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ARS Arbitration
Information Center
Important information for investors on the Special Arbitration Procedures for ARS settlements. 
Details >>

NASAA Podcasts
The Alert Investor 
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NASAA SPOTLIGHT

Auction Rate Securities
State Securities Regulators Announce Settlement with TD Ameritrade in ARS Investigations. Details / ARS Information Center

The Value of State Regulation
NASAA Applauds Obama Directive Affirming the Value of State Regulatory Authority. Details

Regulatory Reform
NASAA Statement on Obama Financial Regulatory Reform Plan. Details / Resources

NASAA Annual Conference
Denver, Colorado, September 13-15, 2009 Register Now

Request for Comments
>> Proposed Model Rules Pertaining to Investment Adviser Solicitors. Details
>> Proposal For Uniform State Franchise Delivery Requirements. Details

Investor Education
New NASAA Program Targets Fraud in Workplace. Details / UAIF Resource Center

NASAA Testimony
>> Regulatory Reform: Details/ Video
>> Enforcement Issues: Details/ Video of NASAA Testimony / VFull Panel Video 
>> Life Settlements: News Release/ Testimony / Video

Senior Investor Protection
>> Senior Investor Resource Center Enter

North American Securities Administrators Association, Inc.
750 First Street, N.E., Suite 1140 • Washington, D.C. 20002
tel: 202-737-0900 • fax: 202-783-3571
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