BOARD MEETING DATE: December 6, 2002 AGENDA NO. 40
Amend Rule 1113 - Architectural Coatings
SYNOPSIS:
Rule 1113 - Architectural Coatings, which was amended on May 14, 1999, achieves approximately 21.8 tons per day of VOC emission reductions. That amendment has been determined by the appellate court to have been improperly adopted. To ensure that VOC reductions are still timely achieved, staff is proposing to re-adopt the May 14, 1999 amendments with proposed changes to various compliance dates and other clarifying changes, while vacating the specific amendments adopted on May 14, 1999.
COMMITTEE:
Stationary Source, September 27, 2002; October 25, 2002, November 22, 2002, Reviewed
RECOMMENDED ACTION:
Adopt the attached resolution:
- Certifying the Final Subsequent Environmental Assessment (SEA) for proposed Amended Rule 1113 Architectural Coatings, and
- Adopting proposed amendments to Rule 1113 Architectural Coatings and vacating the May 14, 1999 Rule 1113 amendmentsamendments to Rule 1113 Architectural Coatings.
Barry R. Wallerstein, D. Env.
Executive Officer
Background
Rule 1113 is applicable to manufacturers, distributors, and end-users of architectural and industrial maintenance (AIM) coatings. It was first adopted in 1977, and has undergone numerous amendments. The purpose of the rule is to reduce VOC emissions from the use of AIM coatings, primarily by placing VOC limits on various coating categories.
The 1997 Air Quality Management Plan contained specific short term measures for architectural coatings - #97CTS-07 - Further Reductions from Architectural Coatings - Rule 1113. On May 14, 1999, Phase II of Control Measure #97CTS07 was implemented by amending Rule 1113 - Architectural Coatings to establish lower interim and final VOC limits for new and existing coating categories. These included Chemical Storage Tank; Essential Public Service; Floor; Industrial Maintenance; Non-flat; Primers, Sealers, and Undercoaters; Quick-Dry Enamels; Quick-Dry Primers, Roof; Sealers, and Undercoaters; Recycled; Rust Preventative, and Specialty Primers.
Subsequent to the May 14, 1999 amendments to Rule 1113, three lawsuits were filed against the South Coast Air Quality Management District (AQMD) that were subsequently consolidated as one matter by the court. Although the AQMD prevailed in the trial court, on June 24, 2002, the Court of Appeal of the State of California Fourth Appellate District, Division Three, issued a ruling finding that the May 14, 1999 amendments to Rule 1113 were not properly adopted. The appellate court has directed the trial court to issue a writ of mandate to order the AQMD to vacate those rule amendments, based on changes made to the rule within the last 30 days of the rulemaking process. Subsequently, the AQMD filed a petition for review to the California Supreme Court to review that appellate decision. On October 1, 2002, the Supreme Court denied review of the AQMD's petition. As a result, AQMD expects the trial court to issue a writ of mandate ordering the AQMD to vacate the May 14, 1999 amendments.
Also, following the May 14, 1999 amendments to Rule 1113, CARB developed a suggested control measure (SCM) for architectural coatings that was largely based on the interim VOC limits and the averaging provision of Rule 1113 as adopted in May 1999. The SCM, which has January 1, 2003 as the main compliance date for most coating categories and January 1, 2004 for Industrial Maintenance Coatings, has been adopted by 17 of the 35 local air districts in California that have an architectural coating rule.
Proposal
Staff is proposing to vacate the May 14, 1999 amendments. In addition, staff proposes to readopt most of the May 14, 1999 VOC limits with new proposed compliance dates of January 1, 2003 and January 1, 2004 for the interim rule limits (as in the SCM), clarifications to reflect the original intent of the adopted rule, and other changes in response to public, CARB and EPA comments received since the May 1999 amendments. These proposed amendments and clarifications are in direct response to industry comments and concerns received since 1999, and are designed to respond to recent court findings of inadequacies during the adoption process.
The proposed amendments to Rule 1113 include additions and deletions to the definitions, and modifications to the VOC limits, with some new coating categories added to the Table of Standards. Interim VOC limits for most coating categories become effective beginning January 1, 2003 with final VOC limits effective July 1, 2006. Additionally, amendments include significant restructuring of the Averaging Program and expansion of coating categories allowed to participate in averaging, revisions to container labeling requirements, and additional categories added to the Technology Assessments. Benefits of the proposed amendments include achieving emission reductions of 21.8 tons per day on an Annual Average Basis by lowering the VOC limits for many categories. Since the issuance of the proposed rule on November 5, 2002, staff has decided to revise the definition of floor coatings to be limited to opaque coatings for the reasons discussed below.
At the October 31, 2002 Public Consultation Meeting, the Sherwin Williams Company raised a comment which staff interpreted as suggesting that clear floor coatings should also be covered under the definition of floor coatings. In response to that comment, staff revised the definition of floor coatings to remove the limitation that they be 'opaque', so as to include both opaque and clear floor coatings. However, the Sherwin Williams Company later informed staff that it did not advocate this change. In addition, other manufacturers of clear floor coatings have also expressed concern about this change.
Therefore, staff has re-revised the definition of floor coatings so they are limited to opaque coatings as it had been published at the October 31, 2002 public consultation meeting. This limitation was also part of the May 14, 1999 amendments, as well as the CARB SCM. In light of the appellate decision overturning the May 14, 1999 amendments, District Counsel has reviewed this change and determined that because this proposal was specifically available for public comment, it would not trigger the same concern that the appellate court had raised in its opinion.
CEQA
Pursuant to the CEQA and AQMD Rule 110, AQMD has prepared a Subsequent Environmental Assessment for the proposed amendments to Rule 1113. The Draft SEA was circulated for a 45-day public review and comment period from August 6, 2002 to September 4, 2002. Four comment letters were received on the Draft SEA and responses to the comment letters have been incorporated into the Final SEA for the proposed project.
Socioeconomic Analysis
The socioeconomic analysis for the May 14, 1999 amendments proposed to be readopted, was conducted by staff prior to their adoption. The socioeconomic impacts for reducing the VOC limits for High Temperature Industrial Maintenance Coatings, Pre-Treatment Wash Primers, and Swimming Pool Repair which were part of the May 14, 1999 amendments were subsequently conducted by the socioeconomic analysis for the CARB SCM. The two coating categories Chemical Storage Tank Coatings and Essential Public Service Coatings proposed to be deleted were analyzed under the Industrial Maintenance Coating category in the 1999 Socio-economic impact assessment. Based on the thorough cost-effectiveness and socioeconomic impact assessment conducted for the proposed amendments, staff has concluded that the proposed amendments are within the costs identified in the AQMP. Staff will continue to evaluate the cost-effectiveness and socioeconomic impact for the proposed final VOC limits. The final Socioeconomic Impact Report included in the May 14, 1999 Staff Report is available through the internet at the AQMD website.
AQMP and Legal Mandates
The 1997 AQMP estimates increased AIM emissions for the Summer-day average (due to population growth) at 68.2 tpd in 1997, growing to 79.4 tpd by the year 2010, due to population growth, without additional AIM regulations. If left unchecked, AIM coating emissions alone would account for more than a fifth of the total VOC emissions in the AQMD. Therefore, the 1997 AQMP has a specific control measure (CTS-07) to reduce AIM VOC emissions by 50% in two phases by the year 2010, as well as a long-term measure requiring an additional 25% reduction in VOCs. This cumulative 59.5 tpd emission reduction based on the Summer Planning Inventory is the largest of all short- and long-term control measures.
These proposed Rule 1113 amendments will implement Phase II of the control measure. The current proposal emphasizes reformulation of existing coatings, primarily by using currently-available, technologically-innovative resins, as well as utilizing the growing list of exempt solvents.
Implementations and Resources
Existing AQMD resources will be sufficient to implement the proposed changes to this rule with minimal impact on the budget.
Attachments (41,361 KB)
ATTACHMENT A
Summary Of Proposed Amendments to Rule 1113 – Architectural
Coatings |
Readopt
the May 14, 1999 VOC limits and the Averaging Compliance Option with the
following differences: ·
Establish lower interim and
final VOC limits for new and existing coating categories which will match
or be more stringent than those in the CARB SCM for: -
High Temperature Industrial
Maintenance (IM) Coatings, -
Zinc-Rich IM Primer, -
Pre-Treatment Wash Primers, -
Bituminous Roof Primers; and -
Swimming Pool Repair
Coatings. ·
Change the interim compliance
dates in the May 14, 1999 amendments, effective July 1, 2002 to January 1,
2003 for most categories and to January 1, 2004 for Industrial Maintenance
Coatings. ·
Delete the Essential Public
Services and Chemical Storage Tank definitions to conform to the CARB SCM. Other
Revisions and Clarifications ·
Extend administrative
requirements for labeling of rust preventative coatings and specialty
primers to ·
·
Align the exemption expiration date for architectural
coatings recommended by the ·
Clarify Applicability to
include “field” application. ·
Clarify the definition for
Floor Coatings, Industrial Maintenance Coatings, Metallic Pigmented
Coatings, and Sealers. ·
Clarify that Specialty
Primers are included in the Averaging Compliance Option. ·
Correct the exemptions for
small coatings manufacturers to clarify that “lacquers and flat
coatings” were not intended to be exempt from the VOC limits. ·
Identify specific records
that can be used to track sales and emissions and clarify that the
sell-through provision of the rule also applies to coatings included under
the Averaging Compliance Option Program. · ·
Change compliance dates for
VOC limits to meet the CARB SCM, and make the following additional
administrative changes: clarify definition of specialty primers; clarify
who is responsible for the improper use of a coating by an applicator; and
exempt coatings applied to test specimens for research and development
purposes of those coatings. ·
Incorporate certain changes
at the request of USEPA ·
Add language to allow a Rust
Preventative Coating to be used for industrial use, as long as it meets
the VOC limit specified in the Table of Standards for Industrial
Maintenance Coatings. ·
Clarify the three year sell
through provision. ·
Allow the labels of specialty
primers to display one or more of four possible descriptions. ·
Clarify that the
manufacturer, distributor, or seller of a coating is not liable for the
improper use of a coating by the applicator. ·
Clarify that coatings are
exempt from the VOC limits when applied to test specimens for the purpose
of research and development of those coatings. ·
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ATTACHMENT B
ATTACHMENT C
KEY
CONTACTS LIST |
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Bert Adams |
Glaze N Seal |
|
Ron Adams |
Hill Brothers Chemical Company |
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Heidi Alderman |
Air Products & Chemicals Inc. |
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Don Ames |
CARB |
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Robert Avery |
Eastman Chemical Company |
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Barry Barman |
KTA-TATOR, Inc. |
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Paul Beemer |
Henry Company |
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Chuck Benesch |
D’Angelos |
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Vance Benietz |
Zynolyte/ICI Paints |
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Howard Berman |
Environmental Mediation, Inc. |
|
Larry Breeding |
Walt Disney Company |
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Bob Briody |
Masconq |
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Mike Butler |
BEHR Process Corporation |
|
Larry Cerenzie |
FSC Coatings |
|
Curtis Coleman |
Law Offices of Curtis L. Coleman |
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Gerrold Coleman |
Paramount Pictures |
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Tim Conkin |
LADWP |
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Stan Cowen |
|
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James Dabbs |
Spectra-Tone Paint Corporation |
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Peter Davy |
Mirachem Corporation |
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Mike De La Vega |
Life Paint Company |
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Lee Doyle |
S. G. Pinney & Associates Inc. |
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Phil Drooks |
MWD |
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Mark Dyer |
ICI Dulux Sinclair |
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Andrew Elliott |
Highland-International |
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Mehrdad Emami |
Eastman Chemical Company |
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Bob Floriani |
ICI Dulux Sinclair |
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Yvonne Fong |
USEPA |
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Chris Foster |
Smiland & Kachigian |
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Barbara Fry |
CARB |
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Preeti Ghuman |
LACSD |
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Anil Goel |
Poly-Carb, Inc. |
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Robert Gross |
PPG Industries, Inc. |
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Lloyd Haanstra |
DEFT |
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Dean Habegger |
Devoe Coatings |
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Madelyn Harding |
Sherwin-Williams Company |
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Richard Hart |
Hart Polymers |
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Brian Heath |
Valspar Corporation |
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Robert Henderson |
Environmental Engineering &
Coatings |
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Jeff Hill |
McBride Hill |
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Tony Hobbs |
Tnemec Corporation |
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Christian Hurley |
CARB |
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Steve Izuwara |
Walt Disney Imagineering |
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Mike Jaczola |
CARB |
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Barry Jenkin |
Benjamin Moore Paints |
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Jason Jones |
Sherwin-Williams |
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Jim Kantola |
ICI Dulux Sinclair |
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Carol Yip Kaufman |
MWD |
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Tim Kennelly |
DWR |
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Ned Kisner |
Triangle Coatings |
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Aiping (Allison) Kuang |
Chevron |
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Mike La Quay |
Sierra Performance Coatings |
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Martin
Ledwitz |
SCE |
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Gene Lee |
Rohm & Haas Company |
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John Long |
Vista Paint Corporation |
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Dave Lunzer |
Dow Chemical |
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Pat Lutz |
Dunn-Edwards Paints |
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Todd Maiden |
Seyfarth, Shaw |
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Tom Marsden |
|
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John Means |
Universal Studios |
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Debra Mendelsohn |
|
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Clayton Miller |
CIAQC |
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Norm Mowrer |
Ameron Protective Coatings Systems |
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Jerry Mulnix |
Cal Western Paints, Inc. |
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Stephen Murphy |
Murphy Industrial Coatings |
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Dinkar Naik |
Pacific Polymers |
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Bob Nelson |
National Paint & Coatings
Association |
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Wayne Nelson |
Spectra-Tone Paint Corporation |
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Marcy Nichol |
TruValue Manufacturing |
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Brian Niemy |
DuPont Engineering Services |
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Amanda Noble |
EMWD |
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Jim Nyarady |
CARB |
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Herb Pigram |
Rohm & Haas Company |
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Hamid Pourshirazi |
|
|
|
Rohm & Haas Company |
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Bob Reeves |
Benjamin Moore Paints |
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Ellen Reinhardt |
The Better Paint Tray LLC |
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Mark Robson |
Golden State PDCA |
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Andy Rogerson |
Caltrans |
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Raymond Russell |
Smiland Paint Company |
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Steve Sanchez |
US Can Company |
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Ken Schlereth |
Carboline Coatings |
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Jim Sell |
NPCA |
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Rodney Sells |
Resin Technology Company |
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William Shoup |
SSPC |
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Mark Simon |
MWD |
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Al Singh |
Surface Protection Industries |
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Bill Smiland |
Smiland & Kachigian |
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Craig Smith |
C-F |
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Christine Stanley |
Ameron Protective Coatings Systems |
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Bob Steel |
SICC |
|
Gene Sweeney |
|
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Pat Sweeney |
KTA-TATOR, Inc. |
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Ray Szkola |
Eastman Chemical Company |
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Gerald Thompson |
BonaKemi USA, Inc. |
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Jay Umphrey |
EPS Inc. |
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John Wallace |
MWD |
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Herb
Wallenstein |
Harco Chemical Coatings Inc. |
|
John Waltman |
Cal Western Paints, Inc. |
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Robert Wendoll |
Dunn-Edwards Paints |
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Ron Widner |
Benjamin Moore Paints |
|
Robert Wight |
EPS Inc. |
|
Max Wills |
|
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Kevin Worrall |
Texture Coatings of America, Inc. |
ATTACHMENT D
KEY
ISSUES AND RESPONSES Rule 1113 |
|
Issue |
Response |
The
Industrial Maintenance Coating category limit of 250 g/l limit should be
extended to be consistent with the State SCM and to allow for additional
time for testing required by specification standards for new products. |
Agree |
The
Specialty Primer category does not include stain blocking or extractive
bleeding. |
Agree |
The
future final VOC limits are too restrictive and adequate coating
replacements are not available that match current performance for any
categories. |
Disagree |
The
Averaging Compliance Option in the rule should allow for sell through of
products. |
Agree |
Rust
preventative coatings meeting the VOC limit for Industrial Maintenance
Coatings, should be allowed by the rule to be used in non-residential
settings. |
Agree |
The
AQMD should consider zinc-rich primers as metallic pigmented coatings
and not Industrial Maintenance coatings, because there are not adequate
zinc-rich coatings available that can meet the proposed 250 g/l limit in
the rule. |
Disagree |
Low
VOC floor coatings are inferior to their high VOC counterparts. |
Disagree |
Low
VOC high-gloss nonflat coatings are inferior to their high VOC
counterparts. |
Disagree |
/ / /