| Updated: |
7/6/2007 |
| Description: |
Mutual funds, unit investment trusts, and 506 offerings are federal covered securities offered by investment companies that have received approval from the Securities Exchange Commission.
"Federal covered security" means any security that is a covered security under section 18 of the Securities Act of 1933, as amended, and for which such Act provides that the director may require filing of a notice and payment of a fee.
Similar Keywords: stocks |
| Statutes, Rules, Ordinances: |
ORS 059
OAR 441-049
|
| Duration: |
Indefinite to one year |
| Fees - application, exam, etc.: |
$200 - $1025, depending on the amount being offered to the public. |
| Responsible Agency: |
Finance & Corporate Securities Div DFCS - Licenses |
| Service Links: |
 FAQs
 Securities registration forms
Agency Contact Information
|
| Additional Information: |
Overnight mail address: 350 Winter St NE, Room 410
Salem, OR 97301-3881 |
|
| |
Agency Information
|
|
Please refer to the Agency Website for further details and additional information.
|
| Agency Name: |
Finance & Corporate Securities Div DFCS - Licenses |
| E-mail Address: |
dcbs.dfcsmail@state.or.us
|
| Phone: |
503-378-4140
|
| Mail Address: |
Division of Finance & Corporate Securities
PO Box 14480
Salem, OR 97309
- 0405
|
| Website Information: |
http://dfcs.oregon.gov/ |
