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Commission Speeches and Public Statements Archive: 1969
This index lists speeches and other public statements by the Chairman, Commissioners, and Staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.
Speeches and Statements by:
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1969 Speeches by the Chairman and Commissioners
Date |
Title |
Author |
Fourth Quarter |
Dec. 9, 1969 |
Remarks, Investment Bankers Association of America, Boca Raton, Florida |
Chairman Hamer H. Budge |
Dec. 2, 1969 |
Remarks, Securities Law Committee of the Federal Bar Association, Washington, D.C. |
Commissioner James J. Needham |
Nov. 13, 1969 |
Securities Law Problems of the Small Business Enterprise: Viewpoint of the S.E.C., Business Associations Conference, The University of Texas School of Law, Austin, Texas |
Commissioner Hugh F. Owens |
Oct. 21, 1969 |
A Regulator Looks at Some Unregulated Investment Companies: The Exotic Funds, North American Securities Administrators Association, Hot Springs National Park, Arkansas |
Commissioner Hugh F. Owens |
Oct. 19, 1969 |
Remarks, National Security Traders Association, Boca Raton, Florida |
Chairman Hamer H. Budge |
Third Quarter |
Sep. 29, 1969 |
A Piece Of Paper, American Bankers Association, National Bank Division, Honolulu, Hawaii |
Commissioner Richard B. Smith |
Sep. 18, 1969 |
An Overview of the Registration Statement Process, Practising Law Institute, New York City, New York |
Commissioner Richard B. Smith |
Sep. 4, 1969 |
The Regulatory Environment, Management Conference, Association of Stock Exchange Firms, New York, New York |
Chairman Hamer H. Budge |
Second Quarter |
Jul. 16, 1969 |
Investment Companies and the Restricted Securities Problem, Midwest Securities Commissioners Association, Land O'Lakes, Wisconsin |
Commissioner Hugh F. Owens |
Jun. 20, 1969 |
Remarks Upon Receiving the First Copy of the CUSIP Directory |
Chairman Hamer H. Budge |
Jun. 17, 1969 |
Administrative Disclosure Reform at the SEC, 23rd National Conference of the American Society of Corporate Secretaries, Inc., San Francisco, California |
Commissioner Richard B. Smith |
Jun. 11, 1969 |
The SEC's Thinking on the Impact of Institutions, National Institutional Trader Conference, New York City, New York |
Commissioner Richard B. Smith |
May 8, 1969 |
Corporate Disclosures to Security Analysts, The Center for Research in Security Prices, Graduate School of Business, The University of Chicago, Chicago, Illinois |
Commissioner Richard B. Smith |
First Quarter |
Mar. 19, 1969 |
Conglomerates and Takeovers, Central States Group of the Investment Bankers Association of America, Chicago, Illinois |
Commissioner Richard B. Smith |
Mar. 18, 1969 |
The SEC Looks at Disclosure, Minnesota Chapter of the Public Relations Society of America, Minneapolis, Minnesota |
Commissioner Richard B. Smith |
Mar. 17, 1969 |
Address Before the Women's National Democratic Club, Washington, D.C. |
Chairman Manuel F. Cohen |
Mar. 11, 1969 |
Developments and Problems in Securities Regulation, IBA Institute of Investment Banking, Wharton School, Philadelphia, Pennsylvania |
Commissioner Richard B. Smith |
Feb. 11, 1969 |
Address, American Bankers Association Mid-Winter Trust Conference, New York, New York |
Chairman Manuel F. Cohen |
Jan. 27, 1969 |
The Corporation Within the Community, Economic Club of Detroit, Detroit, Michigan |
Chairman Manuel F. Cohen |
Jan. 22, 1969 |
The Institutional Investor, Second Annual Institutional Investor Conference, New York, New York |
Chairman Manuel F. Cohen |
Jan. 15, 1969 |
The Institutional Investor Study, The Exchequer Club, Washington, D.C. |
Commissioner Richard B. Smith |
Jan. 6, 1969 |
Address, Baltimore Security Analysts Society, Baltimore, Maryland |
Chairman Manuel F. Cohen |
1969 Speeches and Statements by Commission Staff
Date |
Title |
Author |
Apr. 23, 1969 |
Financial Reporting by Conglomerates, Twenty-third Annual Conference of Accountants, University of Tulsa, Tulsa, Oklahoma |
Andrew Barr, Chief Accountant |
Apr. 18, 1969 |
Financial Communications and Full Disclosure, Financial Communications Seminar of the Los Angeles Area Chamber of Commerce, Los Angeles, California |
Philip A. Loomis, Jr., General Counsel |
Jan. 24, 1969 |
An Assessment of the Conglomerate Idea, Second Annual Institutional Investor Conference, New York, New York |
Andrew Barr, Chief Accountant |
http://www.sec.gov/news/speech/speecharchive/1969speech.shtml
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