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OCC Enforcement Actions
WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.
Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://www.occ.treas.gov/enforcementactions.
You may also submit a request electronically to obtain copies through the OCC’s online FOIA site, https://appsec.occ.gov/publicaccesslink/ . Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.
Cease and Desist Orders
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No. |
Name/Bank/City |
Date |
Colorado |
2009-001 |
Southern Colorado National Bank, Pueblo |
1/27/2009 |
Illinois |
2009-010 |
Corus Bank, National Association, Chicago |
2/18/2009 |
Missouri |
2008-173 |
Hometown Bank, National Association, Carthage |
12/18/2008 |
Civil Money Penalty Orders
|
No. |
Name/Bank/City |
Date |
Minnesota |
2009-002 |
Timothy M. Kosiek, Marshall Bank, National Association, Hallock |
1/13/2009 |
Virginia |
2009-003 |
Capital One Home Loans, Capital One, National Association, Mclean |
1/16/2009 |
Formal Agreements
|
No. |
Name/Bank/City |
Date |
Florida |
2008-174 |
First National Bank of Crestview, Crestview |
12/19/2008 |
2009-004 |
The Bank of Miami, National Association, Coral Gables |
1/5/2009 |
Personal Cease and Desist Orders
|
No. |
Name/Bank/City |
Date |
Tennessee |
2008-175 |
Cheryl Thornhill, Union Planters Bank, National Association, Memphis |
12/18/2008 |
2009-009 |
Gregory Bobb, Union Planters Bank, National Association, Memphis |
2/4/2009 |
Removal / Prohibition Orders
|
No. |
Name/Bank/City |
Date |
New York |
2009-005 |
Albert S. Palacci, Safra National Bank of New York, New York |
1/8/2009 |
Ohio |
2009-006 |
Mark E. Pappas, Keybank National Association, Cleveland |
1/13/2009 |
Terminations of Existing Enforcement Actions
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No. |
Type/Bank/City/Old EA# |
Date |
Florida |
2009-007 |
C&D, International Bank of Miami, National Association (nka The Bank of Miami, National Association), Coral Gables (EA# 2004-119) |
1/5/2009 |
Kentucky |
2009-008 |
FA, The Citizens National Bank of Somerset, Somerset (EA# 2007-142) |
1/15/2009 |
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