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What's New on the SEC Website
September 14, 2012
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Administrative Proceedings
ALJ Initial Decisions
ALJ Orders
News and Public Statements
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- BATS: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. (Release No. 34-67855; File No. SR-BATS-2012-037; September 13, 2012)
- BATS: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees Applicable to the Exchanges Competitive Liquidity Provider Program (Release No. 34-67854; File No. SR-BATS-2012-036; September 13, 2012); see also Exhibit 5
- BYX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. (Release No. 34-67853; File No. SR-BYX-2012-020; September 13, 2012)
- C2: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a Rule Regarding Mandatory Trading Permit Holder Education and Corresponding Set of Fines (Release No. 34-67848; File No. SR-C2-2012-032; September 13, 2012)
- ISE: Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Disapprove Proposed Rule Change, as Modified by Amendment No. 1, to Add an Index Option Product for Trading on the Exchange (Release No. 34-67865; File No. SR-ISE-2012-22; September 14, 2012)
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete NASDAQ Rule 7032 (Release No. 34-67852; File No. SR-NASDAQ-2012-105; September 13, 2012)
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Investor Support Program under Rule 7014 and to Amend NASDAQs Schedule of Execution Fees and Rebates under Rule 7018 (Release No. 34-67849; File No. SR-NASDAQ-2012-103; September 13, 2012); see also Exhibit 5
- NSCC: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Which: (i) Eliminates the Practice of Netting of Creations and Redemptions of Index Receipts Prior to Their Entering NSCCs Accounting Operation, and (ii) Effects Certain Other Technical Changes (Release No. 34-67850; File No. SR-NSCC-2012-07; September 13, 2012)
- OCC: Notice of Filing of Proposed Rule Change Relating to Financial Reporting by Canadian Clearing Members (Release No. 34-67851; File No. SR-OCC-2012-15; September 13, 2012)
http://www.sec.gov/news/whatsnew/wn-today.shtml
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