 03/22/07 MOTORCAR PARTS AMERICA INC NY 1.01,8.01,9.01 03/23/07 MOUNTAIN BANK HOLDING CO WA 1.01,9.01 03/28/07 MOVADO GROUP INC NY 2.02,7.01,9.01 03/29/07 MPC CORP CO 5.03,9.01 03/26/07 MS STRUCTURED ASSET CORP CBT SERIES 2 DE 8.01,9.01 03/26/07 MSC SOFTWARE CORP DE 1.01,5.02,9.01 03/23/07 NABORS INDUSTRIES LTD D0 8.01,9.01 03/29/07 NARA BANCORP INC DE 1.01,1.02,2.03,9.01 03/22/07 NATIONAL COAL CORP FL 2.02,9.01 03/23/07 National Investment Managers Inc. FL 1.01,9.01 03/26/07 NATIONAL RV HOLDINGS INC DE 2.01,9.01 02/16/07 AMEND NATURAL RESOURCE PARTNERS LP DE 1.01,2.03,9.01 03/28/07 Nayna Networks, Inc. WY 2.01,3.02,9.01 03/23/07 NCI BUILDING SYSTEMS INC DE 8.01 03/28/07 NET PERCEPTIONS INC DE 2.02,9.01 03/29/07 NEUTRON ENTERPRISES INC NV 2.03,3.02,9.01 03/23/07 NEW BRUNSWICK SCIENTIFIC CO INC NJ 2.01,5.02,9.01 12/31/06 NICOR INC IL 7.01,9.01 03/29/07 NORTEL NETWORKS CORP 1.01,2.03,9.01 03/22/07 AMEND NORTEL NETWORKS LTD 1.01,2.03,9.01 03/22/07 AMEND NORTH POINTE HOLDINGS CORP 2.02,9.01 03/29/07 NORTHWEST AIRLINES CORP DE 2.02,9.01 03/29/07 NORTHWEST AIRLINES CORP DE 1.01 03/27/07 OIL STATES INTERNATIONAL, INC DE 7.01,9.01 03/28/07 Omniture, Inc. DE 5.02,9.01 03/28/07 ONEOK Partners LP DE 8.01,9.01 03/29/07 Option One Mortgage Loan Trust 2007-F DE 9.01 03/23/07 Option One Mortgage Loan Trust 2007-F DE 8.01,9.01 03/23/07 OTTER TAIL CORP MN 5.02 03/26/07 P&F INDUSTRIES INC DE 2.02,9.01 03/29/07 PAB BANKSHARES INC GA 5.03,9.01 03/27/07 PARTICLE DRILLING TECHNOLOGIES INC/NV NV 3.02 03/26/07 PCS EDVENTURES COM INC 1.01 03/28/07 PEOPLENET INTERNATIONAL CORP DE 5.03,9.01 03/26/07 PEPCO HOLDINGS INC DE 5.03,9.01 03/29/07 PERKINS & MARIE CALLENDER'S INC DE 2.02,9.01 03/27/07 PIER 1 IMPORTS INC/DE DE 8.01,9.01 03/29/07 PMC SIERRA INC DE 2.02,2.05,9.01 03/29/07 POLO RALPH LAUREN CORP DE 8.01,9.01 03/29/07 PRIMEDIA INC DE 7.01 03/29/07 PRO-FAC COOPERATIVE INC 1.01,9.01 03/28/07 PROGRESSIVE GAMING INTERNATIONAL CORP NV 2.02,9.01 03/23/07 PS BUSINESS PARKS INC/CA CA 7.01,9.01 03/26/07 QUALITY DISTRIBUTION INC FL 5.02,9.01 03/29/07 QUICK MED TECHNOLOGIES INC NV 1.01 03/29/07 QUICKLOGIC CORPORATION CA 5.02,9.01 03/28/07 R&G FINANCIAL CORP PR 8.01,9.01 03/29/07 RBSGC Mortgage Loan Trust 2007-B DE 8.01,9.01 03/29/07 RED HAT INC DE 2.02,9.01 03/29/07 Remote Dynamics Inc DE 3.01,4.01,5.03 03/27/07 Renaissance Home Equity Loan Trust 20 9.01 02/21/07 RENTECH INC /CO/ CO 5.02,9.01 03/22/07 Residential Asset Securitization Trus 9.01 03/29/07 RETRACTABLE TECHNOLOGIES INC TX 8.01,9.01 03/28/07 RFMSI Series 2007-S3 Trust DE 8.01,9.01 03/29/07 RFMSI Series 2007-SA2 Trust DE 8.01,9.01 03/28/07 RIVIERA HOLDINGS CORP NV 7.01,9.01 03/29/07 RONCO CORP DE 4.02 03/26/07 ROYAL CARIBBEAN CRUISES LTD 1.01,9.01 03/26/07 RURAL ELECTRIC COOPERATIVE GRANTOR TR NY 4.02 03/27/07 RURAL/METRO CORP /DE/ DE 8.01,9.01 03/29/07 SABA SOFTWARE INC DE 2.02,9.01 03/29/07 SACO I Trust 2007-2 DE 9.01 02/28/07 SALTON INC DE 8.01,9.01 03/28/07 SANTANDER BANCORP 7.01,9.01 03/29/07 SCIVANTA MEDICAL CORP DE 1.01,9.01 03/27/07 SCOLR Pharma, Inc. DE 1.01,2.03 03/26/07 Searchlight Minerals Corp. NV 1.01,3.02,9.01 03/22/07 SELECT MEDICAL CORP DE 2.02 03/28/07 SELECT MEDICAL HOLDINGS CORP 2.02 03/28/07 SEMTECH CORP DE 2.02,7.01,9.01 03/29/07 SERACARE LIFE SCIENCES INC 1.01,2.01,9.01 03/29/07 SERVICE CORPORATION INTERNATIONAL TX 7.01,9.01 03/23/07 Shire plc 8.01,9.01 03/29/07 SILICON LABORATORIES INC DE 1.01,2.01,7.01,9.01 03/23/07 SIMON PROPERTY GROUP INC /DE/ DE 8.01,9.01 03/29/07 SINGING MACHINE CO INC DE 1.01,3.02,9.01 03/26/07 AMEND SINGING MACHINE CO INC DE 1.01,3.02,9.01 03/26/07 AMEND SLM FUNDING LLC DE 9.01 03/29/07 SMURFIT STONE CONTAINER CORP DE 1.01,2.03,9.01 03/26/07 SMURFIT-STONE CONTAINER ENTERPRISES I DE 1.01,2.03,3.03,9.01 03/26/07 SOLECTRON CORP DE 2.02,2.05,9.01 03/26/07 SOLUTIA INC DE 7.01,9.01 03/29/07 SONESTA INTERNATIONAL HOTELS CORP NY 1.01 03/29/07 SOTHEBYS DE 2.03 03/23/07 Soundview Home Loan Trust 2007-NS1 DE 2.01,9.01 03/02/07 SPARTAN MOTORS INC MI 4.01,9.01 03/23/07 SPECTRUM CONTROL INC PA 2.02,9.01 02/28/07 ST MARY LAND & EXPLORATION CO DE 8.01,9.01 03/29/07 Stanley, Inc. DE 5.02 03/26/07 STAPLES INC DE 5.02 03/23/07 STEELCASE INC MI 2.02 03/29/07 STERLING CHEMICALS INC DE 1.01,2.03,8.01 03/26/07 STERLING FINANCIAL CORP /WA/ WA 7.01,9.01 03/29/07 STEWART ENTERPRISES INC LA 8.01,9.01 03/28/07 STRATEGIC HOTELS & RESORTS, INC 8.01,9.01 03/28/07 STRATS SM TRUST FOR DAIMLERCHRYSLER N 8.01,9.01 03/15/07 STRATS SM TRUST FOR Goldman Sachs Cap 8.01,9.01 03/15/07 STRATS SM TRUST FOR GOLDMAN SACHS GRO 8.01,9.01 03/15/07 STRATS SM TRUST FOR JPMORGAN CHASE & 8.01,9.01 03/15/07 STRATS SM TRUST FOR WAL-MART STORES, 8.01,9.01 03/15/07 STRATS(SM) TRUST FOR DOMINION RESOURC 8.01,9.01 03/15/07 STRATS(SM) TRUST FOR GEN ELEC CAP COR 8.01,9.01 03/15/07 STRATS(SM) Trust For Goldman Sachs Ca 8.01,9.01 03/15/07 STRIDE RITE CORP MA 2.02,9.01 03/02/07 SULPHCO INC NV 5.02 03/23/07 SUN HEALTHCARE GROUP INC DE 7.01,9.01 02/28/07 SUN NEW MEDIA INC. MN 3.02 03/27/07 SUN NEW MEDIA INC. MN 1.01 03/26/07 SUNOCO LOGISTICS PARTNERS LP DE 5.02,9.01 03/28/07 SUPER VISION INTERNATIONAL INC DE 1.01,3.02,9.01 03/26/07 Surge Global Energy, Inc. 1.01,5.02,9.01 03/23/07 Switch & Data Facilities Company, Inc DE 2.02,7.01,9.01 03/28/07 SYNAGRO TECHNOLOGIES INC DE 5.02,8.01,9.01 03/23/07 TALBOTS INC DE 1.01,9.01 03/26/07 TARGETED GENETICS CORP /WA/ WA 2.02,9.01 03/29/07 TASKER PRODUCTS CORP NV 2.02 03/29/07 TDS TELEMEDICINE INC NY 2.01,3.02,5.01,5.02,5.06 03/19/07 AMEND TEPPCO PARTNERS LP DE 7.01,9.01 03/28/06 TESCO CORP 2.02,9.01 03/08/07 AMEND TEXAS INDUSTRIES INC DE 2.02,9.01 03/29/07 TIBCO SOFTWARE INC DE 1.01,2.02,5.02,9.01 03/28/07 TNS INC 1.01,2.03,8.01,9.01 03/28/07 TOREADOR RESOURCES CORP DE 7.01,9.01 03/29/07 TorreyPines Therapeutics, Inc. DE 2.02,9.01 03/29/07 TRACK DATA CORP DE 2.02 12/31/06 TRESTLE HOLDINGS INC DE 1.01 03/26/07 TRIARC COMPANIES INC DE 8.01,9.01 03/29/07 Trinsic, Inc. DE 1.01,9.01 03/26/07 TSB Financial CORP NC 5.02 03/27/07 U S GOLD CORP CO 7.01,9.01 03/26/07 UCBH HOLDINGS INC DE 5.03,9.01 03/23/07 UCBH HOLDINGS INC DE 1.01,9.01 03/26/07 United EcoEnergy Corp. 8.01 03/24/07 UNITED ONLINE INC DE 5.02 03/23/07 UNITED STATES STEEL CORP DE 1.01,9.01 03/28/07 UPSTREAM BIOSCIENCES INC. NV 5.02 03/27/07 UTi WORLDWIDE INC 2.02,8.01,9.01 03/29/07 VALENCE TECHNOLOGY INC DE 5.02 03/23/07 VCG HOLDING CORP CO 3.01,9.01 03/26/07 VERSANT CORP CA 1.01,2.03 03/23/07 VOIP INC 1.01 03/28/07 VOXWARE INC DE 3.01,9.01 03/23/07 WACHOVIA ASSET SECURITIZATION INC 200 8.01,9.01 02/26/07 WACHOVIA ASSET SECURITIZATION INC AST 8.01,9.01 03/26/07 WCI COMMUNITIES INC 5.02 03/26/07 WEBSIDESTORY INC CA 9.01 02/01/06 AMEND WEBSITE PROS INC DE 5.02,9.01 03/28/07 WESTERN SIZZLIN CORP DE 4.01,9.01 03/23/07 WET SEAL INC DE 2.02,9.01 03/29/07 WILLIS GROUP HOLDINGS LTD D0 8.01,9.01 03/28/07 WILSONS THE LEATHER EXPERTS INC MN 5.02,9.01 03/23/07 WIND RIVER SYSTEMS INC DE 8.01,9.01 03/27/07 WIRELESS XCESSORIES GROUP INC DE 2.02,7.01 03/28/07 Wise Metals Group LLC DE 2.02,9.01 03/29/07 Wonder Auto Technology, Inc NV 5.02,5.05,8.01,9.01 03/29/07 WORTHINGTON INDUSTRIES INC OH 2.02,7.01,9.01 03/29/07 XM SATELLITE RADIO HOLDINGS INC DE 8.01 03/29/07 YAHOO INC DE 5.02 03/23/07