Proposed Rule 77 FR 50425 // PDF Version
17 CFR Part 39 Clearing Exemption for Swaps Between Certain Affiliated Entities
Proposed Rule 77 FR 43968 // PDF Version
17 CFR Parts 15, 17, 18, and 20 Ownership and Control Reports, Forms 102/102S, 40/40S, and 71
Proposed Rule 77 FR 50998 // PDF Version
Proposal To Exempt Certain Transactions Involving Not-for-Profit Electric Utilities; Request for Comments
Industry Filing IF 12-010
Request Comment from ICE Clear Europe for Order Permitting Portfolio Margining of Futures and Foreign Futures Contracts
The Commodity Futures Trading Commission (Commission) is requesting public comment on a petition submitted by ICE Clear Europe Limited (ICE Clear Europe) for an order pursuant to Section 4d(a) of the Commodity Exchange Act (Act).
Proposed Rule 77 FR 52137 // PDF Version
Proposed Order and Request for Comment on a Petition From Certain Independent System Operators and Regional Transmission Organizations To Exempt Specified Transactions Authorized by a Tariff or Protocol Approved by the Federal Energy Commission or the Public Utility Commission of Texas From Certain Provisions of the Commodity Exchange Act
Proposed Rule 77 FR 48207 // PDF Version
Commodity Futures Trading Commission 17 CFR Part 1 Securities and Exchange Commission 17 CFR Parts 230, 240 and 241 Further Definition of ``Swap,'' ``Security-Based Swap,'' and ``Security-Based Swap Agreement''; Mixed Swaps; Security-Based Swap Agreement Recordkeeping
Public Information Collection 77 FR 49428 // PDF Version
Agency Information Collection Activities; Proposed Collection, Comment Request: Further Definition of ``Swap,'' ``Security-Based Swap,'' and ``Security-Based Swap Agreement''; Mixed Swaps; Security-Based Swap Agreement Recordkeeping: Book-out Agreement Confirmation