Jump to main content.


Verified Retrofit Technologies from Caterpillar

You will need Adobe Reader to view some of the files on this page. See EPA's PDF page to learn more.

Caterpillar's Diesel Particulate Filter (DPF)
Verification Letter (PDF)  (2 pp, 110K, June 2005)
Technology Engine
Model/Application
Retrofit Fuel, Max Sulfur (ppm) Reductions (%) †
PM CO NOx HC
Diesel Particulate Filter Nonroad, 4-cycle, non-EGR equipped, model year 1996-2005, turbocharged engines with power ratings 130 ≤ KiloWatts < 225 (174.2 ≤ Horsepower < 301.5) 30 89 90 n/a 93

† - Baseline assumes an unmodified engine running on 15 ppm sulfur fuel.

The following operating criteria must be met in order for appropriately retrofitted engines to achieve the above emissions reductions:

  1. The engine must be operated with a fuel that contains a sulfur content of no more than 30 ppm.
  2. The DPF requires an exhaust temperature of 260° C for 40% of the cycle for NOx:PM ratios of less than or equal to 20:1 and for NOx:PM ratios equal to or greater than 25:1, only 200° C for 40% of the cycle is required. (As there may be significant variations from application to application, Caterpillar will review actual vehicle operating conditions and perform temperature data-logging prior to retrofitting a vehicle with their PM filter system to ensure compatibility.)
  3. Caterpillar will install a backpressure monitor and high pressure indicator light on all vehicles equipped with this DPF.
  4. The engine should be well maintained and not consume lubricating oil at a rate greater than that specified by the engine manufacturer. Crankcase oil burning systems may not be used with this product.

Caterpillar has indicated there is a negligible (approximately 1 percent) fuel economy penalty with the use of this technology.

Top of page

Caterpillar's Emissions Upgrade Group
Verification Letter (PDF)  (2 pp, 79K, January 2008)
Technology Engine
Model/Application
Retrofit Fuel, Max Sulfur (ppm) Reductions (%)
PM CO NOx HC
Emissions Upgrade Group Caterpillar model 3306 diesel engines for nonroad applications with model years from 1988 to 1995 with mechanical direct fuel injection. 500 22 13 37 71

The following operating criteria must be met in order for appropriately retrofitted engines to achieve the above emissions reductions:

  1. The servicing dealer must follow specific installation instructions approved by Caterpillar, check and/or replace other engine parts and validate that the upgraded engine has the necessary Tier 1 components installed and has been tested to ensure that the engine delivers the proper fuel delivery, power, torque, and speed. The dealer must submit a validation form to Caterpillar in order to receive a label for the upgraded engine and to comply with this verification.
  2. The engine must be operated with fuel that contains no more than 500 ppm sulfur.

Note: The Caterpillar Emissions Upgrade Group includes the components necessary to upgrade Caterpillar model 3306 diesel engines with model years from 1988 to 1995 to US EPA Nonroad Tier 1 emissions levels. The primary components are the turbocharger, fuel pump/governor, fuel injection nozzles, pistons/rings/liners; and aftercoolers, if applicable.

Top of page

This page is maintained by EPA's Office of Transportation and Air Quality (OTAQ).
For more: About Us | Get E-mail Updates | Browse the A to Z Subject Index.


Local Navigation


Jump to main content.