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1.01 |
Entry into a Material Definitive Agreement |
1.02 |
Termination of a Material Definitive Agreement |
1.03 |
Bankruptcy or Receivership |
2.01 |
Completion of Acquisition or Disposition of Assets |
2.02 |
Results of Operations and Financial Condition |
2.03 |
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant |
2.04 |
Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement |
2.05 |
Cost Associated with Exit or Disposal Activities |
2.06 |
Material Impairments |
3.01 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
3.02 |
Unregistered Sales of Equity Securities |
3.03 |
Material Modifications to Rights of Security Holders |
4.01 |
Changes in Registrant's Certifying Accountant |
4.02 |
Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review |
5.01 |
Changes in Control of Registrant |
5.02 |
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officer |
5.03 |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year |
5.04 |
Temporary Suspension of Trading Under Registrant's Employee Benefit Plans |
5.05 |
Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics |
5.06 |
Change in Shell Company Status |
6.01 |
ABS Informational and Computational Material. |
6.02 |
Change of Servicer or Trustee. |
6.03 |
Change in Credit Enhancement or Other External Support. |
6.04 |
Failure to Make a Required Distribution. |
6.05 |
Securities Act Updating Disclosure. |
7.01 |
Regulation FD Disclosure |
8.01 |
Other Events |
9.01 |
Financial Statements and Exhibits |
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.
STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT 21ST CENTURY HOLDING CO FL 2.02,9.01 03/22/12 ABERCROMBIE & FITCH CO /DE/ DE 8.01 03/21/12 ACCELLENT INC 2.02,9.01 03/22/12 Accenture plc L2 2.02,9.01 03/22/12 ACCENTURE SCA 2.02,9.01 03/22/12 ACCO BRANDS CORP DE 1.01,9.01 03/19/12 ACELRX PHARMACEUTICALS INC DE 2.02,9.01 03/20/12 Advanced BioEnergy, LLC DE 5.02,5.03,5.07,9.01 03/16/12 ADVANT E CORP DE 2.02,9.01 03/22/12 AK STEEL HOLDING CORP DE 1.01,9.01 03/19/12 American Casino & Entertainment Prope DE 2.02,9.01 03/22/12 American Energy Development Corp. NV 3.02,9.01 03/20/12 AMERICAN INTERNATIONAL GROUP INC DE 1.01 03/21/12 AMERICAN INTERNATIONAL GROUP INC DE 8.01,9.01 03/22/12 AMERICAN REALTY CAPITAL NEW YORK RECO MD 1.01,2.01,8.01,9.01 03/16/12 AMERICAN RESTAURANT CONCEPTS INC 4.01,9.01 03/16/12 AMERICAN TOWER CORP /MA/ DE 8.01,9.01 03/22/12 AMERITRANS CAPITAL CORP DE 3.01,8.01 03/16/12 Ampio Pharmaceuticals, Inc. DE 7.01,8.01,9.01 03/19/12 Andina Acquisition Corp E9 1.01,5.03,9.01 03/16/12 ANNALY CAPITAL MANAGEMENT INC MD 1.01,9.01 03/19/12 ANVEX INTERNATIONAL, INC. NV 4.01,9.01 02/13/12 AOXING PHARMACEUTICAL COMPANY, INC. FL 4.01,9.01 03/19/12 APARTMENT INVESTMENT & MANAGEMENT CO MD 7.01,9.01 03/22/12 ASSURED GUARANTY LTD D0 8.01,9.01 03/21/12 ASTORIA FINANCIAL CORP DE 8.01,9.01 03/22/12 Atlantic Resources Inc. NV 1.01,9.01 03/19/12 ATWOOD OCEANICS INC TX 7.01,9.01 03/22/12 AUTHENTIDATE HOLDING CORP DE 3.01 03/20/12 Bacterin International Holdings, Inc. DE 2.02,9.01 03/22/12 BANCTRUST FINANCIAL GROUP INC AL 8.01,9.01 03/21/12 Bank of Commerce Holdings CA 5.02 03/20/12 BANK OF SOUTH CAROLINA CORP SC 8.01,9.01 03/22/12 BANNER CORP WA 8.01 03/22/12 BB&T CORP NC 8.01,9.01 03/22/12 BEST BUY CO INC MN 7.01,9.01 03/21/12 BIO REFERENCE LABORATORIES INC NJ 5.02,9.01 03/19/12 BIOTIME INC CA 7.01,9.01 03/22/12 Bizzingo, Inc. NV 1.01,7.01,9.01 03/14/12 Boston Therapeutics, Inc. DE 8.01,9.01 03/20/12 BRAINY BRANDS COMPANY, INC. DE 1.01,2.03,3.02,9.01 03/16/12 BRAINY BRANDS COMPANY, INC. DE 5.02 03/20/12 Bristow Group Inc DE 5.02,9.01 03/16/12 BROOKS AUTOMATION INC DE 7.01 03/22/12 CAGLES INC GA 2.03 03/16/12 CALIFORNIA GOLD CORP. NH 7.01,9.01 03/16/12 Carbon Natural Gas Co DE 5.02,9.01 03/16/12 CASTLE A M & CO MD 7.01,9.01 03/21/12 AMEND CENTURYLINK, INC LA 8.01,9.01 03/22/12 Cheviot Financial Corp. MD 5.02,9.01 03/20/12 CHURCHILL DOWNS INC KY 5.02 03/19/12 CIGNA CORP DE 8.01 03/16/12 CIMAREX ENERGY CO DE 7.01,9.01 03/22/12 CIMAREX ENERGY CO DE 7.01,9.01 03/22/12 Citadel Exploration, Inc. NV 1.01,8.01,9.01 03/16/12 CLAIRES STORES INC DE 2.02,9.01 03/21/12 CLARCOR INC. DE 2.02,9.01 03/21/12 CNL LIFESTYLE PROPERTIES INC MD 2.02,9.01 03/21/12 CNO Financial Group, Inc. DE 7.01,9.01 03/22/12 COLLECTIVE BRANDS, INC. DE 2.02,7.01 02/28/12 AMEND COMVERGE, INC. DE 1.02 03/16/12 CONAGRA FOODS INC /DE/ DE 2.02,9.01 03/22/12 CONCHO RESOURCES INC DE 5.02,9.01 03/19/12 CONSUMER PORTFOLIO SERVICES INC CA 1.01,2.03 03/21/12 CONTINENTAL AIRLINES INC /DE/ DE 8.01,9.01 03/22/12 CONVERGYS CORP OH 8.01,9.01 03/22/12 CORCEPT THERAPEUTICS INC DE 8.01 03/22/12 CORNING INC /NY NY 5.02 03/22/12 Corporate Property Associates 17 - Gl MD 8.01,9.01 03/22/12 COST PLUS INC/CA/ CA 2.02,9.01 03/22/12 COVENTRY HEALTH CARE INC DE 5.02 03/22/12 Crown Alliance Capital Ltd NV 1.01,9.01 03/15/12 CRYOLIFE INC FL 5.02,9.01 03/16/12 CSV International Holdings, Inc. NV 5.03,9.01 03/21/12 CVD EQUIPMENT CORP NY 1.01,2.01,2.03,9.01 03/16/12 CVS CAREMARK CORP DE 5.07 05/11/11 AMEND CYBEX INTERNATIONAL INC NY 1.01,8.01 03/20/12 Cyclacel Pharmaceuticals, Inc. DE 1.01,3.02,8.01,9.01 03/22/12 Delek US Holdings, Inc. 7.01,9.01 03/22/12 DEX ONE Corp DE 8.01,9.01 03/21/12 diaDexus, Inc. DE 1.01 03/16/12 DigitalTown, Inc. MN 4.01,9.01 03/22/12 Disability Access Corp 1.01 03/16/12 Discover Financial Services DE 7.01,9.01 03/22/12 DOLLAR GENERAL CORP TN 2.02,7.01,9.01 03/22/12 DR. TATTOFF, INC. FL 5.03,9.01 03/21/12 DUCKWALL ALCO STORES INC KS 5.02,7.01,9.01 03/15/12 Dynastar Holdings, Inc. NV 5.02 03/18/12 Ecologic Transportation, Inc. 2.01 03/16/01 Ecologic Transportation, Inc. 4.01 03/22/12 eHealth, Inc. DE 5.02,9.01 03/21/12 ELITE PHARMACEUTICALS INC /NV/ NV 1.01,9.01 03/16/12 EMPIRE RESORTS INC DE 4.01,9.01 03/20/12 AMEND ENTERPRISE FINANCIAL SERVICES CORP DE 1.01,9.01 03/22/12 ENTEST BIOMEDICAL, INC. NV 5.03,9.01 03/13/12 Federal Home Loan Bank of Atlanta X1 2.03 03/22/12 Federal Home Loan Bank of Boston X1 2.03 03/19/12 Federal Home Loan Bank of Chicago X1 2.03 03/19/12 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 03/19/12 Federal Home Loan Bank of Des Moines X1 2.03,9.01 03/20/12 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 03/22/12 Federal Home Loan Bank of New York X1 2.03,9.01 03/19/12 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 03/19/12 Federal Home Loan Bank of San Francis X1 2.03 03/19/12 Federal Home Loan Bank of Seattle 2.03 03/20/12 Federal Home Loan Bank of Topeka 2.03,9.01 03/19/12 FEDEX CORP DE 2.02,9.01 03/22/12 FIELDPOINT PETROLEUM CORP CO 7.01,9.01 03/21/12 FIFTH THIRD BANCORP OH 5.02,8.01,9.01 03/21/12 FIRST COMMUNITY BANCSHARES INC /NV/ NV 7.01,9.01 03/22/12 First Financial Northwest, Inc. WA 5.03,9.01 03/21/12 Firsthand Technology Value Fund, Inc. 8.01,9.01 03/21/12 FLAGSTAR BANCORP INC MI 2.02,7.01,9.01 03/20/12 FreightCar America, Inc. DE 3.01,9.01 03/21/12 FUELCELL ENERGY INC DE 1.01,8.01,9.01 03/22/12 G III APPAREL GROUP LTD /DE/ DE 2.02,9.01 03/22/12 GALLERY MANAGEMENT HOLDING CORP 8.01 03/20/12 Genesis Biopharma, Inc NV 5.02,9.01 03/21/12 Genesis Biopharma, Inc NV 5.02,9.01 03/21/12 AMEND Genie Energy Ltd. DE 4.01,9.01 03/19/12 Genius Brands International, Inc. NV 2.02,9.01 03/22/12 Genius Brands International, Inc. NV 2.02,9.01 03/22/12 AMEND GEORESOURCES INC CO 7.01,9.01 03/16/12 Georgia-Carolina Bancshares, Inc GA 4.01,9.01 03/16/12 GeoVax Labs, Inc. DE 1.01,3.02,3.03,8.01, 03/16/12 9.01 GILEAD SCIENCES INC DE 2.01,9.01 01/17/12 AMEND GLOBALSCAPE INC DE 2.02,9.01 03/22/12 GLOBECOMM SYSTEMS INC 5.07 11/21/11 AMEND GlyEco, Inc. NV 8.01 03/16/12 GMS Capital Corp. FL 1.01,2.01,7.01,8.01, 03/16/12 9.01 GOLDEN GRAIN ENERGY IA 5.02 03/19/12 GRAPHIC PACKAGING HOLDING CO DE 1.01,2.03,9.01 03/16/12 Griffin Capital Net Lease REIT, Inc. 1.01,2.01,2.03,7.01, 03/16/12 9.01 GULF RESOURCES, INC. DE 2.02,8.01,9.01 03/15/12 HARSCO CORP DE 5.02 03/16/12 Hartman Short Term Income Properties MD 7.01,9.01 03/22/12 HCP, INC. MD 8.01,9.01 03/21/12 Heckmann Corp DE 8.01,9.01 03/07/12 HOMELAND ENERGY SOLUTIONS LLC 8.01 03/21/12 Horizon Technology Finance Corp DE 1.01,9.01 03/16/12 HOT TOPIC INC /CA/ CA 5.02 03/21/12 HOVNANIAN ENTERPRISES INC DE 3.02 03/07/12 ICAHN ENTERPRISES L.P. DE 5.02,9.01 03/16/12 IHS Inc. DE 2.02,9.01 03/22/12 IHS Inc. DE 2.02,9.01 03/22/12 IMAGENETIX INC /NV/ NV 5.02 03/21/12 ImmunoCellular Therapeutics, Ltd. DE 1.01,9.01 03/20/12 INTELLIGENT SYSTEMS CORP GA 2.02,9.01 03/22/12 INTERNATIONAL BANCSHARES CORP TX 5.02,8.01,9.01 03/22/12 International Stem Cell CORP DE 2.02,9.01 03/20/12 JABIL CIRCUIT INC DE 1.01,1.02,2.03 03/19/12 KBS Real Estate Investment Trust III, MD 1.01 03/16/12 KEMET CORP DE 7.01,8.01,9.01 03/22/12 KEYW HOLDING CORP MD 7.01,9.01 03/22/12 KILROY REALTY CORP MD 7.01,8.01,9.01 03/16/12 LEAP WIRELESS INTERNATIONAL INC DE 5.02 03/16/12 LEVEL 3 COMMUNICATIONS INC DE 2.01,9.01 03/22/12 LEVEL 3 COMMUNICATIONS INC DE 1.01,8.01,9.01 03/22/12 LIBERTY PROPERTY TRUST MD 5.02 03/16/12 LIBERTY STAR URANIUM & METALS CORP. NV 1.01,3.02,9.01 03/14/12 LIONS GATE ENTERTAINMENT CORP /CN/ A1 8.01,9.01 03/21/12 LIONS GATE ENTERTAINMENT CORP /CN/ A1 2.01,9.01 01/13/12 AMEND LOCAL.COM DE 4.01,9.01 03/19/12 LRR Energy, L.P. DE 2.02,9.01 03/21/12 lululemon athletica inc. DE 2.02,9.01 03/22/12 MAGELLAN HEALTH SERVICES INC DE 8.01,9.01 03/21/12 Manitex International, Inc. MI 2.02,9.01 03/22/12 MARTHA STEWART LIVING OMNIMEDIA INC DE 5.03,9.01 03/16/12 MCCLATCHY CO DE 5.02,5.03,8.01,9.01 03/19/12 MEDICINOVA INC DE 1.01,9.01 03/19/12 MELA SCIENCES, INC. /NY 1.01,9.01 03/21/12 Mercedes-Benz Auto Lease Trust 2012-A DE 8.01,9.01 03/22/12 MERCURY GENERAL CORP CA 5.02 03/20/12 MERU NETWORKS INC DE 5.02,9.01 03/18/12 MEXCO ENERGY CORP CO 8.01,9.01 03/22/12 MGM Resorts International DE 1.01,8.01,9.01 03/22/12 MICRON TECHNOLOGY INC DE 2.02,9.01 03/01/12 ModusLink Global Solutions Inc DE 1.01,3.03,9.01 03/21/12 NAVISTAR INTERNATIONAL CORP DE 5.03,9.01 03/22/12 NAVISTAR INTERNATIONAL CORP DE 5.03,5.07,9.01 02/21/12 AMEND Neiman Marcus, Inc. DE 7.01,8.01,9.01 03/19/12 NEWS CORP 8.01,9.01 03/22/12 NIKE INC OR 2.02,9.01 03/20/12 NON INVASIVE MONITORING SYSTEMS INC / FL 5.07 03/16/12 Northern Empire Energy Corp NV 1.01,3.02,5.02,9.01 03/20/12 NORTHWEST PIPE CO OR 3.01,9.01 03/16/12 OLD REPUBLIC INTERNATIONAL CORP DE 8.01,9.01 03/21/12 OMEGA PROTEIN CORP NV 1.01,2.03,5.02,9.01 03/16/12 ON SEMICONDUCTOR CORP DE 5.02,9.01 03/21/12 ONLINE RESOURCES CORP DE 5.02 03/22/12 Orgenesis Inc. NV 4.01,9.01 03/21/12 Pathfinder Cell Therapy, Inc. DE 2.03,3.02 03/15/12 PC MALL INC DE 1.01 03/16/12 PERFORMANCE TECHNOLOGIES INC \DE\ DE 1.01,5.02 03/21/12 PERRY ELLIS INTERNATIONAL INC FL 2.02,9.01 03/22/12 PETROQUEST ENERGY INC DE 7.01,9.01 03/21/12 PHOTOTRON HOLDINGS, INC. DE 1.01,1.02,2.03,9.01 03/21/12 Piedmont Office Realty Trust, Inc. MD 7.01,8.01,9.01 03/19/12 PINNACLE WEST CAPITAL CORP AZ 7.01,9.01 03/22/12 Plan A Promotions, Inc. UT 5.07 03/19/12 PLUG POWER INC DE 8.01 03/22/12 PMI GROUP INC DE 7.01,9.01 03/21/12 PNC FINANCIAL SERVICES GROUP, INC. PA 8.01,9.01 03/22/12 POPE RESOURCES LTD PARTNERSHIP DE 7.01 03/22/12 POZEN INC /NC 8.01,9.01 03/22/12 POZEN INC /NC 5.02 03/16/12 Prestige Brands Holdings, Inc. 7.01,9.01 03/22/12 PROGENICS PHARMACEUTICALS INC DE 4.01 03/16/12 PROGRESSIVE CORP/OH/ OH 5.02,9.01 03/19/12 QR Energy, LP DE 1.01,8.01,9.01 03/19/12 QUIKSILVER INC DE 5.07 03/20/12 RAYMOND JAMES FINANCIAL INC FL 7.01,9.01 03/21/12 RDA Holding Co. 2.02,9.01 03/22/12 REALTY INCOME CORP MD 8.01,9.01 03/22/12 RED MOUNTAIN RESOURCES, INC. FL 1.01,5.02,9.01 02/07/12 AMEND RELM WIRELESS CORP NV 5.02 03/19/12 RETAIL OPPORTUNITY INVESTMENTS CORP DE 5.02 03/20/12 RETAIL PROPERTIES OF AMERICA, INC. MD 5.03,7.01,8.01,9.01 03/20/12 ROMA FINANCIAL CORP X1 8.01,9.01 03/21/12 Rosetta Resources Inc. DE 7.01,9.01 03/21/12 RSC Holdings Inc. DE 8.01,9.01 03/22/12 Santo Pita Corp NV 5.03,5.07,8.01,9.01 03/22/12 SBT Bancorp, Inc. CT 5.03,9.01 03/21/12 SCHIFF NUTRITION INTERNATIONAL, INC. DE 2.02,9.01 03/22/12 SCIENTIFIC GAMES CORP DE 5.02 03/20/12 Scripps Networks Interactive, Inc. OH 8.01,9.01 03/22/12 SGS International, Inc. DE 2.02,9.01 03/22/12 ShoreTel Inc CA 1.01 03/15/12 SIGMA DESIGNS INC CA 8.01,9.01 03/21/12 SIGNET JEWELERS LTD 2.02 03/22/12 SMF ENERGY CORP DE 1.01,2.02,5.02,9.01 03/16/12 Solo Cup CO DE 1.01,7.01 03/21/12 SOUTHERN CONNECTICUT BANCORP INC CT 5.02 03/20/12 SOUTHWEST IOWA RENEWABLE ENERGY, LLC IA 5.07 03/16/12 SPARE BACKUP, INC. DE 1.01 03/22/12 STAKOOL, INC. NV 1.01,2.01,3.02,4.01, 09/15/11 AMEND 5.01,5.02,9.01 STATER BROS HOLDINGS INC DE 4.01,9.01 03/19/12 STEELCASE INC MI 1.01,1.02,2.02,2.03, 03/19/12 7.01,9.01 STRATEGIC AMERICAN OIL CORP NV 7.01,9.01 03/22/12 STRATEGIC DIAGNOSTICS INC/DE/ DE 2.02,9.01 03/22/12 SUNPEAKS VENTURES, INC. 8.01,9.01 03/08/12 Sunstone Hotel Investors, Inc. MD 5.03,8.01,9.01 03/19/12 Surna Inc. NV 1.01 03/19/12 TELULAR CORP DE 2.01,9.01 02/01/12 AMEND TELVUE CORP DE 3.03,5.03,8.01,9.01 03/19/12 TENNECO INC DE 1.01,2.03,8.01,9.01 03/22/12 TEXAS CAPITAL BANCSHARES INC/TX 5.07 05/17/11 AMEND TII NETWORK TECHNOLOGIES, INC. DE 5.02,9.01 03/16/12 TIVO INC DE 7.01 03/21/12 Travelport LTD D0 2.02,9.01 03/22/12 Tropicana Las Vegas Hotel & Casino, I DE 1.01,9.01 02/16/12 TSIC, Inc. DE 7.01,9.01 03/20/12 U.S. SILICA HOLDINGS, INC. DE 5.02,9.01 03/16/12 Ubiquiti Networks, Inc. DE 5.02 03/16/12 ULURU INC. NV 3.01 03/20/12 UNIGENE LABORATORIES INC DE 8.01,9.01 03/19/12 UNITED RENTALS INC /DE DE 8.01,9.01 03/22/12 United States 12 Month Natural Gas Fu 5.02 03/20/12 United States 12 Month Oil Fund, LP 5.02 03/20/12 United States Brent Oil Fund, LP DE 5.02 03/20/12 United States Commodity Index Funds T DE 5.02 03/20/12 United States Gasoline Fund, LP DE 5.02 03/20/12 United States Heating Oil Fund, LP DE 5.02 03/20/12 United States Natural Gas Fund, LP 5.02 03/20/12 United States Oil Fund, LP DE 5.02 03/20/12 United States Short Oil Fund, LP DE 5.02 03/20/12 UTi WORLDWIDE INC D8 2.02,9.01 03/22/12 Vantage Drilling CO E9 8.01,9.01 03/22/12 VEECO INSTRUMENTS INC DE 5.02 03/16/12 VENTRUS BIOSCIENCES INC DE 5.02 03/16/12 Verso Paper Corp. DE 1.01,2.03,8.01,9.01 03/21/12 VISUALANT INC NV 8.01,9.01 03/20/12 Vystar Corp GA 3.02 03/16/12 W&T OFFSHORE INC TX 7.01 03/22/12 WAYNE SAVINGS BANCSHARES INC /DE/ DE 7.01,9.01 03/22/12 WELLS CORE OFFICE INCOME REIT INC 2.01,9.01 03/22/12 WELLS FARGO & CO/MN DE 9.01 03/22/12 WMS INDUSTRIES INC /DE/ DE 5.02,9.01 03/16/12 WSFS FINANCIAL CORP DE 8.01 03/19/12 WSFS FINANCIAL CORP DE 5.02 03/22/12 WSI INDUSTRIES, INC. MN 2.02,8.01,9.01 03/19/12 Zep Inc. DE 8.01 03/22/12
http://www.sec.gov/news/digest/2012/dig032312.htm
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