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SEC Congressional Testimony
This collection of files contains Congressional testimony given by members of the SEC. The following material is currently available:
Second Quarter | First Quarter
Additional Archives
2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995
Date |
Testimony |
Speaker |
Third Quarter |
Jul. 17, 2012 |
Testimony on Title VII Implementation, Before the
Committee on Agriculture, Nutrition & Forestry, United States Senate |
Robert Cook, Director, Division of Trading & Markets |
Second Quarter |
Jun. 28, 2012 |
Testimony Concerning the "JOBS Act in Action Part II: Overseeing Effective Implementation of the JOBS Act at the SEC", Before the
Subcommittee on TARP, Financial Services and Bailouts of Public and Private Programs Oversight and Government Reform Committee, U.S. House of Representatives |
Chairman Mary L. Schapiro |
Jun. 21, 2012 |
Testimony on “Perspectives on Money Market Mutual Fund Reforms”, Before the Committee on Banking, Housing, and Urban Affairs of the United States Senate |
Chairman Mary L. Schapiro |
Jun. 19, 2012 |
Testimony on “Examining Bank Supervision and Risk Management in Light of JPMorgan Chase’s Trading Loss”, Before the Committee on Financial Services, United States House of Representatives |
Chairman Mary L. Schapiro |
May 22, 2012 |
Testimony on Implementing Derivatives Reform: Reducing Systemic Risk and Improving Market Oversight, Before the Committee on Banking, Housing, and Urban Affairs, United States Senate |
Chairman Mary L. Schapiro |
May 17, 2012 |
Testimony on "Examining the Settlement Practices of U.S. Financial Regulators", before the Committee on Financial Services, U.S. House of Representatives |
Robert Khuzami, Director, Division of Enforcement |
Apr. 25, 2012 |
Testimony on “SEC Oversight”, Before the Capital Markets and Government Sponsored Enterprises Subcommittee and Financial Institution and Consumer Credit Subcommittee of the U.S. House of Representatives Committee on Financial Services |
Chairman Mary L. Schapiro |
Apr. 24, 2012 |
Testimony on The Collapse of MF Global: Lessons Learned and Policy Implications, before the Committee on Banking, Housing, and Urban Affairs, United States Senate |
Robert Cook, Director, Division of Trading and Markets |
Apr. 17, 2012 |
Testimony Concerning Economic Analysis in SEC Rulemaking, Before the Subcommittee on TARP, Financial Services and Bailouts of Public and Private Programs Oversight and Government Reform Committee, U.S. House of Representatives |
Chairman Mary L. Schapiro |
First Quarter |
Mar. 22, 2012 |
Testimony Concerning "International Harmonization of Wall Street Reform: Orderly Liquidation, Derivatives, and the Volcker Rule", before the Committee on Banking, Housing, and Urban Affairs, United States Senate |
Commissioner Elisse B. Walter |
Mar. 21, 2012 |
Testimony Concerning Indemnification of Security-Based Swap Data Repositories, before the Subcommittee on Capital Markets and Government Sponsored Enterprises, United States House of Representatives |
Ethiopis Tafara, Director, Office of International Affairs |
Mar. 6, 2012 |
Testimony on SEC Budget, before the Subcommittee on Financial Services and General Government Committee on Appropriations, United States House of Representatives |
Chairman Mary L. Schapiro |
Jan. 18, 2012 |
Testimony on Examining the Impact of the Volcker Rule on Markets, Businesses, Investors and Job Creation, Before the Capital Markets and Government Sponsored Enterprises Subcommittee and Financial Institution and Consumer Credit Subcommittee of the U.S. House of Representatives Committee on Financial Services |
Chairman Mary L. Schapiro |
http://www.sec.gov/news/testimony.shtml
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