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CBOE Rulemaking Archive: 2004
We encourage the public to submit comments on the following Chicago Board Options Exchange (CBOE) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
CBOE File Number List for 2004
Additional Archives
2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001
Release No. |
Date |
Details |
Fourth Quarter |
SR-CBOE-2004-67 |
34-50924 |
Dec. 23, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto Relating to Split Price Priority
Comments due: January 24, 2005
See also: Order: Rel. No. 34-51148
|
SR-CBOE-2004-04 |
34-50907 |
Dec. 22, 2004 |
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto to Amend the Exchange's Guaranteed Participation Rule Relating to Facilitation and Crossing Transactions.
See also: Notice: Rel. No. 34-50655 |
SR-CBOE-2004-81 |
34-50920 |
Dec. 22, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amnding Rule 30.20 to Conform with the requirements of Regulation SHO.
Comments due: January 19, 2005
|
SR-CBOE-2004-52 |
34-50915 |
Dec. 22, 2004 |
Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto to Amend CBOE's “Trigger” Rule to Permit RAES Orders to Automatically Execute Against Orders Resting on the Exchange’s Limit Order Book
See also: Notice: Rel. No. 34-50673
|
SR-CBOE-2004-85 |
34-50909 |
Dec. 22, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding Designated Primary Market-Makers' Handling of Non-Public Customer Orders
Comments due: January 19, 2005
See also: Order: Rel. No. 34-51173
|
SR-CBOE-2004-84 |
34-50903 |
Dec. 21, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees
Comments due: January 19, 2005
|
SR-CBOE-2002-03 |
34-50886 |
Dec. 20, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Customer Portfolio and Cross-Margining Requirements
Comments due: January 18, 2005
See also: Order: Rel. No. 34-52032; Notices: Rel. Nos. 34-51614; 34-45630
Comments received are available for this notice.
|
SR-CBOE-2004-83 |
34-50880 |
Dec. 17, 2004 |
Notice of Filing Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 to Amend the Exchange's Obvious Error Rule
Comments due: January 18, 2005
|
SR-CBOE-2004-66 |
34-50874 |
Dec. 16, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Borrowing and Lending by Registered Persons
Comments due: January 12, 2005
|
SR-CBOE-2004-50 |
34-50853 |
Dec. 14, 2004 |
Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto to Amend CBOE Rules Regarding Limitations on Designated Primary Market-Makers Putting Into Effect Stop and Stop-Limit Orders
See also: Notice: Rel. No. 34-50542 |
SR-CBOE-2004-79 |
34-50840 |
Dec. 10, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading Hours for Options on Units and Options on the Nasdaq-100 Index Tracking Stock
Comments due: January 7, 2005
|
SR-CBOE-2004-76 |
34-50837 |
Dec. 10, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a DPM and Market-Maker Transaction Fee in Options on the Mini-Nasdaq-100 Index
Comments due: January 7, 2005
|
SR-CBOE-2004-73 |
34-50821 |
Dec. 8, 2004 |
Notice of Filing of Proposed Rule Change to Restrict a Designated Primary Market-Maker’s Ability to Charge a Brokerage Commission
Comments due: January 5, 2005
See also: Order: Rel. No. 34-51235
Comments received are available for this notice.
|
SR-CBOE-2003-18 |
34-50791 |
Dec. 3, 2004 |
Notice of Withdrawal of Proposed Rule Change to Amend CBOE Rule 6.24 Relating to Systematizing Orders
|
SR-CBOE-2004-78 |
34-50779 |
Dec. 1, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program Relating to the Retail Automatic Execution System
Comments due: December 29, 2004
|
SR-CBOE-2004-64 |
34-50775 |
Dec. 1, 2004 |
Order Approving Proposed Rule Change Relating to the Allocation of N-Second Group Trades Pursuant to Rule 6.45A(c)
See also: Notice: Rel. No. 34-50583 |
SR-CBOE-2004-74 |
34-50759 |
Nov. 30, 2004 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Options on Revised-Value Versions of the European-Style Exercise, P.M.-Settled Option Contract on the Standard & Poor’s 100 Stock Index
Comments due: December 28, 2004
|
SR-CBOE-2004-77 |
34-50755 |
Nov. 30, 2004 |
Notice of Filing of Proposed Rule Change Relating to the Systematizing of Orders in Connection with the Requirement to Design and Implement a Consolidated Options Audit Trail System ("COATS")
Comments due: December 27, 2004
See also: Order: Rel. No. 34-50996
Comments received are available for this notice.
|
SR-CBOE-2004-69 |
34-50735 |
Nov. 24, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated to Eliminate the Exchange's Marketing Fee Voting Procedures
Comments due: December 22, 2004
|
SR-CBOE-2004-68 |
34-50736 |
Nov. 24, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Inc. to Adopt a New Marketing Fee
Comments due: December 22, 2004
|
SR-CBOE-2004-71 |
34-50732 |
Nov. 23, 2004 |
Notice of Filing of Proposed Rule Change to Modify the Distribution of the DPM Participation Entitlement for Orders Specifying a Preferred DPM Under CBOE Rule 8.87
Comments due: December 22, 2004
See also: Order: Rel. No. 34-51779
Comments received are available for this notice.
|
SR-CBOE-2004-25 |
34-50725 |
Nov. 23, 2004 |
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Relating to Designated Primary Market-Makers Obligations
See also: Notice: Rel. No. 34-50548 |
SR-CBOE-2004-45 |
34-50682 |
Nov. 17, 2004 |
Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Trading of Complex Orders on the CBOE Hybrid System
Comments due: December 14, 2004
See also: Order: Rel. No. 34-51271
Comments received are available for this notice.
|
SR-CBOE-2004-52 |
34-50673 |
Nov. 16, 2004 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Incorporated to Amend its "Trigger" Rule to Permit RAES Orders to Automatically Execute Against Orders Resting on the Exchange's Limit Order Book
Comments due: December 13, 2004
See also: Order: Rel. No. 34-50915
|
SR-CBOE-2004-04 |
34-50655 |
Nov. 10, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc. to Amend its Guaranteed Participation Rule Relating to Facilitation and Crossing Transactions
Comments due: December 9, 2004
See also: Order: Rel. No. 34-50907
|
SR-CBOE-2004-62 |
34-50630 |
Nov. 3, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 9.3A Relating to Continuing Education for Registered Persons
Comments due: December 1, 2004
|
SR-CBOE-2004-64 |
34-50583 |
Oct. 22, 2004 |
Notice of Filing of Proposed Rule Change Relating to the Allocation of N-Second Group Trades Pursuant to Rule 6.45A(c)
Comments due: November 22, 2004
See also: Order: Rel. No. 34-50775
|
SR-CBOE-2004-41 |
34-50562 |
Oct. 19, 2004 |
Order Approving a Proposed Rule Change and Amendment No. 1 by the Boston Stock Exchange, Inc.; a Proposed Rule Change by the Chicago Board Options Exchange, Inc.; a Proposed Rule Change and Amendments No. 1 and 2 by the International Securities Exchange, Inc.; a Proposed Rule Change by the Pacific Exchange, Inc.; and a Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to Minimum Size Guarantees for Linkage Orders SR-BSE-2004-14; SR-CBOE-2004-41; SR-ISE-2004-01; SR-PCX-2004-84; SR-Phlx-2004-16
See also: Notice: Rel. No. 34-50340 |
SR-CBOE-2004-25 |
34-50548 |
Oct. 15, 2004 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto by the Relating to Designated Primary Market-Makers Obligations
Comments due: November 12, 2004
See also: Order: Rel. No. 34-50725
|
SR-CBOE-2004-57 |
34-50540 |
Oct. 14, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 thereto Relating to the Permanent Approval of Autobook
Comments due: November 12, 2004
|
SR-CBOE-2004-50 |
34-50542 |
Oct. 14, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend its Rules Regarding Limitations on Designated Primary Market-Makers Putting into Effect Stop and Stop-Limit Orders
Comments due: November 12, 2004
See also: Order: Rel. No. 34-50853
|
SR-CBOE-2003-33 |
34-50484 |
Oct. 1, 2004 |
Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 2, 3 and 4 Relating to Non-Member Market Maker Transaction Fees
See also: Notice: Rel. No. 34-48815
|
Third Quarter |
SR-CBOE-2004-61 |
34-50469 |
Sep. 29, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated Relating to Reduction of Customer Transaction Fees for Options on Exchange-Traded Funds and Holding Company Depositary Receipts
Comments due: 21 days after publication in the Federal Register
|
SR-CBOE-2004-16 |
34-50464 |
Sep. 29, 2004 |
Order Granting Petition for Review and Scheduling Filing of Statements
See also: Orders: Rel. Nos. 34-52611, 34-51568, 34-51252, 34-50028; Notice: Rel. No. 34-49620
|
SR-CBOE-2004-41 |
34-50340 |
Sep. 9, 2004 |
Notice of Filing of Proposed Rule Change Relating to Minimum Size Guarantees for Linkage Orders
Comments due: October 7, 2004
See also: Order: Rel. No. 34-50562
|
SR-CBOE-2004-12 |
34-50327 |
Sep. 7, 2004 |
Order Approving Proposed Rule Change to Require Members to Use and Maintain a Back-up Autoquote System in Hybrid Classes
See also: Notice: Rel. No. 34-50055 |
SR-CBOE-2004-39 |
34-50292 |
Aug. 31, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Relating to Extending a Limited Pilot Program for Maximum Bid/Ask Differentials
Comments due: September 28, 2004 |
SR-CBOE-2004-42 |
34-50269 |
Aug. 26, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Calculation of Securities Indexes Underlying Options
Comments due: September 23, 2004 |
SR-CBOE-2004-55 |
34-50212 |
Aug. 18, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Marketing Fee to Incorporate Electronic DPMs
Comments due: September 14, 2004 |
SR-CBOE-2004-43 |
34-50209 |
Aug. 18, 2004 |
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto to Amend the Exchange's Membership Rules to Accommodate e-DPMs
See also: Notice: Rel. No. 34-50007 |
SR-CBOE-2003-39 |
34-50205 |
Aug. 17, 2004 |
Order Granting Approval of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to Quote Sizes
See also: Notice: Rel. No. 34-49990 |
SR-CBOE-2004-38 |
34-50175 |
Aug. 10, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Exchange's Fee Schedule for Fiscal Year 2005
Comments due: September 7, 2004 |
SR-CBOE-2004-02 |
34-50169 |
Aug. 9, 2004 |
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto to Amend the Obvious Error Rule Relating to Options Quoted "No-Bid"
See also: Notice: Rel. No. 34-49462 |
SR-CBOE-2004-56 |
34-50164 |
Aug. 6, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program Relating to Margin Requirements for Certain Complex Option Spreads
Comments due: September 7, 2004
Comments received are available for this notice.
|
SR-CBOE-2004-47 |
34-50130 |
Jul. 30, 2004 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Marketing Fee Voting Procedures
Comments due: August 27, 2004 |
SR-CBOE-2004-44 |
34-50079 |
Jul. 26, 2004 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Permanent Approval of the $5 Quote Width Pilot Program
Comments due: August 20, 2004 |
SR-CBOE-2004-49 |
34-50063 |
Jul. 22, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Allowing the Exchange to list up to Seven Expiration Months for Certain Index Options up until the Expiration of Those Options in November 2004
Comments due: August 19, 2004 |
SR-CBOE-2004-48 |
34-50058 |
Jul. 22, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Transaction Fees for DPMs and e-DPMs
Comments due: August 20, 2004 |
SR-CBOE-2004-12 |
34-50055 |
Jul. 21, 2004 |
Notice of Filing of Proposed Rule Change to Require Members to Use and Maintain a Back-up Autoquote System in Hybrid Classes
Comments due: August 20, 2004
See also: Order: Rel. No. 34-50327 |
SR-CBOE-2004-40 |
34-50048 |
Jul. 20, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Extension of Linkage Fee Pilot Program
Comments due: August 18, 2004 |
SR-CBOE-2004-16 |
34-50028 |
Jul. 15, 2004 |
Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to an Interpretation of Paragraph (b) of Article Fifth of its Certificate of Incorporation and an Amendment to Rule 3.16(b)
See also: Orders: Rel. Nos. 34-52611, 34-51568, 34-51252, 34-50464; Notice: Rel. No. 34-49620 |
SR-CBOE-2004-43 |
34-50007 |
Jul. 13, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 to Amend the Exchange’s Membership Rules to Accommodate e-DPMs
Comments due: August 9, 2004
See also: Order: Rel. No. 34-50209 |
SR-CBOE-2004-33 |
34-50005 |
Jul. 12, 2004 |
Order Granting Accelerated Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating to Frequency of Executions on the Hybrid Trading System
See also: Notice: Rel. No. 34-49814 |
SR-CBOE-2004-24 |
34-50003 |
Jul. 12, 2004 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change Allowing a New Type of Designated Primary Market-Maker - e-DPMs
See also: Notice: Rel. No. 34-49643 |
SR-CBOE-2004-28 |
34-49995 |
Jul. 9, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Enhanced Corporate Governance Requirements for Listed Companies
Comments due: August 5, 2004 |
SR-CBOE-2003-39 |
34-49990 |
Jul. 8, 2004 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Relating to Quote Sizes
Comments due: August 5, 2004
See also: Order: Rel. No. 34-50205 |
SR-CBOE-2004-23 |
34-49798A |
Jul. 6, 2004 |
Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto to Permanently Approve the Modified ROS Opening Procedure Pilot Program, which Occurs on the Settlement Date of Futures and Options on Volatility Indexes; Correction
See also: Order: Rel. No. 34-49798; Notice: Rel. No. 34-49614 |
SR-CBOE-2004-30 |
34-49965 |
Jul. 2, 2004 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Handling of Satisfaction Orders Pursuant to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage
Comments due: August 2, 2004
See also: Order: Rel. No. 34-51244A |
Second Quarter |
SR-CBOE-2002-24 |
34-49932 |
Jun. 28, 2004 |
Order Granting Approval of the Proposed Rule Change and Amendment Nos. 1 and 2 and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 3 and 4 Relating to Listing Standards for Options on Micro Narrow-Based Security Indexes
|
SR-CBOE-2004-36 |
34-49919 |
Jun. 25, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a One-Month Extension of the $5 Quote Width Pilot Program
Comments due: July 23, 2004 |
SR-CBOE-2004-35 |
34-49916 |
Jun. 25, 2004 |
Notice of Filing of Proposed Rule Change to Amend CBOE Rule 8.85 to Require the Immediate Display of Customer Limit Orders
Comments due: July 23, 2004
See also: Order: Rel. No. 34-51063 |
SR-CBOE-2004-31 |
34-49887 |
Jun. 17, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Handling of Principal Acting as Agent Orders Under Linkage
Comments due: July 16, 2004 |
SR-CBOE-2004-15 |
34-49880 |
Jun. 17, 2004 |
Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Automatic Executions for Underlying Specialists
See also: Notice: Rel. No. 34-49659 |
SR-CBOE-2004-05 |
34-49877 |
Jun. 16, 2004 |
Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 thereto and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 3 thereto Relating to the Relocation of an Entire Trading Station’s Securities to Another Trading Station
See also: Notice: Rel. No. 34-49687 |
SR-CBOE-2004-29 |
34-49867 |
Jun. 15, 2004 |
Notice of Filing an Order Granting Accelerated Approval to a Proposed Rule Change, and Amendment No. 1 thereto, by the Chicago Board Options Exchange, Incorporated Proposing to Extend a Pilot Program Relating to Certain Limitations on Trade-Through Liability
Comments due: July 15, 2004 |
SR-CBOE-2004-33 |
34-49814 |
Jun. 4, 2004 |
Notice of Filing of Proposed Rule Change by the Chicago Board Options Exchange, Inc. Relating to Frequency of Executions on the Hybrid Trading System
Comments due: July 6, 2004
See also: Order: Rel. No. 34-50005 |
SR-CBOE-2004-34 |
34-49799 |
Jun. 3, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Extend a Pilot Program under Which it Lists Options on Selected Stocks Trading Below $20 at One-Point Intervals Until June 5, 2005
Comments due: July 1, 2004 |
SR-CBOE-2004-23 |
34-49798 |
Jun. 3, 2004 |
Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto to Permanently Approve the Modified ROS Opening Procedure Pilot Program, which Occurs on the Settlement Date of Futures and Options on Volatility Indexes
See also: Order: Rel. No. 34-49798A; Notice: Rel. No. 34-49614 |
SR-CBOE-2004-20 |
34-49791 |
Jun. 2, 2004 |
Order Approving Proposed Rule Change and Amendment No. 1 Relating to the $5 Quotation Spread Pilot Program
See also: Notice: Rel. No. 34-49588 |
SR-CBOE-2004-13 |
34-49769 |
May 25, 2004 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Retroactive Crediting of Certain DPM Principal Acting as Agent Order Transaction Fees
See also: Notice: Rel. No. 34-49575 |
SR-CBOE-2004-26 |
34-49723 |
May 18, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove from the Exchange Rules References to Certain Indexes and Trading Permits
Comments due: June 14, 2004 |
SR-CBOE-2003-42 |
34-49699 |
May 13, 2004 |
Order Approving a Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Relating to the Retail Automatic Execution System.
|
SR-CBOE-2004-09 |
34-49698 |
May 13, 2004 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Options on Certain CBOE Volatility Indexes
Comments due: June 10, 2004 |
SR-CBOE-2004-05 |
34-49687 |
May 12, 2004 |
Notice of Filing of a proposed rule change and Amendments No. 1 and 2 thereto to amend CBOE Rules 8.84 and 8.95 to grant to its MTS Committee the authority to approve the relocation of an entire trading station’s securities to another trading station that is operated by the same Designated Primary Market-Maker organization.
Comments due: June 9, 2004
See also: Order: Rel. No. 34-49877 |
SR-CBOE-2004-27 |
34-49679 |
May 11, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Amendment to the Modified Rapid Opening Procedure Pilot Program
Comments due: June 7, 2004 |
SR-CBOE-2004-15 |
34-49659 |
May 6, 2004 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Automatic Executions for Underlying Specialists
Comments due: June 3, 2004
See also: Order: Rel. No. 34-49880 |
SR-CBOE-2004-24 |
34-49643 |
Apr. 30, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Allowing a New Type of Designated Primary Market-Maker - e-DPMs
Comments due: May 28, 2004
See also: Order: Rel. No. 34-50003 |
SR-CBOE-2004-16 |
34-49620 |
Apr. 26, 2004 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to an Interpretation of Paragraph (b) of Article Fifth of its Certificate of Incorporation and an Amendment to Rule 3.16(b)
Comments due: May 24, 2004
See also: Order: Rel. No. 34-52611; Orders: Rel. Nos. 34-51568, 34-51252, 34-50464, 34-50028
Comments received are available for this notice.
|
SR-CBOE-2004-23 |
34-49614 |
Apr. 26, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto Seeking Permanent Approval of the Modified Rapid Opening System Pilot Program.
Comments due: May 21, 2004
See also: Order: Rel. No. 34-49798A; Order: Rel. No. 34-49798 |
SR-CBOE-2004-19 |
34-49601 |
Apr. 22, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a DPM and Market Maker Transaction Fee
Comments due: May 21, 2004 |
SR-CBOE-2004-20 |
34-49588 |
Apr. 21, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to the $5 Quotation Spread Pilot Program
Comments due: May 18, 2004
See also: Order: Rel. No. 34-49791 |
SR-CBOE-2004-22 |
34-49584 |
Apr. 20, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Exchange's Automated Limit Order Dplay Facility ("Autobook") Pilot Program Until October 19, 2004
Comments due: May 18, 2004 |
SR-CBOE-2004-17 |
34-49577 |
Apr. 19, 2004 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Establishing a Process for Approving and Appointing Remote Electronic Designated Primary Market-Makers
|
SR-CBOE-2004-13 |
34-49575 |
Apr. 16, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto Relating to Retroactive Crediting of DPM Principal Acting as Agent Order Transaction Fees
Comments due: May 14, 2004
See also: Order: Rel. No. 34-49769 |
SR-CBOE-2003-40 |
34-49563 |
Apr. 14, 2004 |
Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 2 Thereto Relang to Options on certain CBOE volatility indexes.
See also: Notice: Rel. No. 34-48807 |
SR-CBOE-2003-59 |
34-49555 |
Apr. 12, 2004 |
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to the Exchange's Obvious Error Rule
|
SR-CBOE-2004-18 |
34-49524 |
Apr. 2, 2004 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Extension of Its Prospective Fee Reduction Program
Comments due: April 30, 2004 |
SR-CBOE-2003-23 |
34-49518 |
Apr. 1, 2004 |
Order Approving Proposed Rule Change Relating to the Chicago Board Options Exchange, Inc.'s Autoquote Triggered EBook Execution System
|
First Quarter |
SR-CBOE-2003-35 |
34-49472 |
Mar. 25, 2004 |
Order Approving Proposed Rule Change, and Amendment Nos. 1, 2, and 3 Thereto Relating to Non-Aggregation Treatment of Trading Units of Member Firms for Position and Exercise Limits
|
SR-CBOE-2004-11 |
34-49468 |
Mar. 24, 2004 |
A Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to a Pilot Program for Modification of ROS on the Settlement Date of Futures and Options on Volatility Indexes Has Been Granted Accelerated Approval as a Pilot to Run Through November 17, 2004
Comments due: April 21, 2004 |
SR-CBOE-2004-02 |
34-49462 |
Mar. 23, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Obvious Error Rule Relating to "No-Bid" Options
Comments due: April 21, 2004
See also: Order: Rel. No. 34-50169 |
SR–CBOE–2003–51 |
34-49388 |
Mar. 10, 2004 |
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Relating to the Listing and Trading of Options on Three Russell Indexes
See also: Notice: Rel. No. 34-49111 |
SR–CBOE–2003–51 |
34-49111 |
Jan. 21, 2004 |
Notice of Filing of Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to the Listing and Trading of Options on Certain Russell Indexes
See also: Order: Rel. No. 34-49388
Comments received are available for this notice.
|
CBOE File Number List for 2004 |
Release No. |
Date |
Details |
SR-CBOE-2004-91 |
34-51030 |
Jan. 12, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Extend a Pilot Program and Eliminate the Rule Prohibiting Electronically Generated and Communicated Orders
Comments due: February 14, 2005
|
SR-CBOE-2004-90 |
34-50994 |
Jan. 7, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Delay of the Operative Period for Rule 6.45A(c)(iii)
Comments due: February 3, 2005
|
SR-CBOE-2004-89 |
34-51220 |
Feb. 17, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Reduced-Value Options on the Russell 2000 Stock Index
Comments due: March 18, 2005
|
SR-CBOE-2004-88 |
34-50962 |
Jan. 5, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Customer Large Trade Discount Program
Comments due: February 2, 2005
|
SR-CBOE-2004-87 |
34-51822 |
Jun. 10, 2005 |
Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto Relating to Trading Rules on the Hybrid System for Index Options and Options on ETFs
|
34-51680 |
May 10, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Trading Rules on the Hybrid System for Index Options and Options on ETFs
Comments due: June 7, 2005
|
SR-CBOE-2004-86 |
34-52367 |
Aug. 31, 2005 |
Order Granting Approval of Proposed Rule Change Relating to the Modified ROS Opening Procedure
|
34-52101 |
Jul. 21, 2005 |
Notice of Filing of Proposed Rule Change Relating to the Modified ROS Opening Procedure
Comments due: August 18, 2005
|
SR-CBOE-2004-85 |
34-51173 |
Feb. 9, 2005 |
Order Approving a Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto Regarding Designated Primary Market-Makers' Handling of Non-Public Customer Orders
|
34-50909 |
Dec. 22, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding Designated Primary Market-Makers' Handling of Non-Public Customer Orders
Comments due: January 19, 2005
|
SR-CBOE-2004-84 |
34-50903 |
Dec. 21, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees
Comments due: January 19, 2005
|
SR-CBOE-2004-83 |
34-50880 |
Dec. 17, 2004 |
Notice of Filing Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 to Amend the Exchange's Obvious Error Rule
Comments due: January 18, 2005
|
SR-CBOE-2004-82 |
34-51282 |
Mar. 1, 2005 |
Order Granting Approving to Proposed Rule Change Relating to Exchange Rule 17.10(d), Review of Decision Not to Initiate Charges
|
34-50964 |
Jan. 5, 2005 |
Notice of Filing of a Proposed Rule Change Relating to Exchange Rule 17.10(d) – Review of Decision Not to Initiate Charges
Comments due: February 2, 2005
|
SR-CBOE-2004-81 |
34-50920 |
Dec. 22, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amnding Rule 30.20 to Conform with the requirements of Regulation SHO.
Comments due: January 19, 2005
|
SR-CBOE-2004-79 |
34-50840 |
Dec. 10, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading Hours for Options on Units and Options on the Nasdaq-100 Index Tracking Stock
Comments due: January 7, 2005
|
SR-CBOE-2004-78 |
34-50779 |
Dec. 1, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program Relating to the Retail Automatic Execution System
Comments due: December 29, 2004
|
SR-CBOE-2004-77 |
34-50996 |
Jan. 7, 2005 |
Order Approving Proposed Rule Change Relating to the Systematizing of Orders in Connection with the Requirement to Design and Implement a Consolidated Options Audit Trail System
|
34-50755 |
Nov. 30, 2004 |
Notice of Filing of Proposed Rule Change Relating to the Systematizing of Orders in Connection with the Requirement to Design and Implement a Consolidated Options Audit Trail System ("COATS")
Comments due: December 27, 2004
Comments received are available for this notice.
|
SR-CBOE-2004-76 |
34-50837 |
Dec. 10, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a DPM and Market-Maker Transaction Fee in Options on the Mini-Nasdaq-100 Index
Comments due: January 7, 2005
|
SR-CBOE-2004-75 |
34-51366 |
Mar. 14, 2005 |
Order Approving Proposed Rule and Amendments No. 1 and 2 Relating to the Introduction of Remote Market-Makers
|
34-51107 |
Jan. 31, 2005 |
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Introduction of Remote Market-Makers
Comments due: February 25, 2005
|
SR-CBOE-2004-74 |
34-50759 |
Nov. 30, 2004 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Options on Revised-Value Versions of the European-Style Exercise, P.M.-Settled Option Contract on the Standard & Poor’s 100 Stock Index
Comments due: December 28, 2004
|
SR-CBOE-2004-73 |
34-51235 |
Feb. 22, 2005 |
Order Granting Approval of Proposed Rule Change to Restrict a Designated Primary Market-Maker’s Ability to Charge a Brokerage Commission
|
34-50821 |
Dec. 8, 2004 |
Notice of Filing of Proposed Rule Change to Restrict a Designated Primary Market-Maker’s Ability to Charge a Brokerage Commission
Comments due: January 5, 2005
Comments received are available for this notice.
|
SR-CBOE-2004-72 |
34-51205 |
Feb. 15, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Relating to the SizeQuote Mechanism Pilot Program
|
34-50967 |
Jan. 5, 2005 |
Notice of Filing of Proposed Rule Change Relating to the SizeQuote Mechanism
Comments due: February 2, 2005
|
SR-CBOE-2004-71 |
34-51779 |
Jun. 2, 2005 |
Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Thereto to Modify the Distribution of the DPM Participation Entitlement for Orders Specifying a Preferred DPM under CBOE Rule 8.87
|
34-50732 |
Nov. 23, 2004 |
Notice of Filing of Proposed Rule Change to Modify the Distribution of the DPM Participation Entitlement for Orders Specifying a Preferred DPM Under CBOE Rule 8.87
Comments due: December 22, 2004
Comments received are available for this notice.
|
SR-CBOE-2004-69 |
34-50735 |
Nov. 24, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated to Eliminate the Exchange's Marketing Fee Voting Procedures
Comments due: December 22, 2004
|
SR-CBOE-2004-68 |
34-50736 |
Nov. 24, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Inc. to Adopt a New Marketing Fee
Comments due: December 22, 2004
|
SR-CBOE-2004-67 |
34-51148 |
Feb. 8, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 thereto Relating to Split Price Priority
|
34-50924 |
Dec. 23, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto Relating to Split Price Priority
Comments due: January 24, 2005
|
SR-CBOE-2004-66 |
34-50874 |
Dec. 16, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Borrowing and Lending by Registered Persons
Comments due: January 12, 2005
|
SR-CBOE-2004-65 |
34-53637 |
Apr. 12, 2006 |
Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Restrictions on Arbitrators serving on CBOE’s Arbitration Committee
|
34-53431 |
Mar. 7, 2006 |
Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Restrictions on Arbitrators serving on CBOE’s Arbitration Committee
Comments due: April 3, 2006
|
SR-CBOE-2004-64 |
34-50775 |
Dec. 1, 2004 |
Order Approving Proposed Rule Change Relating to the Allocation of N-Second Group Trades Pursuant to Rule 6.45A(c)
|
34-50583 |
Oct. 22, 2004 |
Notice of Filing of Proposed Rule Change Relating to the Allocation of N-Second Group Trades Pursuant to Rule 6.45A(c)
Comments due: November 22, 2004
|
SR-CBOE-2004-63 |
34-52011 |
Jul. 12, 2005 |
Order Approving a Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto to List and Trade Short Term Option Series
|
34-51172 |
Feb. 9, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Short Term Option Series
Comments due: March 9, 2005
Comments received are available for this notice.
|
SR-CBOE-2004-62 |
34-50630 |
Nov. 3, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 9.3A Relating to Continuing Education for Registered Persons
Comments due: December 1, 2004
|
SR-CBOE-2004-61 |
34-50469 |
Sep. 29, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated Relating to Reduction of Customer Transaction Fees for Options on Exchange-Traded Funds and Holding Company Depositary Receipts
Comments due: October 26, 2004
|
SR-CBOE-2004-59 |
34-51717 |
May 19, 2005 |
Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 4 and 5 Relating to Back-up Trading Arrangements
|
34-51510 |
Apr. 8, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to Back-up Trading Arrangements
Comments due: May 5, 2005
Additional Materials:
|
SR-CBOE-2004-58 |
34-51429 |
Mar. 24, 2005 |
Order Granting Accelerated Approval to a Proposed Rule Change and Amendments No. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 3 and 4 to the Proposed Rule Change Relating to Market-Maker Quoting Obligations and Market-Maker Appointments
|
34-51234 |
Feb. 22, 2005 |
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto by the Chicago Board Options Exchange, Incorporated Relating to Market-Maker Quoting and Market-Maker Appointments
Comments due: March 22, 2005
|
SR-CBOE-2004-57 |
34-50540 |
Oct. 14, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 thereto Relating to the Permanent Approval of Autobook
Comments due: November 12, 2004
|
SR-CBOE-2004-56 |
34-50164 |
Aug. 6, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program Relating to Margin Requirements for Certain Complex Option Spreads
Comments due: September 7, 2004
Comments received are available for this notice.
|
SR-CBOE-2004-55 |
34-50212 |
Aug. 18, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Marketing Fee to Incorporate Electronic DPMs
Comments due: September 14, 2004 |
SR-CBOE-2004-54 |
34-51766 |
May 31, 2005 |
Order Approving a Proposed Rule Change and Partial Amendment No. 1 to Amend Rules Relating to Margin Treatment on Stock Transactions Effected by an Options Market Maker to Hedge Options Positions
|
34-51497 |
Apr. 6, 2005 |
Notice of Filing of Proposed Rule Change and Partial Amendment No. 1 thereto to Amend Rules Relating to Margin Treatment on Stock Transactions Effected by an Options Market Maker to Hedge Options Positions
Comments due: 21 days after publication in the Federal Register
|
SR-CBOE-2004-53 |
34-52950 |
Dec. 14, 2005 |
Order Approving a Proposed Rule Change and Partial Amendment No. 1 Relating to Margin Requirements for Complex Options Spreads
|
34-52739 |
Nov. 4, 2005 |
Notice of Filing of Proposed Rule Change and Partial Amendment No. 1 Relating to Margin Requirements for Complex Options Spreads
Comments due: December 5, 2005
|
SR-CBOE-2004-52 |
34-50915 |
Dec. 22, 2004 |
Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto to Amend CBOE's “Trigger” Rule to Permit RAES Orders to Automatically Execute Against Orders Resting on the Exchange’s Limit Order Book
|
34-50673 |
Nov. 16, 2004 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Incorporated to Amend its "Trigger" Rule to Permit RAES Orders to Automatically Execute Against Orders Resting on the Exchange's Limit Order Book
Comments due: December 13, 2004
|
SR-CBOE-2004-50 |
34-50853 |
Dec. 14, 2004 |
Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto to Amend CBOE Rules Regarding Limitations on Designated Primary Market-Makers Putting Into Effect Stop and Stop-Limit Orders
|
34-50542 |
Oct. 14, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend its Rules Regarding Limitations on Designated Primary Market-Makers Putting into Effect Stop and Stop-Limit Orders
Comments due: November 12, 2004
|
SR-CBOE-2004-49 |
34-50063 |
Jul. 22, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Allowing the Exchange to list up to Seven Expiration Months for Certain Index Options up until the Expiration of Those Options in November 2004
Comments due: August 19, 2004 |
SR-CBOE-2004-48 |
34-50058 |
Jul. 22, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Transaction Fees for DPMs and e-DPMs
Comments due: August 20, 2004 |
SR-CBOE-2004-47 |
34-50130 |
Jul. 30, 2004 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Marketing Fee Voting Procedures
Comments due: August 27, 2004 |
SR-CBOE-2004-45 |
34-51271 |
Feb. 28, 2005 |
Order Approving Proposed Rule Change and Amendment No. 2 and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 3 and 5 Relating to the Trading of Complex Orders on the CBOE Hybrid System
|
34-50682 |
Nov. 17, 2004 |
Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Trading of Complex Orders on the CBOE Hybrid System
Comments due: December 14, 2004
Comments received are available for this notice.
|
SR-CBOE-2004-44 |
34-50079 |
Jul. 26, 2004 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Permanent Approval of the $5 Quote Width Pilot Program
Comments due: August 20, 2004 |
SR-CBOE-2004-43 |
34-50209 |
Aug. 18, 2004 |
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto to Amend the Exchange's Membership Rules to Accommodate e-DPMs |
34-50007 |
Jul. 13, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 to Amend the Exchange’s Membership Rules to Accommodate e-DPMs
Comments due: August 9, 2004 |
SR-CBOE-2004-42 |
34-50269 |
Aug. 26, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Calculation of Securities Indexes Underlying Options
Comments due: September 23, 2004 |
SR-CBOE-2004-41 |
34-50562 |
Oct. 19, 2004 |
Order Approving a Proposed Rule Change and Amendment No. 1 by the Boston Stock Exchange, Inc.; a Proposed Rule Change by the Chicago Board Options Exchange, Inc.; a Proposed Rule Change and Amendments No. 1 and 2 by the International Securities Exchange, Inc.; a Proposed Rule Change by the Pacific Exchange, Inc.; and a Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to Minimum Size Guarantees for Linkage Orders SR-BSE-2004-14; SR-CBOE-2004-41; SR-ISE-2004-01; SR-PCX-2004-84; SR-Phlx-2004-16
|
34-50340 |
Sep. 9, 2004 |
Notice of Filing of Proposed Rule Change Relating to Minimum Size Guarantees for Linkage Orders
Comments due: October 7, 2004
|
SR-CBOE-2004-40 |
34-50048 |
Jul. 20, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Extension of Linkage Fee Pilot Program
Comments due: August 18, 2004 |
SR-CBOE-2004-39 |
34-50292 |
Aug. 31, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Relating to Extending a Limited Pilot Program for Maximum Bid/Ask Differentials
Comments due: September 28, 2004 |
SR-CBOE-2004-38 |
34-50175 |
Aug. 10, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Exchange's Fee Schedule for Fiscal Year 2005
Comments due: September 7, 2004 |
SR-CBOE-2004-37 |
34-52779 |
Nov. 16, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Deletion of Interpretation and Policy .01(e) to CBOE Rule 5.4
|
34-52562 |
Oct. 4, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Deletion of Interpretation and Policy .01(e) to CBOE Rule 5.4
Comments due: November 2, 2005
|
SR-CBOE-2004-36 |
34-49919 |
Jun. 25, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a One-Month Extension of the $5 Quote Width Pilot Program
Comments due: July 23, 2004 |
SR-CBOE-2004-35 |
34-51063 |
Jan. 21, 2005 |
Order Approving a Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto To Require the Immediate Display of Customer Limit Orders
|
34-49916 |
Jun. 25, 2004 |
Notice of Filing of Proposed Rule Change to Amend CBOE Rule 8.85 to Require the Immediate Display of Customer Limit Orders
Comments due: July 23, 2004
|
SR-CBOE-2004-34 |
34-49799 |
Jun. 3, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Extend a Pilot Program under Which it Lists Options on Selected Stocks Trading Below $20 at One-Point Intervals Until June 5, 2005
Comments due: July 1, 2004 |
SR-CBOE-2004-33 |
34-50005 |
Jul. 12, 2004 |
Order Granting Accelerated Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating to Frequency of Executions on the Hybrid Trading System
|
34-49814 |
Jun. 4, 2004 |
Notice of Filing of Proposed Rule Change by the Chicago Board Options Exchange, Inc. Relating to Frequency of Executions on the Hybrid Trading System
Comments due: July 6, 2004 |
SR-CBOE-2004-31 |
34-49887 |
Jun. 17, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Handling of Principal Acting as Agent Orders Under Linkage
Comments due: July 16, 2004 |
SR-CBOE-2004-30 |
34-49965 |
Jul. 2, 2004 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Handling of Satisfaction Orders Pursuant to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage
Comments due: August 2, 2004
See also: Notices; Rel. Nos. 34-51244A and 34-51244
|
SR-CBOE-2004-29 |
34-49867 |
Jun. 15, 2004 |
Notice of Filing an Order Granting Accelerated Approval to a Proposed Rule Change, and Amendment No. 1 thereto Proposing to Extend a Pilot Program Relating to Certain Limitations on Trade-Through Liability
Comments due: July 15, 2004 |
SR-CBOE-2004-28 |
34-49995 |
Jul. 9, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Enhanced Corporate Governance Requirements for Listed Companies
Comments due: August 5, 2004 |
SR-CBOE-2004-27 |
34-49679 |
May 11, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Amendment to the Modified Rapid Opening Procedure Pilot Program
Comments due: June 7, 2004 |
SR-CBOE-2004-26 |
34-49723 |
May 18, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove from the Exchange Rules References to Certain Indexes and Trading Permits
Comments due: June 14, 2004 |
SR-CBOE-2004-25 |
34-50725 |
Nov. 23, 2004 |
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Relating to Designated Primary Market-Makers Obligations
|
34-50548 |
Oct. 15, 2004 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto by the Relating to Designated Primary Market-Makers Obligations
Comments due: November 12, 2004
|
SR-CBOE-2004-24 |
34-50003 |
Jul. 12, 2004 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change Allowing a New Type of Designated Primary Market-Maker - e-DPMs
Comments due: August 9, 2004 |
34-49643 |
Apr. 30, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Allowing a New Type of Designated Primary Market-Maker - e-DPMs
Comments due: May 28, 2004
|
SR-CBOE-2004-23 |
34-49798A |
Jul. 6, 2004 |
Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto to Permanently Approve the Modified ROS Opening Procedure Pilot Program, which Occurs on the Settlement Date of Futures and Options on Volatility Indexes; Correction
|
34-49798 |
Jun. 3, 2004 |
Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto to Permanently Approve the Modified ROS Opening Procedure Pilot Program, which Occurs on the Settlement Date of Futures and Options on Volatility Indexes |
34-49614 |
Apr. 26, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto Seeking Permanent Approval of the Modified Rapid Opening System Pilot Program.
Comments due: May 21, 2004 |
SR-CBOE-2004-22 |
34-49584 |
Apr. 20, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Exchange's Automated Limit Order Dplay Facility ("Autobook") Pilot Program Until October 19, 2004
Comments due: May 18, 2004 |
SR-CBOE-2004-21 |
34-54422 |
Sep. 11, 2006 |
Order Approving a Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto to Establish Rules for a Screen-Based Trading System for Non-Option Securities
Comments due: October 6, 2006
|
34-53112 |
Jan. 12, 2006 |
Notice of Filing of Proposed Rule Change to Establish Rules for a Screen-Based Trading System for Non-option Securities
Comments due: February 13, 2006
|
SR-CBOE-2004-20 |
34-49791 |
Jun. 2, 2004 |
Order Approving Proposed Rule Change and Amendment No. 1 Relating to the $5 Quotation Spread Pilot Program
| 34-49588 |
Apr. 21, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to the $5 Quotation Spread Pilot Program
Comments due: May 18, 2004 |
SR-CBOE-2004-19 |
34-49601 |
Apr. 22, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a DPM and Market Maker Transaction Fee
Comments due: May 21, 2004 |
SR-CBOE-2004-18 |
34-49524 |
Apr. 2, 2004 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Extension of Its Prospective Fee Reduction Program
Comments due: April 30, 2004 |
SR-CBOE-2004-17 |
34-49577 |
Apr. 19, 2004 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Establishing a Process for Approving and Appointing Remote Electronic Designated Primary Market-Makers
|
SR-CBOE-2004-16 |
34-51568 |
Apr. 18, 2005 |
Order Denying Motion for Reconsideration of Order Setting Aside Earlier Order Issued by Delegated Authority and Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to an Interpretation of Paragraph (b) of Article Fifth of Its Certificate of Incorporation and an Amendment to Rule 3.16(b)
|
34-51252 |
Feb. 25, 2005 |
Order Setting Aside Earlier Order Issued by Delegated Authority and Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to an Interpretation of Paragraph (b) of Article Fifth of its Certificate of Incorporation and an Amendment to Rule 3.16(b)
Comments received are available for this notice.
See Also Additional Materials: Motion for Reconsideration
|
34-50464 |
Sep. 29, 2004 |
Order Granting Petition for Review and Scheduling Filing of Statements
|
34-50028 |
Jul. 15, 2004 |
Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to an Interpretation of Paragraph (b) of Article Fifth of its Certificate of Incorporation and an Amendment to Rule 3.16(b)
|
34-49620 |
Apr. 26, 2004 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to an Interpretation of Paragraph (b) of Article Fifth of its Certificate of Incorporation and an Amendment to Rule 3.16(b)
Comments due: May 24, 2004
Comments received are available for this notice.
|
SR-CBOE-2004-15 |
34-49880 |
Jun. 17, 2004 |
Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Automatic Executions for Underlying Specialists |
34-49659 |
May 6, 2004 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Automatic Executions for Underlying Specialists
Comments due: June 3, 2004 |
SR-CBOE-2004-13 |
34-49769 |
May 25, 2004 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Retroactive Crediting of Certain DPM Principal Acting as Agent Order Transaction Fees
|
34-49575 |
Apr. 16, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto Relating to Retroactive Crediting of DPM Principal Acting as Agent Order Transaction Fees
Comments due: May 14, 2004 |
SR-CBOE-2004-12 |
34-50327 |
Sep. 7, 2004 |
Order Approving Proposed Rule Change to Require Members to Use and Maintain a Back-up Autoquote System in Hybrid Classes
|
34-50055 |
Jul. 21, 2004 |
Notice of Filing of Proposed Rule Change to Require Members to Use and Maintain a Back-up Autoquote System in Hybrid Classes
Comments due: August 20, 2004 |
SR-CBOE-2004-11 |
34-49468 |
Mar. 24, 2004 |
A Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to a Pilot Program for Modification of ROS on the Settlement Date of Futures and Options on Volatility Indexes Has Been Granted Accelerated Approval as a Pilot to Run Through November 17, 2004
Comments due: April 21, 2004 |
SR-CBOE-2004-09 |
34-49698 |
May 13, 2004 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated Relating to Options on Certain CBOE Volatility Indexes
Comments due: June 10, 2004 |
SR-CBOE-2004-05 |
34-49877 |
Jun. 16, 2004 |
Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 thereto and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 3 thereto Relating to the Relocation of an Entire Trading Station’s Securities to Another Trading Station.
|
34-49687 |
May 12, 2004 |
Notice of Filing of a proposed rule change and Amendments No. 1 and 2 thereto to amend CBOE Rules 8.84 and 8.95 to grant to its MTS Committee the authority to approve the relocation of an entire trading station’s securities to another trading station that is operated by the same Designated Primary Market-Maker organization.
Comments due: June 9, 2004 |
SR-CBOE-2004-04 |
34-50907 |
Dec. 22, 2004 |
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto to Amend the Exchange's Guaranteed Participation Rule Relating to Facilitation and Crossing Transactions.
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34-50655 |
Nov. 10, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend its Guaranteed Participation Rule Relating to Facilitation and Crossing Transactions
Comments due: December 9, 2004
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SR-CBOE-2004-02 |
34-50169 |
Aug. 9, 2004 |
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto to Amend the Obvious Error Rule Relating to Options Quoted "No-Bid" |
34-49462 |
Mar. 23, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Obvious Error Rule Relating to "No-Bid" Options
Comments due: April 21, 2004 |
http://www.sec.gov/rules/sro/cboe/cboearchive/cboearchive2004.shtml
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