Sydney man in court for insider trading offence Mr Noel James Stephenson of Pymble, New South Wales, appeared in the Downing Centre Local Court on Tuesday 6 October 2009 on an insider trading charge brought by ASIC. 9 Oct
Proceedings commenced against SISS Business Systems Limited ASIC has commenced proceedings in the Federal Court of Australia in Melbourne against SISS Business Systems Limited and a director of the company, Mr John Christopher Knorr, to prevent them from undertaking unlawful fundraising. 8 Oct
ASIC commences proceedings against Perth financial services business ASIC has filed an application for leave in the Federal Court in Perth to commence proceedings against Brighton Hall Securities Pty Ltd (in Liquidation). This action, which will seek damages on behalf of a number of Westpoint investors who were clients of Brighton Hall Securities, is one of 19 civil actions ASIC is now taking to recover funds for the benefit of Westpoint investors. 7 Oct
Fincorp directors appear on criminal charges The former Chairman and CEO of Fincorp Investments Limited, Mr Eric Krecichwost and the former finance director Mr Jacob Lee Quigley, appeared in Downing Centre Local Court in Sydney on charges brought by ASIC. 6 Oct
