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1.01 |
Entry into a Material Definitive Agreement |
1.02 |
Termination of a Material Definitive Agreement |
1.03 |
Bankruptcy or Receivership |
2.01 |
Completion of Acquisition or Disposition of Assets |
2.02 |
Results of Operations and Financial Condition |
2.03 |
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant |
2.04 |
Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement |
2.05 |
Cost Associated with Exit or Disposal Activities |
2.06 |
Material Impairments |
3.01 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
3.02 |
Unregistered Sales of Equity Securities |
3.03 |
Material Modifications to Rights of Security Holders |
4.01 |
Changes in Registrant's Certifying Accountant |
4.02 |
Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review |
5.01 |
Changes in Control of Registrant |
5.02 |
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officer |
5.03 |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year |
5.04 |
Temporary Suspension of Trading Under Registrant's Employee Benefit Plans |
5.05 |
Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics |
5.06 |
Change in Shell Company Status |
6.01 |
ABS Informational and Computational Material. |
6.02 |
Change of Servicer or Trustee. |
6.03 |
Change in Credit Enhancement or Other External Support. |
6.04 |
Failure to Make a Required Distribution. |
6.05 |
Securities Act Updating Disclosure. |
7.01 |
Regulation FD Disclosure |
8.01 |
Other Events |
9.01 |
Financial Statements and Exhibits |
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.
STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ----------------------------------------------------------------------------------------- 1ST SOURCE CORP IN 2.02,9.01 04/26/12 3D SYSTEMS CORP DE 2.02,7.01,9.01 04/26/12 ABAXIS INC CA 2.02,9.01 04/26/12 ACADIA REALTY TRUST MD 2.02,9.01 04/24/12 ACCURIDE CORP DE 5.02,5.07 04/25/12 ACME UNITED CORP CT 5.07 04/26/12 AETNA INC /PA/ PA 2.02,9.01 04/26/12 Affinion Group Holdings, Inc. DE 2.02,9.01 04/26/12 Affinity Gaming, LLC NV 8.01,9.01 04/26/12 AGREE REALTY CORP DE 2.02,9.01 04/26/12 ALABAMA GAS CORP AL 2.02,9.01 04/25/12 AMEND ALL GRADE MINING, INC. CO 4.01,5.02 03/30/12 ALL GRADE MINING, INC. CO 4.02 03/30/12 AMEND ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. DE 2.02,5.02,7.01,9.01 04/22/12 Ally Financial Inc. DE 2.02,9.01 04/26/12 ALTERNATE ENERGY HOLDINGS, INC. NV 1.02 04/23/12 Altisource Portfolio Solutions S.A. N4 2.02,9.01 04/26/12 ALTRIA GROUP, INC. VA 2.02,9.01 04/26/12 AMAZON COM INC DE 2.02,9.01 04/26/12 AMERICAN EXPRESS CREDIT CORP DE 2.02 04/26/12 AMERICAN GREETINGS CORP OH 2.02,9.01 04/26/12 AMERICAN NATIONAL BANKSHARES INC VA 2.02,9.01 04/26/12 American Railcar Industries, Inc. ND 2.02,9.01 04/25/12 AMERICAN REALTY CAPITAL HEALTHCARE TR MD 8.01,9.01 04/26/12 AMERIGAS PARTNERS LP DE 2.02,9.01 04/26/12 AMERIPRISE FINANCIAL INC DE 5.03,5.07,8.01,9.01 04/25/12 AMERISOURCEBERGEN CORP DE 2.02,7.01,8.01,9.01 04/26/12 AMETEK INC/ DE 2.02,9.01 04/26/12 AMKOR TECHNOLOGY INC DE 2.02,9.01 04/26/12 AMPCO PITTSBURGH CORP PA 2.02,9.01 04/26/12 AMPHENOL CORP /DE/ DE 2.02,9.01 04/26/12 AMYLIN PHARMACEUTICALS INC DE 2.02,9.01 04/26/12 Angie's List, Inc. DE 2.02,9.01 04/26/12 ANWORTH MORTGAGE ASSET CORP MD 2.02,9.01 04/26/12 APPLIED INDUSTRIAL TECHNOLOGIES INC OH 2.02,9.01 04/26/12 APRICUS BIOSCIENCES, INC. NV 8.01 04/25/12 ARCH COAL INC DE 7.01,9.01 04/26/12 ARGAN INC DE 8.01,9.01 04/23/12 ARIBA INC DE 2.02,9.01 04/26/12 ARRHYTHMIA RESEARCH TECHNOLOGY INC /D DE 2.02,9.01 04/25/12 ARRIS GROUP INC DE 2.02,9.01 04/25/12 AMEND Artio Global Investors Inc. DE 3.02,7.01,9.01 04/24/12 ASBURY AUTOMOTIVE GROUP INC DE 2.02,7.01,9.01 04/26/12 ASHFORD HOSPITALITY TRUST INC MD 7.01 04/26/12 ASIAINFO-LINKAGE, INC DE 2.02,9.01 04/26/12 ASPEN INSURANCE HOLDINGS LTD D0 5.07 04/25/12 ASSET ACCEPTANCE CAPITAL CORP 2.02,9.01 04/26/12 ATHENAHEALTH INC DE 2.02,9.01 04/26/12 Augme Technologies, Inc. DE 8.01,9.01 04/26/12 AVID TECHNOLOGY, INC. DE 2.02,9.01 04/26/12 AVNET INC NY 2.02,9.01 04/26/12 AXCESS INTERNATIONAL INC/TX DE 8.01,9.01 04/19/12 BALL CORP IN 2.02,5.07,9.01 04/25/12 BANCORPSOUTH INC MS 5.07 04/25/12 BANNER CORP WA 7.01,9.01 04/24/12 BEAM INC DE 7.01,8.01,9.01 04/21/12 BEMIS CO INC MO 2.02,9.01 04/26/12 BENCHMARK ELECTRONICS INC TX 2.02,9.01 04/26/12 Beneficial Mutual Bancorp Inc X1 2.02,9.01 04/26/12 BERRY PETROLEUM CO DE 2.02,9.01 04/26/12 Biodel Inc 5.02 04/20/12 BioDrain Medical, Inc. MN 5.02 04/23/12 BIOMARIN PHARMACEUTICAL INC DE 2.02,9.01 04/26/12 BJs RESTAURANTS INC CA 2.02,9.01 04/26/12 BLACKBAUD INC 8.01,9.01 04/25/12 BMW Vehicle Lease Trust 2012-1 8.01,9.01 04/26/12 BMW Vehicle Lease Trust 2012-1 1.01,9.01 04/26/12 BOOKS A MILLION INC DE 5.02,9.01 04/25/12 BORGWARNER INC DE 2.02,9.01 04/26/12 BRANDYWINE REALTY TRUST MD 2.02,9.01 04/25/12 Bravo Brio Restaurant Group, Inc. OH 2.02,9.01 04/26/12 Bridge Capital Holdings CA 2.02,9.01 04/26/12 BRIGGS & STRATTON CORP WI 2.02,2.05,2.06,9.01 04/25/12 BRIGHTPOINT INC IN 2.02,9.01 04/26/12 BRINKS CO VA 2.02,7.01,9.01 04/26/12 BRISTOL MYERS SQUIBB CO DE 2.02,9.01 04/26/12 BRITTON & KOONTZ CAPITAL CORP MS 5.07 04/24/12 BRUNSWICK CORP DE 2.02,9.01 04/26/12 BRYN MAWR BANK CORP PA 2.02,9.01 04/26/12 Buildablock Corp. FL 3.02 04/02/12 Bunge LTD 2.02,9.01 04/26/12 CABELAS INC DE 2.02,7.01,9.01 04/26/12 CABOT MICROELECTRONICS CORP DE 2.02,9.01 04/26/12 CABOT OIL & GAS CORP DE 2.02,9.01 04/25/12 CalAmp Corp. DE 2.02,9.01 04/26/12 CALLAWAY GOLF CO DE 2.02,9.01 04/26/12 Calumet Specialty Products Partners, DE 1.01 04/20/12 CAMERON INTERNATIONAL CORP DE 2.02,9.01 03/31/12 CANO PETROLEUM, INC 7.01 04/26/12 CAPITAL PROPERTIES INC /RI/ RI 5.07,9.01 04/24/12 CARBO CERAMICS INC DE 2.02,9.01 04/26/12 CARPENTER TECHNOLOGY CORP DE 2.02,9.01 04/25/12 CARROLS RESTAURANT GROUP, INC. 1.01,8.01,9.01 04/24/12 CARTERS INC DE 2.02,9.01 04/25/12 CASH AMERICA INTERNATIONAL INC TX 2.02,7.01,9.01 04/26/12 CD INTERNATIONAL ENTERPRISES, INC. FL 9.01 02/29/12 AMEND CELGENE CORP /DE/ DE 2.02,9.01 04/26/12 CENTENE CORP 5.02,5.07,9.01 04/24/12 CENTERLINE HOLDING CO DE 5.02,9.01 04/26/12 CENTRAL PACIFIC FINANCIAL CORP HI 2.02,9.01 03/31/12 CEPHEID CA 1.01,5.02,5.07,9.01 04/24/12 CERNER CORP /MO/ DE 2.02,9.01 04/26/12 CFS BANCORP INC IN 5.07 04/24/12 CH ENERGY GROUP INC NY 2.02,9.01 04/26/12 CHARLES & COLVARD LTD NC 2.02,9.01 04/26/12 CHART INDUSTRIES INC DE 1.01,2.02,2.03,7.01, 04/25/12 9.01 CHARTER FINANCIAL CORP/GA 8.01,9.01 04/24/12 CHESAPEAKE ENERGY CORP OK 7.01,8.01,9.01 04/26/12 CHINA RECYCLING ENERGY CORP 1.01,2.03 06/28/11 AMEND CHROMCRAFT REVINGTON INC DE 1.01,1.02,2.03 04/20/12 Chrysler Group LLC DE 2.02,9.01 04/26/12 CHUGACH ELECTRIC ASSOCIATION INC AK 5.02 04/25/12 CINCINNATI FINANCIAL CORP OH 2.02,9.01 04/26/12 CITIGROUP INC DE 9.01 04/26/12 CITIZENS HOLDING CO /MS/ MS 5.07 04/24/12 CITIZENS REPUBLIC BANCORP, INC. MI 2.02,9.01 04/26/12 CITY HOLDING CO WV 2.02,9.01 04/24/12 CLAIBORNE LIZ INC DE 2.02,9.01 04/26/12 Clearfield, Inc. MN 2.02,9.01 04/26/12 Clearwire Corp /DE DE 2.02,8.01,9.01 04/26/12 CLIFFS NATURAL RESOURCES INC. OH 2.02,9.01 04/25/12 CME GROUP INC. DE 2.02,9.01 04/26/12 CMS ENERGY CORP MI 2.02,9.01 04/26/12 CNA FINANCIAL CORP DE 5.07 04/25/12 CNA FINANCIAL CORP DE 8.01,9.01 04/26/12 COCA-COLA ENTERPRISES, INC. DE 2.02 04/26/12 Cogito Media Group Inc. CO 5.03 01/12/12 COGNEX CORP MA 5.07 04/26/12 COHERENT INC DE 2.02,9.01 04/26/12 COHU INC DE 2.02,5.02,9.01 04/25/12 COINSTAR INC DE 2.02,7.01,9.01 04/26/12 COLGATE PALMOLIVE CO DE 2.02,9.01 04/26/12 COLLECTORS UNIVERSE INC DE 7.01 04/26/12 COLONIAL PROPERTIES TRUST AL 2.02,7.01,9.01 04/26/12 COLUMBIA BANKING SYSTEM INC WA 2.02,8.01,9.01 04/25/12 COLUMBIA SPORTSWEAR CO OR 2.02,7.01,9.01 04/26/12 COMMUNITY HEALTH SYSTEMS INC DE 2.02,7.01,9.01 04/26/12 COMPASS MINERALS INTERNATIONAL INC DE 2.02,9.01 04/26/12 COMPUTER PROGRAMS & SYSTEMS INC DE 2.02,9.01 04/26/12 CONCEPTUS INC DE 2.02,9.01 04/26/12 CONMED CORP NY 2.02,9.01 04/26/12 CONSOL Energy Inc DE 2.02,7.01,9.01 04/26/12 CONSOLIDATED TOMOKA LAND CO FL 5.02 04/25/12 CONSOLIDATED TOMOKA LAND CO FL 8.01,9.01 04/26/12 Constant Contact, Inc. DE 2.02,9.01 04/26/12 CoreSite Realty Corp MD 2.02,9.01 04/26/12 CORPORATE OFFICE PROPERTIES TRUST MD 2.02,9.01 04/26/12 Corporate Resource Services, Inc. DE 1.01,8.01,9.01 04/25/12 COSTAR GROUP INC DE 2.02,9.01 04/25/12 COSTAR GROUP INC DE 8.01 04/26/12 COVENANT TRANSPORTATION GROUP INC NV 2.02,9.01 04/25/12 CRA INTERNATIONAL, INC. MA 2.02,9.01 04/26/12 CRACKER BARREL OLD COUNTRY STORE, INC 1.01,9.01 04/24/12 CRAY INC WA 2.02,9.01 04/26/12 CREE INC NC 1.01,3.03,9.01 04/24/12 CRYOLIFE INC FL 2.02,9.01 04/26/12 Crystal Rock Holdings, Inc. DE 5.07,9.01 04/23/12 CVR PARTNERS, LP DE 7.01,9.01 04/26/12 CYTOKINETICS INC 2.02,8.01,9.01 04/26/12 DANA HOLDING CORP DE 5.07 04/24/12 Data Storage Corp NV 5.02,9.01 04/23/12 DATAWATCH CORP DE 2.02,5.07,9.01 04/24/12 DECKERS OUTDOOR CORP DE 2.02,9.01 04/26/12 DELTEK, INC DE 2.02,9.01 04/26/12 DELTIC TIMBER CORP DE 5.07 04/26/12 DELUXE CORP MN 2.02,9.01 04/26/12 DENMARK BANCSHARES INC WI 5.07 04/24/12 DENMARK BANCSHARES INC WI 2.02,9.01 04/24/12 Destination Maternity Corp DE 2.02,9.01 04/26/12 DEX ONE Corp DE 2.02,7.01,9.01 04/26/12 DIAMOND HILL INVESTMENT GROUP INC OH 5.07 04/25/11 DiamondRock Hospitality Co 5.07 04/25/12 DIGI INTERNATIONAL INC DE 2.02,9.01 04/26/12 Digimarc CORP OR 2.02,7.01,9.01 04/26/12 Digital Realty Trust, Inc. 2.02,7.01,9.01 04/26/12 Digital Systems, Inc. CO 7.01,9.01 04/20/12 DIME COMMUNITY BANCSHARES INC DE 2.02,9.01 04/26/12 DNB FINANCIAL CORP /PA/ PA 5.07,9.01 04/25/12 DOMINION RESOURCES INC /VA/ VA 2.02,9.01 04/26/12 Domtar CORP DE 2.02,9.01 04/26/12 DOVER DOWNS GAMING & ENTERTAINMENT IN DE 2.02,7.01,9.01 04/26/12 DOVER DOWNS GAMING & ENTERTAINMENT IN DE 5.07 04/25/12 DOVER MOTORSPORTS INC DE 2.02,7.01,9.01 04/26/12 DOVER MOTORSPORTS INC DE 5.07 04/25/12 DOW CHEMICAL CO /DE/ DE 2.02,9.01 04/26/12 DUCKWALL ALCO STORES INC KS 7.01,8.01 04/25/12 DUNKIN' BRANDS GROUP, INC. DE 2.02,8.01,9.01 04/26/12 DUPONT FABROS TECHNOLOGY, INC. MD 2.02,7.01,9.01 04/25/12 DYNAVAX TECHNOLOGIES CORP DE 8.01,9.01 04/26/12 EAGLE ROCK ENERGY PARTNERS L P DE 5.02 04/24/12 EARTHLINK INC DE 2.02,7.01,9.01 04/26/12 EASTERN CO CT 5.07 04/25/12 EASTMAN CHEMICAL CO DE 2.02,9.01 03/31/12 Echo Global Logistics, Inc. DE 2.02,9.01 04/26/12 EDAC TECHNOLOGIES CORP WI 5.07 04/25/12 Education Realty Trust, Inc. MD 2.02,7.01,9.01 04/26/12 eHealth, Inc. DE 2.02,9.01 04/26/12 ELECTRONIC SYSTEMS TECHNOLOGY INC WA 8.01 04/24/12 EMCLAIRE FINANCIAL CORP PA 2.02,9.01 04/25/12 EMCLAIRE FINANCIAL CORP PA 5.07 04/26/12 EMCOR GROUP INC DE 2.02,9.01 04/25/12 EMMIS COMMUNICATIONS CORP IN 1.01,7.01,8.01,9.01 04/05/12 EMPIRE DISTRICT ELECTRIC CO KS 2.02,9.01 04/26/12 ENB Financial Corp PA 8.01,9.01 04/25/12 ENDOLOGIX INC /DE/ DE 2.02 04/26/12 ENERGEN CORP AL 2.02,9.01 04/25/12 AMEND ENERGY CONVERSION DEVICES INC DE 7.01,9.01 04/23/12 EnerJex Resources, Inc. NV 7.01,9.01 04/26/12 Engraving Masters, Inc. 4.01,9.01 04/23/12 Enstar Group LTD D0 5.02 04/25/12 ENTERGY CORP /DE/ DE 2.02,7.01,9.01 04/26/12 EPIQ SYSTEMS INC MO 2.02,9.01 04/26/12 EQT Corp PA 2.02,9.01 04/26/12 ESSA Bancorp, Inc. PA 2.02,9.01 04/25/12 Evercore Partners Inc. DE 2.02,9.01 04/26/12 ExamWorks Group, Inc. DE 8.01,9.01 04/03/12 AMEND Expedia, Inc. 2.02,8.01,9.01 04/26/12 EXXON MOBIL CORP NJ 2.02,7.01 04/26/12 FARMERS NATIONAL BANC CORP /OH/ OH 2.02,7.01,9.01 04/25/12 FBR & Co. VA 5.02,8.01 04/24/12 Federal Home Loan Bank of Atlanta X1 2.03 04/26/12 Federal Home Loan Bank of Boston X1 2.03 04/23/12 Federal Home Loan Bank of Chicago X1 2.03 04/23/12 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 04/23/12 Federal Home Loan Bank of Des Moines X1 2.03,9.01 04/24/12 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 04/26/12 Federal Home Loan Bank of New York X1 2.03,9.01 04/23/12 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 04/23/12 Federal Home Loan Bank of San Francis X1 2.03 04/23/12 Federal Home Loan Bank of Seattle 2.03 04/24/12 Federal Home Loan Bank of Topeka 2.03,9.01 04/23/12 FEDERATED INVESTORS INC /PA/ PA 2.02,9.01 04/26/12 FIDELITY D & D BANCORP INC PA 2.02,9.01 04/25/12 Fidelity National Information Service 2.02,9.01 04/26/12 Fidelity National Information Service 2.02,9.01 04/26/12 AMEND First American Financial Corp DE 2.02,9.01 04/26/12 First Bancorp, Inc /ME/ ME 5.07 04/25/12 First California Financial Group, Inc DE 2.02,9.01 04/26/12 FIRST CENTURY BANKSHARES INC WV 5.07,8.01,9.01 04/24/12 FIRST COMMONWEALTH FINANCIAL CORP /PA PA 5.07 04/24/12 FIRST FINANCIAL CORP /IN/ IN 2.02,9.01 04/26/12 FIRST MERCHANTS CORP IN 2.02,9.01 04/26/12 FIRST MERCHANTS CORP IN 2.02,9.01 04/26/12 FIRST MID ILLINOIS BANCSHARES INC DE 5.07 04/25/12 FIRST NIAGARA FINANCIAL GROUP INC DE 5.07,9.01 04/25/12 FIRST NORTHERN COMMUNITY BANCORP CA 1.01,5.02 04/25/12 FORRESTER RESEARCH INC DE 2.02,8.01,9.01 04/25/12 Fortune Brands Home & Security, Inc. DE 2.02,9.01 04/26/12 FOUR OAKS FINCORP INC NC 5.02,9.01 04/23/12 FRANKLIN FINANCIAL SERVICES CORP /PA/ PA 8.01,9.01 04/26/12 FriendFinder Networks Inc. NV 5.02,9.01 04/24/12 FUSION TELECOMMUNICATIONS INTERNATION DE 7.01 04/26/12 FUSION-IO, INC. DE 2.02,9.01 04/26/12 GATX CORP NY 2.02,7.01,9.01 04/26/12 General Finance CORP DE 8.01,9.01 04/26/12 GENESIS ENERGY LP DE 2.02,9.01 04/26/12 GFI Group Inc. DE 2.02,9.01 04/26/12 GILEAD SCIENCES INC DE 2.02,9.01 04/26/12 GLACIER BANCORP INC DE 5.07 04/25/12 GLIMCHER REALTY TRUST MD 2.02,9.01 04/26/12 GLOBALSCAPE INC DE 7.01,9.01 04/26/12 GMX RESOURCES INC OK 3.02 04/25/12 Goldspan Resources, Inc. NV 5.02 03/26/12 GOODRICH CORP NY 2.02,9.01 04/26/12 Gordmans Stores, Inc. DE 5.07 05/24/11 AMEND GRACO INC MN 5.02,5.07 04/20/12 GRAFTECH INTERNATIONAL LTD DE 2.02,9.01 04/26/12 GRAPHIC PACKAGING HOLDING CO DE 2.02,9.01 04/26/12 GREATBATCH, INC. DE 2.02,9.01 04/26/12 GREEN DOT CORP DE 2.02,9.01 04/26/12 Green Plains Renewable Energy, Inc. IA 2.02,9.01 04/25/12 GROUP 1 AUTOMOTIVE INC DE 2.02,9.01 04/26/12 GULF ISLAND FABRICATION INC LA 2.02,9.01 04/26/12 GULF ISLAND FABRICATION INC LA 8.01,9.01 04/26/12 HAMPTON ROADS BANKSHARES INC VA 7.01,9.01 04/26/12 Hanesbrands Inc. MD 5.07 04/24/12 HARTE HANKS INC DE 2.02,9.01 04/26/12 HCA Holdings, Inc. 1.01,2.03,9.01 04/25/12 HEADWATERS INC DE 2.02,9.01 04/26/12 HEALTHSOUTH CORP DE 2.02,7.01,9.01 04/26/12 HELMERICH & PAYNE INC DE 2.02,9.01 04/26/12 HERCULES OFFSHORE, INC. DE 8.01 04/24/12 HERCULES OFFSHORE, INC. DE 2.02,9.01 04/26/12 HERITAGE BANKSHARES INC /VA VA 2.02,8.01,9.01 04/25/12 HIGHLANDS BANCORP, INC. NJ 2.02,9.01 04/25/12 HIGHWATER ETHANOL LLC 1.01 04/26/12 Hill-Rom Holdings, Inc. IN 2.02,9.01 04/26/12 HINTO ENERGY, INC WY 3.02 04/12/12 HITTITE MICROWAVE CORP 2.02,9.01 04/26/12 HMN FINANCIAL INC DE 2.02,5.07,9.01 04/20/12 Hubei Minkang Pharmaceutical Ltd. NV 1.01,2.03,9.01 01/11/12 HUMANA INC DE 5.07 04/26/12 Huron Consulting Group Inc. DE 7.01,9.01 04/26/12 IHS Inc. DE 5.07 04/26/12 AMEND IKANOS COMMUNICATIONS CA 2.02,9.01 04/26/12 IKONICS CORP 2.02,9.01 04/25/12 IMPERIAL OIL LTD 2.02,9.01 03/31/12 INCYTE CORP DE 2.02,9.01 04/26/12 INDEPENDENT BANK CORP MA 1.01 04/23/12 INERGY L P DE 1.01,2.02,7.01,9.01 04/25/12 INERGY MIDSTREAM, L.P. 7.01,9.01 04/26/12 INFORMATICA CORP DE 2.02,9.01 04/26/12 InfuSystem Holdings, Inc DE 1.01,1.02,5.02,8.01, 04/24/12 9.01 INGRAM MICRO INC DE 2.02,5.02,9.01 04/26/12 INNERWORKINGS INC 1.01,5.02,9.01 04/20/12 INNODATA ISOGEN INC DE 2.02,9.01 04/26/12 INNOVATIVE SOLUTIONS & SUPPORT INC PA 2.02,9.01 04/25/12 INTELSAT S.A. N4 1.01,2.03,8.01,9.01 04/25/12 INTERLEUKIN GENETICS INC DE 5.02,9.01 04/25/12 INTERMOLECULAR INC DE 2.02,9.01 04/26/12 INTERMUNE INC DE 5.02 04/23/12 INTERMUNE INC DE 2.02,9.01 04/26/12 INTERNAP NETWORK SERVICES CORP DE 5.02,9.01 04/20/12 INTERNAP NETWORK SERVICES CORP DE 2.02,9.01 04/26/12 INTERNATIONAL BUSINESS MACHINES CORP NY 5.07 04/24/12 Intrepid Potash, Inc. DE 7.01,9.01 04/26/12 INTRICON CORP PA 2.02,7.01,9.01 04/26/12 INTUIT INC DE 5.02,9.01 04/26/12 INVACARE CORP OH 2.02,9.01 04/26/12 Invesco Ltd. D0 2.02,9.01 04/26/12 IRELAND INC. NV 5.02,8.01 04/23/12 IRON MOUNTAIN INC DE 2.02,9.01 04/26/12 ITT EDUCATIONAL SERVICES INC DE 2.02,9.01 04/26/12 IVANHOE ENERGY INC 5.07 04/24/12 IXYS CORP /DE/ DE 2.02,9.01 04/23/12 J CREW GROUP INC DE 5.02 04/24/12 J.P. Morgan Chase Commercial Mortgage DE 8.01,9.01 04/26/12 Jacksonville Bancorp, Inc. MD 5.02,5.07,9.01 04/24/12 JANUS CAPITAL GROUP INC DE 5.07 04/26/12 JETBLUE AIRWAYS CORP DE 2.02 04/26/12 JETBLUE AIRWAYS CORP DE 5.02 04/25/12 JETBLUE AIRWAYS CORP DE 7.01 04/26/12 JOURNAL COMMUNICATIONS INC 2.02,9.01 04/26/12 KADANT INC DE 2.02,9.01 04/25/12 KADANT INC DE 2.02,9.01 04/26/12 Kaiser Federal Financial Group, Inc. MD 8.01,9.01 04/24/12 Kaiser Federal Financial Group, Inc. MD 2.02,9.01 04/26/12 KBW, INC. 2.02,7.01,9.01 04/26/12 KELLOGG CO DE 2.02,9.01 04/26/12 KEMPER Corp DE 2.02,7.01,9.01 04/26/12 KENNAMETAL INC PA 2.02,9.01 04/26/12 KEY TECHNOLOGY INC OR 2.02,9.01 04/26/12 Keyuan Petrochemicals, Inc. NV 2.02,7.01 04/19/12 KIRBY CORP NV 5.07 04/24/12 KIRBY CORP NV 2.02,9.01 04/25/12 KLA TENCOR CORP DE 2.02,9.01 04/26/12 KRONOS WORLDWIDE INC 7.01,9.01 04/25/12 L 3 COMMUNICATIONS HOLDINGS INC DE 2.02,9.01 04/26/12 LACROSSE FOOTWEAR INC WI 2.02,9.01 04/26/12 Lake Shore Bancorp, Inc. X1 8.01 04/25/12 LANCASTER COLONY CORP OH 2.02,9.01 04/26/12 LANDSTAR SYSTEM INC DE 2.02,9.01 04/26/12 LANTRONIX INC DE 1.01,8.01,9.01 04/26/12 LAS VEGAS SANDS CORP NV 7.01,9.01 04/26/12 LAWSON PRODUCTS INC/NEW/DE/ DE 2.02,9.01 04/26/12 LEGGETT & PLATT INC MO 2.02,7.01,9.01 04/26/12 LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01,9.01 04/16/12 LEXMARK INTERNATIONAL INC /KY/ DE 5.07,8.01,9.01 04/26/12 Life Technologies Corp DE 5.02,5.07 04/26/12 LINN ENERGY, LLC DE 2.02,9.01 04/26/12 LITTLEFIELD CORP DE 2.02 04/25/12 LKQ CORP DE 2.02,9.01 04/26/12 LNB BANCORP INC OH 2.02,9.01 04/26/12 LOCKHEED MARTIN CORP MD 2.02,9.01 04/26/12 LOCKHEED MARTIN CORP MD 5.02,9.01 04/25/12 LOCKHEED MARTIN CORP MD 5.07 04/26/12 LOGITECH INTERNATIONAL SA 2.02,2.05,9.01 04/23/12 LOGITECH INTERNATIONAL SA 5.02,9.01 04/23/12 LoopNet, Inc. DE 2.02,9.01 04/25/12 LoopNet, Inc. DE 8.01 04/26/12 LSI INDUSTRIES INC OH 2.02,9.01 04/26/12 M I HOMES INC OH 2.02,9.01 04/26/12 MACATAWA BANK CORP MI 2.02,9.01 04/26/12 MACK CALI REALTY CORP MD 2.02,7.01,9.01 04/25/12 MAGELLAN MIDSTREAM PARTNERS LP DE 5.07 04/24/12 Magyar Bancorp, Inc. DE 2.02,9.01 04/26/12 MARATHON OIL CORP DE 5.07 04/25/12 MARINE PRODUCTS CORP DE 5.07 04/24/12 MARINEMAX INC DE 2.02,9.01 04/26/12 MARKWEST ENERGY PARTNERS L P 7.01 04/25/12 MATERION Corp 2.02,9.01 04/26/12 MAUI LAND & PINEAPPLE CO INC HI 5.07 04/23/12 MAXIM INTEGRATED PRODUCTS INC DE 2.02,9.01 04/25/12 MAXWELL TECHNOLOGIES INC DE 2.02,9.01 04/26/12 MBT FINANCIAL CORP MI 2.02,9.01 04/26/12 Mead Johnson Nutrition Co DE 2.02,9.01 04/26/12 MEADWESTVACO Corp DE 5.07 04/23/12 MERCHANTS BANCSHARES INC DE 7.01,9.01 04/25/12 Meritage Homes CORP MD 2.02,9.01 04/26/12 METABOLIX, INC. 2.02,9.01 04/26/12 METLIFE INC DE 2.02,7.01,9.01 04/26/12 METROPCS COMMUNICATIONS INC DE 2.02,9.01 04/26/12 MICREL INC CA 2.02,9.01 04/26/12 MICROS SYSTEMS INC MD 2.02,9.01 04/26/12 MINERALS TECHNOLOGIES INC DE 2.02,9.01 04/26/12 MINT LEASING INC NV 2.02,7.01,9.01 04/25/12 MIPS TECHNOLOGIES INC DE 2.02,9.01 04/26/12 MOLSON COORS BREWING CO DE 8.01,9.01 04/26/12 Momentive Performance Materials Inc. DE 2.02,9.01 04/26/12 MOMENTIVE SPECIALTY CHEMICALS INC. NJ 2.02,9.01 04/26/12 MONEYGRAM INTERNATIONAL INC 2.02,9.01 04/26/12 MONSTER WORLDWIDE, INC. DE 2.02,9.01 04/26/12 MOODYS CORP /DE/ DE 2.02,7.01,9.01 04/26/12 Morningstar, Inc. IL 2.02,9.01 04/25/12 MS STRUCTURED ASSET CORP CBT SERIES 2 DE 8.01,9.01 04/25/12 MUTUALFIRST FINANCIAL INC MD 5.07,7.01,8.01,9.01 04/25/12 MYLAN INC. PA 2.02,9.01 04/26/12 NABI BIOPHARMACEUTICALS DE 1.01,3.03,5.02,5.03, 04/20/12 9.01 NANOMETRICS INC DE 2.02 04/26/12 NATIONAL FINANCIAL PARTNERS CORP 2.02,9.01 04/26/12 NATIONAL INSTRUMENTS CORP /DE/ DE 2.02,9.01 04/26/12 Native American Energy Group, Inc. DE 1.01,8.01,9.01 04/25/12 NATUS MEDICAL INC DE 2.02,9.01 04/26/12 NAVIGANT CONSULTING INC DE 2.02,9.01 04/26/12 NB&T FINANCIAL GROUP INC OH 5.07 04/26/12 Neonode, Inc DE 3.01,8.01,9.01 04/25/12 NEPHROS INC DE 1.01,5.02,5.07,9.01 04/20/12 NETSCOUT SYSTEMS INC DE 2.02,9.01 04/26/12 NETSUITE INC DE 2.02,9.01 04/26/12 NEUSTAR INC 2.02,7.01,9.01 04/26/12 New York & Company, Inc. 5.02 04/20/12 NEWMARKET CORP VA 2.02,8.01,9.01 04/25/12 NEWMONT MINING CORP /DE/ DE 2.02,9.01 04/26/12 NEWS CORP 8.01,9.01 04/26/12 NII HOLDINGS INC DE 2.02,9.01 04/26/12 NOBLE ENERGY INC DE 2.02,9.01 04/26/12 NORTHLAND CABLE PROPERTIES SEVEN LIMI WA 2.01,9.01 04/23/12 Novelis Inc. A6 5.02 04/20/12 NU SKIN ENTERPRISES INC DE 2.02,9.01 04/26/12 NUPATHE INC. DE 1.01,9.01 04/23/12 NUTRACEA CA 5.02 04/25/12 NUTRACEUTICAL INTERNATIONAL CORP DE 2.02,9.01 04/26/12 OCCIDENTAL PETROLEUM CORP /DE/ DE 2.02,8.01,9.01 04/26/12 Ocean Shore Holding Co. 2.02,9.01 04/25/12 OCLARO, INC. DE 2.02,9.01 04/26/12 ODYSSEY MARINE EXPLORATION INC NV 1.01,3.02,9.01 04/25/12 OIL STATES INTERNATIONAL, INC DE 2.02,9.01 04/26/12 OLD DOMINION FREIGHT LINE INC/VA VA 2.02,9.01 04/26/12 OMNICARE INC DE 2.02,9.01 04/26/12 ON ASSIGNMENT INC DE 2.02,9.01 04/26/12 Oneida Financial Corp. MD 2.02,9.01 04/24/12 ONYX PHARMACEUTICALS INC DE 2.02 04/26/12 OPNEXT INC 8.01 04/23/12 ORCHARD SUPPLY HARDWARE STORES CORP DE 2.02,9.01 04/26/12 ORTHOFIX INTERNATIONAL N V 2.02,9.01 04/26/12 OSHKOSH CORP WI 2.02,9.01 04/26/12 OYO GEOSPACE CORP DE 1.01,9.01 04/24/12 PACER INTERNATIONAL INC TN 2.02,9.01 04/26/12 PACIFIC CAPITAL BANCORP /CA/ DE 2.02,9.01 04/25/12 PALOMAR MEDICAL TECHNOLOGIES INC DE 2.02,9.01 04/26/12 PAR TECHNOLOGY CORP DE 2.02 04/26/12 PARKER DRILLING CO /DE/ DE 1.01,2.03,8.01,9.01 04/25/12 PATRICK INDUSTRIES INC IN 2.02,9.01 04/26/12 PATTERSON UTI ENERGY INC DE 2.02,9.01 04/26/12 PAWS Pet Company, Inc. IL 1.01,2.03,3.02,9.01 04/25/12 PC TEL INC DE 2.02,8.01,9.01 04/25/12 PEAPACK GLADSTONE FINANCIAL CORP NJ 2.02,9.01 04/24/12 PENNSYLVANIA REAL ESTATE INVESTMENT T PA 2.02,9.01 04/24/12 PENSON WORLDWIDE INC DE 1.01,2.06,9.01 04/25/12 PEPSICO INC NC 2.02,9.01 04/26/12 PERKINELMER INC MA 5.07 04/24/12 PERKINELMER INC MA 2.02,9.01 04/26/12 PINNACLE ENTERTAINMENT INC. DE 8.01,9.01 04/26/12 POLARIS INDUSTRIES INC/MN MN 7.01 04/26/12 POTASH CORP OF SASKATCHEWAN INC Z4 2.02,9.01 04/26/12 POZEN INC /NC 8.01 04/23/12 PPL Corp 8.01,9.01 04/20/12 PRINCIPAL FINANCIAL GROUP INC DE 2.02,9.01 04/26/12 ProShares Trust II DE 8.01,9.01 04/26/12 PROVIDENCE & WORCESTER RAILROAD CO/RI RI 5.07 04/26/12 PROVIDENT FINANCIAL HOLDINGS INC DE 2.02,7.01,9.01 04/26/12 PROVIDENT FINANCIAL SERVICES INC DE 7.01,9.01 04/26/12 PRUDENTIAL FINANCIAL INC NJ 2.02,7.01,9.01 04/26/12 PSB HOLDINGS INC /WI/ WI 2.02,9.01 04/26/12 PULTEGROUP INC/MI/ MI 2.02,9.01 04/26/12 Pzena Investment Management, Inc. DE 2.02,9.01 03/31/12 Q LOTUS HOLDINGS INC NV 1.01,9.01 03/23/12 QLIK TECHNOLOGIES INC DE 2.02,9.01 04/26/12 QUESTCOR PHARMACEUTICALS INC CA 2.02,9.01 04/24/12 Rackwise, Inc. NV 8.01,9.01 04/20/12 RAILAMERICA INC /DE DE 2.02,9.01 04/25/12 Raptor Pharmaceutical Corp DE 8.01 04/26/12 RAYMOND JAMES FINANCIAL INC FL 2.02,7.01,9.01 04/25/12 RAYTHEON CO/ DE 2.02,9.01 04/26/12 RBC Bearings INC 8.01,9.01 04/25/12 REALTY INCOME CORP MD 2.02,9.01 04/26/12 RECOVERY ENERGY, INC. NV 5.02,9.01 04/25/12 REGENERON PHARMACEUTICALS INC NY 2.02,9.01 04/26/12 REGIS CORP MN 2.02,9.01 04/26/12 RELIANCE STEEL & ALUMINUM CO CA 2.02,9.01 04/26/12 RENASANT CORP MS 5.07 04/24/12 REPLIGEN CORP DE 8.01,9.01 04/26/12 REPUBLIC AIRWAYS HOLDINGS INC DE 2.02,9.01 04/25/12 REPUBLIC SERVICES, INC. DE 2.02,9.01 04/26/12 REPUBLIC SERVICES, INC. DE 5.02,9.01 04/26/12 RESMED INC DE 2.02,9.01 04/26/12 Resolute Energy Corp DE 1.01,2.03,9.01 04/20/12 REVLON INC /DE/ DE 2.02,9.01 04/26/12 Rock-Tenn CO GA 2.02,9.01 04/25/12 Rock-Tenn CO GA 8.01,9.01 04/25/12 Rockville Financial, Inc. /CT/ CT 2.02,9.01 04/26/12 RPC INC DE 5.07 04/24/12 RTI Biologics, Inc. DE 2.02,9.01 04/26/12 RUBY TUESDAY INC GA 5.02,9.01 04/26/12 RURBAN FINANCIAL CORP OH 7.01,9.01 04/26/12 SAFEGUARD SCIENTIFICS INC PA 2.02,9.01 04/26/12 SAFEWAY INC DE 2.02,9.01 04/26/12 SaveDaily Inc NV 4.02 04/16/12 SCANSOURCE INC SC 2.02,9.01 04/26/12 SCBT FINANCIAL CORP SC 5.07 04/24/12 SCIENTIFIC GAMES CORP DE 5.02,9.01 04/26/12 SCIQUEST INC DE 1.01,5.07,9.01 04/25/12 Seagate Technology plc L2 5.02,8.01,9.01 04/26/12 SEFE, INC. NV 7.01,9.01 04/23/12 Shire plc 2.02,9.01 04/26/12 SHORE BANCSHARES INC MD 2.02,5.07,9.01 04/24/12 SIGNET JEWELERS LTD 5.02,9.01 04/25/12 SIMPSON MANUFACTURING CO INC /CA/ DE 2.02,5.07,9.01 04/25/12 SJW CORP CA 2.02,5.07,9.01 04/25/12 Skkynet Cloud Systems, Inc. NV 9.01 04/24/12 SKYWORKS SOLUTIONS, INC. DE 2.02,9.01 04/26/12 SL GREEN REALTY CORP MD 2.02,7.01,9.01 04/25/12 SL GREEN REALTY CORP MD 8.01 04/25/12 Smart Kids Group Inc. FL 4.02 04/23/12 SMTP, Inc. DE 7.01,9.01 04/26/12 SolarWinds, Inc. DE 2.02,9.01 04/26/12 SOLAZYME INC DE 5.02 04/24/12 SONIC FOUNDRY INC MD 2.02,9.01 04/26/12 SONUS NETWORKS INC DE 2.02,9.01 04/26/12 SOUTH DAKOTA SOYBEAN PROCESSORS LLC 4.02 04/19/12 SOUTHWEST BANCORP INC OK 7.01,9.01 04/26/12 Spansion Inc. DE 2.02,9.01 04/26/12 SPECTRANETICS CORP DE 2.02,9.01 04/26/12 SPECTRUM PHARMACEUTICALS INC DE 2.02,9.01 04/26/12 SPS COMMERCE INC 2.02,9.01 04/26/12 STAMPS.COM INC DE 2.02,9.01 04/25/12 STARBUCKS CORP WA 2.02,9.01 04/26/12 STARWOOD HOTEL & RESORTS WORLDWIDE, I MD 2.02,9.01 04/26/12 StellarOne CORP VA 2.02,9.01 03/31/12 STEPAN CO DE 2.02,5.07,9.01 04/24/12 STERLING FINANCIAL CORP /WA/ WA 7.01 04/26/12 STERLING GROUP VENTURES INC NV 7.01,9.01 04/26/12 STEWART INFORMATION SERVICES CORP DE 2.02,9.01 04/26/12 STILLWATER MINING CO /DE/ DE 2.02,9.01 04/26/12 STRATTEC SECURITY CORP WI 2.02,9.01 04/26/12 STRAYER EDUCATION INC MD 2.02,5.07,9.01 04/24/12 STRYKER CORP MI 5.07 04/24/12 SUBURBAN PROPANE PARTNERS LP DE 1.01,7.01,8.01,9.01 04/25/12 SUN COMMUNITIES INC MD 2.02,9.01 04/26/12 SUNOVIA ENERGY TECHNOLOGIES INC NV 5.02 04/24/12 SUREWEST COMMUNICATIONS CA 8.01,9.01 04/25/12 SVB FINANCIAL GROUP 2.02,9.01 04/26/12 SVB FINANCIAL GROUP 7.01 04/26/12 SYNAPTICS INC DE 2.02,9.01 04/26/12 SYNIVERSE HOLDINGS INC DE 1.01,1.02,2.03,9.01 04/23/12 TAIWAN FUND INC DE 7.01,9.01 03/31/12 TAL International Group, Inc. DE 2.02,9.01 04/26/12 TAL International Group, Inc. DE 5.07 04/25/12 TASER INTERNATIONAL INC 2.02,9.01 04/26/12 TAUBMAN CENTERS INC MI 2.02,9.01 04/26/12 TECHE HOLDING CO LA 2.02,9.01 04/23/12 TEJON RANCH CO DE 8.01,9.01 04/26/12 TELEDYNE TECHNOLOGIES INC DE 5.02,5.07,9.01 04/25/12 TeleNav, Inc. DE 2.02,9.01 04/26/12 TELKONET INC UT 2.02,5.02,9.01 04/25/12 TELLABS INC DE 2.02,9.01 04/26/12 TENET HEALTHCARE CORP NV 2.02,7.01,8.01,9.01 04/26/12 TENNANT CO MN 5.07 04/25/12 TERADATA CORP /DE/ 5.02,5.03,5.07,9.01 04/20/12 TERADYNE, INC MA 2.02,9.01 04/25/12 TESSERA TECHNOLOGIES INC DE 2.02,9.01 04/26/12 TEXAS CAPITAL BANCSHARES INC/TX 2.02,9.01 04/25/12 TF FINANCIAL CORP DE 2.02,9.01 04/26/12 TF FINANCIAL CORP DE 5.07 04/25/12 THERAVANCE INC DE 2.02,9.01 04/26/12 Thwapr, Inc. NV 3.03,5.05,9.01 04/26/12 Tiger X Medical, Inc. DE 4.01,9.01 04/20/12 TIME WARNER CABLE INC. DE 2.02,9.01 04/26/12 TOWER FINANCIAL CORP IN 2.02,9.01 04/26/12 TRANSATLANTIC PETROLEUM LTD. D0 1.01,9.01 04/20/12 TRANSCEND SERVICES INC DE 3.01,3.03,5.01,5.02, 04/26/12 5.03,9.01 Transcept Pharmaceuticals Inc DE 1.01,8.01,9.01 04/26/12 TRANSGENOMIC INC DE 2.02,7.01 04/26/12 TRANSGLOBAL ASSETS, INC. NV 1.01,5.02,9.01 04/01/12 TREDEGAR CORP VA 1.01,1.02,2.03,9.01 04/23/12 TRIDENT MICROSYSTEMS INC DE 5.02 04/20/12 TRIMAS CORP DE 2.02,9.01 04/26/12 TRINITY INDUSTRIES INC DE 2.02,7.01,9.01 04/25/12 TRIUMPH GROUP INC DE 5.03,9.01 04/20/12 Tupper, Inc. NV 5.02 04/23/12 TUPPERWARE BRANDS CORP DE 2.02,9.01 04/25/12 AMEND TYCO INTERNATIONAL LTD V8 2.02,9.01 04/26/12 TYLER TECHNOLOGIES INC DE 2.02 04/25/12 UGI CORP /PA/ PA 2.02,9.01 04/26/12 UGI UTILITIES INC PA 2.02,9.01 04/26/12 ULURU INC. NV 5.02 04/26/12 UNIFI INC NY 2.02,7.01,8.01,9.01 04/25/12 Unilife Corp DE 2.02,7.01,9.01 04/26/12 UNION FIRST MARKET BANKSHARES CORP VA 2.02,5.07,8.01,9.01 04/24/12 UNIONBANCAL CORP DE 2.02,9.01 04/25/12 UNITED BANKSHARES INC/WV WV 2.02,9.01 04/26/12 UNITED COMMUNITY BANKS INC GA 2.02,9.01 04/26/12 United Continental Holdings, Inc. DE 2.02,7.01,9.01 04/26/12 UNITED FIRE GROUP INC 8.01 04/26/12 UNITED PARCEL SERVICE INC DE 2.02,9.01 04/26/12 UNITED STATES LIME & MINERALS INC TX 2.02,9.01 04/25/12 United States Oil & Gas Corp DE 5.02,7.01 04/24/12 UNITED STATES STEEL CORP DE 5.07 04/24/12 UNITED THERAPEUTICS Corp DE 2.02,9.01 04/26/12 UNITY BANCORP INC /NJ/ NJ 2.02,9.01 04/26/12 UNITY BANCORP INC /NJ/ NJ 7.01,9.01 04/26/12 UNIVERSAL STAINLESS & ALLOY PRODUCTS DE 2.02,9.01 04/26/12 Universal Truckload Services, Inc. MI 2.02,9.01 04/25/12 URANIUM ENERGY CORP NV 8.01,9.01 04/25/12 USA TRUCK INC DE 2.02,9.01 04/19/12 USEC INC DE 5.07 04/26/12 VALASSIS COMMUNICATIONS INC DE 2.02,9.01 04/26/12 VALCOM, INC DE 5.02,7.01,9.01 04/23/12 VALLEY FINANCIAL CORP /VA/ VA 2.02,9.01 04/26/12 VALLEY NATIONAL BANCORP NJ 2.02,9.01 04/26/12 Vantiv, Inc. 2.02,9.01 04/26/12 VCA ANTECH INC DE 2.02,9.01 04/26/12 VERISIGN INC/CA DE 2.02,5.02,9.01 04/20/12 Versant International, Inc. NV 9.01 03/12/12 AMEND VERTEX PHARMACEUTICALS INC / MA MA 2.02,9.01 04/26/12 VIASAT INC DE 5.02 04/20/12 VIRCO MFG CORPORATION DE 2.02,9.01 04/25/12 VISA INC. DE 8.01,9.01 04/26/12 VISTAPRINT N.V. P7 2.02,5.02,9.01 04/24/12 VISTEON CORP DE 5.02 04/20/12 vitaminspice 8.01,9.01 04/25/12 VIVUS INC CA 5.02 04/25/12 Vulcan Materials CO NJ 2.02,9.01 04/26/12 WABCO Holdings Inc. DE 2.02,7.01,9.01 04/26/12 WASHINGTON BANKING CO WA 2.02,8.01,9.01 04/26/12 WASHINGTON TRUST BANCORP INC RI 5.02,5.07 04/24/12 WASTE CONNECTIONS, INC. DE 7.01 04/26/12 WASTE MANAGEMENT INC DE 2.02,9.01 04/26/12 Wayside Technology Group, Inc. DE 2.02,9.01 04/26/12 Wells Timberland REIT, Inc. MD 7.01,9.01 04/26/12 WESBANCO INC WV 7.01,9.01 04/26/12 WEST BANCORPORATION INC IA 2.02,9.01 04/26/12 WEST MARINE INC DE 2.02,9.01 04/26/12 WEST PHARMACEUTICAL SERVICES INC PA 2.02,7.01,9.01 04/26/12 WESTAMERICA BANCORPORATION CA 8.01,9.01 04/26/12 WESTERN DIGITAL CORP DE 2.02,9.01 04/26/12 WHIRLPOOL CORP /DE/ DE 2.02,9.01 04/26/12 WHITE DENTAL SUPPLY, INC. NV 4.01,9.01 04/23/12 WILSHIRE BANCORP INC 2.02,9.01 04/23/12 WINMARK CORP MN 5.07,7.01,8.01,9.01 04/25/12 WisdomTree Investments, Inc. DE 5.02,9.01 04/24/12 Woodward, Inc. DE 8.01,9.01 04/25/12 WORLD ACCEPTANCE CORP SC 2.02,7.01,9.01 04/26/12 WORTHINGTON INDUSTRIES INC OH 5.02,8.01,9.01 04/26/12 WSB Holdings Inc DE 5.07 04/25/12 WSFS FINANCIAL CORP DE 2.02,9.01 04/26/12 XCEL ENERGY INC MN 2.02,9.01 04/26/12 YADKIN VALLEY FINANCIAL CORP NC 2.02,9.01 04/26/12 YOUNG INNOVATIONS INC MO 2.02,9.01 04/23/12 Zalicus Inc. DE 1.01,8.01,9.01 04/24/12 ZIMMER HOLDINGS INC DE 2.02,9.01 04/26/12 ZION OIL & GAS INC DE 1.01,9.01 04/23/12 ZOLL MEDICAL CORP MA 3.01,3.03,5.01,5.02 04/20/12 ZYNGA INC DE 2.02,9.01 04/26/12
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