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Complete Summary

GUIDELINE TITLE

Practice parameter: assessing patients in a neurology practice for risk of falls (an evidence-based review). Report of the Quality Standards Subcommittee of the American Academy of Neurology.

BIBLIOGRAPHIC SOURCE(S)

GUIDELINE STATUS

This is the current release of the guideline.

COMPLETE SUMMARY CONTENT

 
SCOPE
 METHODOLOGY - including Rating Scheme and Cost Analysis
 RECOMMENDATIONS
 EVIDENCE SUPPORTING THE RECOMMENDATIONS
 BENEFITS/HARMS OF IMPLEMENTING THE GUIDELINE RECOMMENDATIONS
 QUALIFYING STATEMENTS
 IMPLEMENTATION OF THE GUIDELINE
 INSTITUTE OF MEDICINE (IOM) NATIONAL HEALTHCARE QUALITY REPORT CATEGORIES
 IDENTIFYING INFORMATION AND AVAILABILITY
 DISCLAIMER

SCOPE

DISEASE/CONDITION(S)

Neurologic or general conditions associated with an increased risk of falling, including:

  • Muscle weakness
  • Deficits in gait or balance
  • Visual deficits
  • Arthritis
  • Impairments in activities of daily living
  • Depression
  • Cognitive impairment

GUIDELINE CATEGORY

Risk Assessment
Screening

CLINICAL SPECIALTY

Family Practice
Geriatrics
Neurology
Physical Medicine and Rehabilitation

INTENDED USERS

Physical Therapists
Physicians

GUIDELINE OBJECTIVE(S)

To provide evidence-based recommendations for screening methods and assessments of risk for falls pertaining to patients likely to be seen in neurology practices

TARGET POPULATION

Patients with neurological or other conditions rendering them at risk for falls

INTERVENTIONS AND PRACTICES CONSIDERED

  1. Screening and assessment for fall risk based on patient history and general risk factors for falls
  2. A comprehensive standard neurologic examination, including an evaluation of cognition and vision
  3. Screening measures:
    • Get-Up-And-Go Test (GUGT)
    • Timed Up-and-Go Test (TUG)
    • Assessment of ability to stand from a sitting position
    • Tinetti Mobility Scale
    • Self-reported disability
    • Dynamic Gait Index (DGI), Timed Gait, and Walking-While-Talking (WWT) Tests
    • Functional Reach Test (FRT)
    • Berg Balance Scale (BBS)
    • Elderly Mobility Scale (EMS)
    • Mobility Interaction Fall Chart (MIF)

MAJOR OUTCOMES CONSIDERED

  • Sensitivity, specificity, and predictive value of screening measures and tests for fall risk
  • Risk of falls

METHODOLOGY

METHODS USED TO COLLECT/SELECT EVIDENCE

Searches of Electronic Databases

DESCRIPTION OF METHODS USED TO COLLECT/SELECT THE EVIDENCE

For the literature review the National Library of Medicine MEDLINE database was searched for articles indexed under the search term (medical subject heading) "accidental falls" (or its subcategories) and under either 1) at least one of the terms "screening" or "functional testing" or "clinical evaluation," or 2) "nervous system diseases" (or its subcategories, which include specific diagnoses) and "epidemiologic methods" (or its subcategories). The search was limited to English-language articles published between January 1980 and January 2005. Key articles were also identified from comprehensive recent reviews of risk factors for falls found from this search and a search of the Cochrane Library.

Of the 193 potentially relevant citations retrieved by this search, 86 articles met criteria for relevance: 1) they measured non-syncopal falls as an outcome, and 2) they addressed specific neurologic risk factors or screening tools that could be easily applied in a clinical setting without special equipment.

NUMBER OF SOURCE DOCUMENTS

86 articles met criteria for relevance

METHODS USED TO ASSESS THE QUALITY AND STRENGTH OF THE EVIDENCE

Weighting According to a Rating Scheme (Scheme Given)

RATING SCHEME FOR THE STRENGTH OF THE EVIDENCE

Classification of Evidence for a Prognostic Intervention

Class I = Evidence provided by a prospective study of a broad spectrum of persons who may be at risk for developing the outcome (e.g., target disease, work status). The study measures the predictive ability using an independent gold standard for case definition. The predictor is measured in an evaluation that is masked to clinical presentation, and the outcome is measured in an evaluation that is masked to the presence of the predictor. All patients have the predictor and outcome variables measured.

Class II = Evidence provided by a prospective study of a narrow spectrum of persons at risk for having the condition, or by a retrospective study of a broad spectrum of persons with the condition compared to a broad spectrum of controls. The study measures the prognostic accuracy of the risk factor using an acceptable independent gold standard for case definition. The risk factor is measured in an evaluation that is masked to the outcome.

Class III = Evidence provided by a retrospective study where either the persons with the condition or the controls are of a narrow spectrum. The study measures the predictive ability using an acceptable independent gold standard for case definition. The outcome, if not objective, is determined by someone other than the person who measured the predictor.

Class IV = Any design where the predictor is not applied in an independent evaluation OR evidence provided by expert opinion or case series without controls.

METHODS USED TO ANALYZE THE EVIDENCE

Review of Published Meta-Analyses
Systematic Review with Evidence Tables

DESCRIPTION OF THE METHODS USED TO ANALYZE THE EVIDENCE

Reports were analyzed in full by at least two of the authors and rated according to the American Academy of Neurology (AAN) criteria for determining quality of evidence relating to prognosis or prediction of outcomes (see "Rating Scheme for the Strength of the Evidence"). A few articles received discordant ratings, resolved by consensus after discussions between the reviewers.

The review was limited to studies that address falls occurring without prior loss of consciousness and to studies where falls are analyzed as a principal outcome, rather than fall-related injuries. Information pertaining to 1) the nature of the risk factor and measurement of risk or 2) the screening test, its intended use, and its sensitivity, specificity, and predictive value, was extracted for articles rated as Class III or higher. Where at least two Class III—or one or more Class I or II—articles pertaining to a single risk factor or screening test were found, these were included in this practice parameter and in the evidence table available online.

METHODS USED TO FORMULATE THE RECOMMENDATIONS

Other

DESCRIPTION OF METHODS USED TO FORMULATE THE RECOMMENDATIONS

Conclusions and recommendations were made according to the American Academy of Neurology (AAN) criteria for translating the quality of prognostic evidence to recommendations.

RATING SCHEME FOR THE STRENGTH OF THE RECOMMENDATIONS

Classification of Recommendations

The strength of practice recommendations is linked directly to the level of evidence:

Level A = Established as effective, ineffective, or harmful (or established as useful/predictive or not useful/predictive) for the given condition in the specified population. (Level A rating requires at least two consistent Class I studies.*)

Level B = Probably effective, ineffective or harmful (or probably useful/predictive or not useful/predictive) for the given condition in the specified population. (Level B rating requires at least one Class I study or two consistent Class II studies.)

Level C = Possibly effective, ineffective or harmful (or possibly useful/predictive or not useful/predictive) for the given condition in the specified population. (Level C rating requires at least one Class II study or two consistent Class III studies)

Level U = Data inadequate or conflicting; given current knowledge, treatment (test, predictor) is unproven. (Studies not meeting criteria for Class I–III).

* In exceptional cases, one convincing Class I study may suffice for an "A" recommendation if 1) all criteria are met, 2) the magnitude of effect is large (relative rate improved outcome >5 and the lower limit of the confidence interval is >2).

COST ANALYSIS

A formal cost analysis was not performed and published cost analyses were not reviewed.

METHOD OF GUIDELINE VALIDATION

External Peer Review
Internal Peer Review

DESCRIPTION OF METHOD OF GUIDELINE VALIDATION

Draft guidelines were reviewed for accuracy, quality, and thoroughness by the American Academy of Neurology (AAN) members, topic experts, and pertinent physician organizations.

The guidelines were approved by the Quality Standards Subcommittee on October 28, 2006; by the Practice Committee on July 16, 2007; by the Executive Committee on November 15, 2007; and by the AAN Board of Directors on December 6, 2007.

RECOMMENDATIONS

MAJOR RECOMMENDATIONS

Definitions of the levels of the recommendations (A, B, C, U) and classification of the evidence (Class I through Class IV) are provided at the end of the "Major Recommendations" field.

Note from American Academy of Neurology (AAN): Falls are generally defined as sudden, unintentional, and unexpected events that result in a person's coming to rest on the ground or at a lower level. Usually excluded from studies of the medical risks for falls are those that result from overwhelming environmental hazards (e.g., icy walkways) or unusual activities or events (e.g., playing sports or being shoved) that would place any person at high risk. While falls frequently follow loss of consciousness due to seizures or syncope, managing the risk of falling due to these conditions is distinct from that for most other falls and is usually considered in separate publications.

Conclusions

  • An increased risk of falls is established among persons with diagnoses of stroke, dementia, disorders of gait and balance, and those who use assistive devices to ambulate (Level A).
  • An increased risk of falls is also probable among patients with Parkinson disease, peripheral neuropathy, lower extremity weakness or sensory loss, and substantial loss of vision (Level B).
  • Other systematic, evidence-based reviews (not rated) of numerous studies have identified general risk factors for falls, including advanced age, age-associated frailty, arthritis, impairments in activities of daily living, depression, and the use of psychoactive medications including sedatives, antidepressants, and neuroleptics.
  • As for screening measures that may predict or further assess fall risk, a history of recent falls is an established predictor of future falls (Level A).
  • Additional screening instruments of probable value include the Get-Up-And-Go Test or Timed Up-and-Go Test, an assessment of ability to stand from a sitting position, and the Tinetti Mobility Scale (Level B). Other screening instruments of possible utility are described in appendix e-4 of the original guideline document (Level C).
  • Some of these measures assess similar or overlapping neurologic functions—i.e., gait, mobility, and balance—and there is insufficient evidence to assess whether such measures offer benefits beyond that offered by a standard comprehensive neurologic examination.

Recommendations

  • All of the patients with any of the fall risk factors described above should be asked about falls during the past year (Level A).
  • After a comprehensive standard neurologic examination, including an evaluation of cognition and vision, if further assessment of the extent of fall risk is needed, other screening measures to be considered include the Get-Up-And-Go Test or Timed Up-and-Go Test, an assessment of ability to stand unassisted from a sitting position, and the Tinetti Mobility Scale (Level B).
  • Other screening measures of possible utility described in appendix e-4 of the original guideline document may be considered (Level C).

Definitions:

Classification of Recommendations

The strength of practice recommendations is linked directly to the level of evidence:

Level A = Established as effective, ineffective, or harmful (or established as useful/predictive or not useful/predictive) for the given condition in the specified population. (Level A rating requires at least two consistent Class I studies.*)

Level B = Probably effective, ineffective or harmful (or probably useful/predictive or not useful/predictive) for the given condition in the specified population. (Level B rating requires at least one Class I study or two consistent Class II studies.)

Level C = Possibly effective, ineffective or harmful (or possibly useful/predictive or not useful/predictive) for the given condition in the specified population. (Level C rating requires at least one Class II study or two consistent Class III studies)

Level U = Data inadequate or conflicting; given current knowledge, treatment (test, predictor) is unproven. (Studies not meeting criteria for Class I–III).

* In exceptional cases, one convincing Class I study may suffice for an "A" recommendation if 1) all criteria are met, 2) the magnitude of effect is large (relative rate improved outcome >5 and the lower limit of the confidence interval is >2).

Classification of Evidence for a Prognostic Intervention

Class I = Evidence provided by a prospective study of a broad spectrum of persons who may be at risk for developing the outcome (e.g., target disease, work status). The study measures the predictive ability using an independent gold standard for case definition. The predictor is measured in an evaluation that is masked to clinical presentation, and the outcome is measured in an evaluation that is masked to the presence of the predictor. All patients have the predictor and outcome variables measured.

Class II = Evidence provided by a prospective study of a narrow spectrum of persons at risk for having the condition, or by a retrospective study of a broad spectrum of persons with the condition compared to a broad spectrum of controls. The study measures the prognostic accuracy of the risk factor using an acceptable independent gold standard for case definition. The risk factor is measured in an evaluation that is masked to the outcome.

Class III = Evidence provided by a retrospective study where either the persons with the condition or the controls are of a narrow spectrum. The study measures the predictive ability using an acceptable independent gold standard for case definition. The outcome, if not objective, is determined by someone other than the person who measured the predictor.

Class IV = Any design where the predictor is not applied in an independent evaluation OR evidence provided by expert opinion or case series without controls.

CLINICAL ALGORITHM(S)

None provided

EVIDENCE SUPPORTING THE RECOMMENDATIONS

TYPE OF EVIDENCE SUPPORTING THE RECOMMENDATIONS

The type of supporting evidence is identified and graded for each recommendation (see "Major Recommendations").

BENEFITS/HARMS OF IMPLEMENTING THE GUIDELINE RECOMMENDATIONS

POTENTIAL BENEFITS

Appropriate screening and assessment of patients for risk of falls

POTENTIAL HARMS

Not stated

QUALIFYING STATEMENTS

QUALIFYING STATEMENTS

This statement is provided as an educational service of the American Academy of Neurology (AAN). It is based on an assessment of current scientific and clinical information. It is not intended to include all possible proper methods of care for a particular neurologic problem or all legitimate criteria for choosing to use a specific procedure. Neither is it intended to exclude any reasonable alternative methodologies. The AAN recognizes that specific patient care decisions are the prerogative of the patient and the physician caring for the patient, based on all of the circumstances involved. The clinical context section is made available in order to place the evidence-based guideline(s) into perspective with current practice habits and challenges. No formal practice recommendations should be inferred.

IMPLEMENTATION OF THE GUIDELINE

DESCRIPTION OF IMPLEMENTATION STRATEGY

An implementation strategy was not provided.

IMPLEMENTATION TOOLS

INSTITUTE OF MEDICINE (IOM) NATIONAL HEALTHCARE QUALITY REPORT CATEGORIES

IOM CARE NEED

Staying Healthy

IOM DOMAIN

Effectiveness
Patient-centeredness

IDENTIFYING INFORMATION AND AVAILABILITY

BIBLIOGRAPHIC SOURCE(S)

ADAPTATION

Not applicable: The guideline was not adapted from another source.

DATE RELEASED

2008 Feb 5

GUIDELINE DEVELOPER(S)

American Academy of Neurology - Medical Specialty Society

SOURCE(S) OF FUNDING

American Academy of Neurology (AAN)

GUIDELINE COMMITTEE

Quality Standards Subcommittee

COMPOSITION OF GROUP THAT AUTHORED THE GUIDELINE

Primary Authors: David J. Thurman, MD, MPH; Judy A. Stevens, PhD; Jaya K. Rao, MD, MHS

FINANCIAL DISCLOSURES/CONFLICTS OF INTEREST

GUIDELINE STATUS

This is the current release of the guideline.

GUIDELINE AVAILABILITY

Electronic copies: A list of American Academy of Neurology (AAN) guidelines, along with a link to a Portable Document Format (PDF) file for this guideline, is available at the AAN Web site.

Print copies: Available from the AAN Member Services Center, (800) 879-1960, or from AAN, 1080 Montreal Avenue, St. Paul, MN 55116.

AVAILABILITY OF COMPANION DOCUMENTS

The following are available:

PATIENT RESOURCES

The following is available:

  • Assessing your risk for falls. AAN summary of evidence-based guideline for patients and their families. St. Paul (MN): American Academy of Neurology (AAN). 2008. 2 p.

Electronic copies: Available in Portable Document Format (PDF) from the AAN Web site. See the related QualityTool summary on the Health Care Innovations Exchange Web site.

Please note: This patient information is intended to provide health professionals with information to share with their patients to help them better understand their health and their diagnosed disorders. By providing access to this patient information, it is not the intention of NGC to provide specific medical advice for particular patients. Rather we urge patients and their representatives to review this material and then to consult with a licensed health professional for evaluation of treatment options suitable for them as well as for diagnosis and answers to their personal medical questions. This patient information has been derived and prepared from a guideline for health care professionals included on NGC by the authors or publishers of that original guideline. The patient information is not reviewed by NGC to establish whether or not it accurately reflects the original guideline's content.

NGC STATUS

This summary was completed by ECRI Institute on October 31, 2008. The information was verified by the guideline developer on December 30, 2008.

COPYRIGHT STATEMENT

This NGC summary is based on the original guideline, which is copyrighted by the American Academy of Neurology.

DISCLAIMER

NGC DISCLAIMER

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