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Commission Speeches and Public Statements Archive: 1986
This index lists speeches and other public statements by the Chairman, Commissioners, and Staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.
Speeches and Statements by:
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1986 Speeches by the Chairman and Commissioners
Date |
Title |
Author |
Fourth Quarter |
Dec. 19, 1986 |
Dual Class Capitalization: Solutions in Search of Problems, The New York Stock Exchange Legal Advisory Committee, New York, New York |
Commissioner Charles C. Cox |
Nov. 20, 1986 |
The Law of Insider Trading -- How They Get Caught, Piedmont Economic Club, Greenville, South Carolina |
Commissioner Charles C. Cox |
Nov. 17, 1986 |
Internationalization: A Prediction Has Become Reality, North American Securities Administrators Association, Inc. 69th Annual Conference, Honolulu, Hawaii |
Commissioner Aulana L. Peters |
Nov. 13, 1986 |
Public Accounting at the Crossroads, New York State Society of Certified Public Accountants 1986 Accounting Conference, New York, New York |
Commissioner Charles C. Cox |
Nov. 10, 1986 |
Competition and Regulation in Global Securities Markets: What can the Corporate Issuer Expect?, 5th Annual Conference on Current Financial Issues of the Financial Executives Institute, San Francisco, California |
Commissioner Aulana L. Peters |
Nov. 5, 1986 |
The New Technology of Finance, The Fifth Annual Conference on Current Financial Issues, New York, New York |
Commissioner Joseph A. Grundfest |
Oct. 24, 1986 |
State Versus Federal Regulation: Balancing the Interests, The 1986 Black Board of Directors Project, Phoenix, Arizona |
Commissioner Aulana L. Peters |
Oct. 19, 1986 |
Preliminary and Partial Observations on Program Trading and Investor Confidence, National Security Traders Association, 53rd Annual Convention, Boca Raton, Florida |
Commissioner Joseph A. Grundfest |
Oct. 17, 1986 |
Insider Trading, Program Trading and Internationalziation of the Securities Markets, Harvard Business School, The Finance Club |
Chairman John S. R. Shad |
Oct. 15, 1986 |
Peters vs Peters Internationalization: Are the Regulators Ready?, Representatives of the Dutch Financial Community, Amsterdam, The Netherlands |
Commissioner Aulana L. Peters |
Oct. 3, 1986 |
Small Issuer Disclosure Policy and the Fringes of "Merit Regulation", Nineteenth Annual Rocky Mountain State-Federal-Provincial Cooperative Securities Conference, Denver, Colorado |
Commissioner Charles C. Cox |
Third Quarter |
Sep. 11, 1986 |
The Future Course of SEC Regulation, A Seminar on the Washington Scene, PaineWebber, Inc., Washington, D.C. |
Commissioner Charles C. Cox |
Aug. 13, 1986 |
Ancillary Relief and Remedies: Does the SEC Need More Clout?, American Bar Association Annual Meeting, New York City, New York |
Commissioner Aulana L. Peters |
Jul. 16, 1986 |
International Securities Markets Benefits and Challenges, XI Annual Conference International Association of Securities Commissions, Paris, France |
Chairman John S. R. Shad |
Jul. 16, 1986 |
Internationalization of the Capital Markets: The Experience of the U.S. Securities and Exchange Commission, The XI Annual Conference of the International Association of Securities Commissions, Paris, France |
Commissioner Charles C. Cox |
Second Quarter |
Jun. 25, 1986 |
A Time of Crisis: Current Issues Facing the Accounting Profession, National Association of Accountants Annual International Conference, Nashville, Tennessee |
Commissioner Aulana L. Peters |
Jun. 20, 1986 |
The Evolving Capital Market System: A Regulator's Perspective, The National Association of Securities Professionals Second Annual Conference, Atlanta, Georgia |
Commissioner Aulana L. Peters |
Jun. 20, 1986 |
To Catch a Thief: Recent Developments in Insider Trading Law and Enforcement, The National Investor Relations Institute, New York Chapter, New York, New York |
Commissioner Joseph A. Grundfest |
May 21, 1986 |
Functional Regulation - The Concept and its Applications, Washington, D.C. |
Chairman John S. R. Shad |
May 1, 1986 |
Enforcing the Securities Laws: A Search for Priorities, The Sixth Annual Ray Garrett, Jr. Corporate and Securities Law Institute, Chicago, Illinois |
Commissioner Joseph A. Grundfest |
Apr. 11, 1986 |
Misperceptions, Harvard Business School Club of New York, New York |
Chairman John S. R. Shad |
Apr. 5, 1986 |
Carnation Revisited: Toward an Optimal Merger Disclosure and Rumor Response Policy, The Federal Regulation of Securities Committee, American Bar Association, Baltimore, Maryland |
Commissioner Joseph A. Grundfest |
First Quarter |
Mar. 14, 1986 |
The Role of Attorneys and Regulation D Offerings, ALI-ABA Course Study, Regulation D Offerings of Limited Partnerships and Related Exempt Offerings: "At the Commission and in Practice", Scottsdale, Arizona |
Commissioner Aulana L. Peters |
Feb. 24, 1986 |
To Regulate Or Not To Regulate: Current Issues Concerning Investment Advisers, The Investment Company Institute Conference on Current Issues in the Regulation of Investment Advisers, New Orleans, Louisiana |
Commissioner Aulana L. Peters |
Feb. 22, 1986 |
New Regulatory Issues in the Takeover Arena, Sixth Annual Northwest Securities Institute, Portland, Oregon |
Commissioner Charles C. Cox |
Feb. 17, 1986 |
Investment Company Servicing: Growth, Innovation and Competition, National Investment Company Service Association Fourth Annual Conference, Miami, Florida |
Commissioner Charles C. Cox |
Feb. 14, 1986 |
Should Taxpayers Subsidize the Perfect Fraud? A Closer Look at Randall v. Loftsgaarden and the "Tax-Offset Rule", The Sixth Annual Southern Securities Institute, Miami, Florida |
Commissioner Joseph A. Grundfest |
Feb. 6, 1986 |
Conflicts of Interest -- A Regulator's View, The Wall Street Planning Group, Washington, D.C. |
Commissioner Charles C. Cox |
Jan. 29, 1986 |
Major SEC Efforts and Issues, The Conference Board, New York City, New York |
Chairman John S. R. Shad |
Jan. 7, 1986 |
Public Accounting: Whose Profession Is It Anyway?, 1986 Thirteenth Annual AICPA National Conference on Current SEC Developments, Washington, D.C. |
Commissioner Charles C. Cox |
1986 Speeches and Statements by Commission Staff
Date |
Title |
Author |
Fourth Quarter |
Nov. 22, 1986 |
Redefining "Public Offering or Distribution" for Today, Federal Regulation of Securities Committee Annual Fall Meeting, Washington, D.C. |
Linda C. Quinn, Director, Division of Corporation Finance |
Oct. 21, 1986 |
The Global Equity Market -- An Enforcement Perspective, Financial Times International Conference Developing the Global Market for Equities, London, England |
Gary Lynch, Director, Division of Enforcement |
Third Quarter |
Sep. 25, 1986 |
Investment Companies, Financial Futures and Related Options - The SEC Perspective, Commodities Law Institute, IIT Chicago-Kent College of Law, Panel on Institutional Accounts, Investment Companies, Financial Futures and Related Options - The SEC Perspective, Chicago, Illinois |
Mary John Hoene, Associate Director, Division of Investment Management |
Second Quarter |
May 5, 1986 |
Functional Regulation -- New SEC Powers and Regulatory Trends, Inter-Financial Association, Washington, D.C. |
Daniel L. Goelzer, General Counsel |
First Quarter |
Jan. 15, 1986 |
The SEC's 1986 Tender Offer Agenda, Maryland State Bar Association Section of Corporation, Banking and Business Law, Baltimore, Maryland |
Daniel L. Goelzer, General Counsel |
http://www.sec.gov/news/speech/speecharchive/1986speech.shtml
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