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External Meetings

Date
MEETING WITH
REGARDING RULEMAKING
09/11/2012
2:00 PM
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Japan SESC
General

09/11/2012
1:30 PM
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MFA
General

09/11/2012
12:00 PM
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Alernative Investment Management Association (AIMA)
V. Capital & Margin

General

09/11/2012
10:00 AM
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Morgan Stanley
III. Business Conduct Standards w/ Counterparties

09/10/2012
3:00 PM
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American Securitization Forum

Annaly Capital Management

Latham & Watkins LLP

RBS

Bank of America Merrill Lynch

Ford
General

09/06/2012
2:00 PM
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ICAP
General

09/06/2012
2:00 PM
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Bank of America/Merrill Lynch
General

09/06/2012
10:15 AM
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Citigroup

Cleary Gottlieb Steen & Hamilton
General

09/06/2012
10:00 AM
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Bank of America
General

09/06/2012
9:00 AM
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ICAP, TriOptima
XIII. SEF Registration

09/05/2012
4:00 PM
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General

09/05/2012
4:00 PM
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SIFMA

Skadden

Deutsche Bank

Credit-Suisse
General

08/30/2012
3:00 PM
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Singapore Exchange

Shearman & Sterling, LLP.
VII. DCO Core Principles

General

08/30/2012
10:00 AM
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Public Citizen

AFR
General

08/29/2012
3:15 PM
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Institute of International Bankers

HSBC

Cleary Gottlieb Steen Hamilton LLP
General

08/29/2012
2:00 PM
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CMC, NGFA, Sutherland, Bunge, MGEX,  The Scoular Company,

NCFC, Icarus Trading, ADM, Growmark, Cargill, Newedge, Katten Law, Macquarie, JP Morgan, Louis Dreyfus Commodities
XXXI. Conforming Amendments

General

08/29/2012
12:30 PM
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IIB

HSBC

Cleary, Gottlieb, Steen & Hamilton
General

08/29/2012
11:30 AM
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Institute of International Bankers

HSBC

Cleary Gottlieb Steen Hamilton LLP
General

08/29/2012
11:30 AM
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ICAP
XIII. SEF Registration

08/28/2012
4:30 PM
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CMC

Delta Strategies

NGFA

The Scoular Company

Chicago Trading Group

Louis Dreyfus Commodities

FIA

Katten Law

ADM

Icarus Trading, LLC

arclays

Growmark

CME Group

Newedge

JP Morgan

Kansas City Board of Trade

Macquarie

Tenco
XXXI. Conforming Amendments

08/28/2012
10:30 AM
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ICE
General

08/28/2012
9:30 AM
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LCH Clearnet
XIII. SEF Registration

08/22/2012
2:00 PM
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ICAP
XIII. SEF Registration

08/22/2012
11:00 AM
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Skadden
XIII. SEF Registration

08/16/2012
2:00 PM
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Chatham Financial
V. Capital & Margin

Clearing Requirement

08/09/2012
2:30 PM
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Bank of America
IV. Business Conduct Standards – Internal

08/09/2012
1:00 PM
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ICI
XXVII. Investment Adviser Reporting

08/07/2012
12:00 AM
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Stanford University
XIII. SEF Registration

08/03/2012
2:30 PM
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trueEX
XII. DCM Core Principles

08/03/2012
12:00 AM
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Columbia Business School
XIII. SEF Registration

08/02/2012
2:00 PM
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Fidelity

Goldman Sachs Asset Management

MFS

PIMCO

Vanguard

Investment Adviser Association

ICI

Managed Fund Association

SIFMA

SIFMA AMG

Davis Polk

Citadel

HBK
General

08/02/2012
10:30 AM
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Natural Gas Supply Association
II. Definitions

XXVI. Position Limits

08/01/2012
2:30 PM
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Vitol

Shell Energy North America

Direct Energy

Hess

Sutherland Asbill & Brennan LLP
General

See Also:

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