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Commission Speeches and Public Statements Archive: 1975
This index lists speeches and other public statements by the Chairman, Commissioners, and Staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.
Speeches and Statements by:
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1975 Speeches by the Chairman and Commissioners
Date |
Title |
Author |
Fourth Quarter |
Dec. 8, 1975 |
The Slippery Slope of Materiality, Practising Law Institute, New York, New York |
Commissioner A. A. Sommer, Jr. |
Dec. 5, 1975 |
A Report from the SEC, Securities Industry Association, Annual Convention, Boca Raton, Florida |
Chairman Roderick M. Hills |
Nov. 18, 1975 |
The Securities Acts Amendments of 1975, Self-Regulation and the National Market System, Joint Securities Conference 1975, The NASD, the Boston Stock Exchange and the SEC, Boston, Massachusetts |
Commissioner Philip A. Loomis, Jr. |
Nov. 17, 1975 |
Tell It Like It Is, Fall Meeting, Association of Registered Bank Holding Companies, Palm Beach, Florida |
Commissioner John R. Evans |
Nov. 10, 1975 |
Future-Oriented and Differential Disclosure, The New York State Society of Certified Public Accountants, New York, New York |
Commissioner Philip A. Loomis, Jr. |
Nov. 4, 1975 |
Two Problems for Lawyers, Dallas Bar Association, Corporate Counsel Section, Dallas, Texas |
Commissioner A. A. Sommer, Jr. |
Oct. 10, 1975 |
Rule 394: Standing on the Threshold, National Security Traders Association, 42nd Annual Convention, Boca Raton, Florida |
Commissioner A. A. Sommer, Jr. |
Oct. 9, 1975 |
Transfer Agents Meet the SEC, Southern Chapter, Western Stock Transfer Association, Los Angeles, California |
Commissioner John R. Evans |
Oct. 3, 1975 |
The Accounting Profession and Accounting Principles, Second Annual Robert M. Trueblood Memorial Conference, Illinois CPA Foundation, Chicago, Illinois |
Chairman Ray Garrett, Jr. |
Third Quarter |
Sep. 30, 1975 |
The Uses of Disclosure, National Investor Relations Institute, Washington, D.C. |
Chairman Ray Garrett, Jr. |
Sep. 29, 1975 |
Can the SEC Help the Capital Crunch?, National Investor Relations Institute, Washington, D.C. |
Commissioner A. A. Sommer, Jr. |
Sep. 25, 1975 |
Public Relations and Corporate Disclosure, Public Relations Society of America (Los Angeles Chapter), Los Angeles, California |
Chairman Ray Garrett, Jr. |
Sep. 12, 1975 |
Confidence in Business, 1975 Midwest Public Relations Conference, University of Wisconsin, Madison, Wisconsin |
Chairman Ray Garrett, Jr. |
Sep. 12, 1975 |
Is the SEC Anti-Business?, Public Relations Society of America (Wisconsin Chapter) and Milwaukee Bar Association, Milwaukee, Wisconsin |
Chairman Ray Garrett, Jr. |
Sep. 8, 1975 |
The Delicate Balance of Regulation and Competition, North American Securities Administrators Association, Inc., Fifty-Eighth Annual Conference, Mackinac Island, Michigan |
Commissioner A. A. Sommer, Jr. |
Sep. 8, 1975 |
Future Securities Markets--Reform, not Revolution, North American Securities Administrators Conference, 58th Annual Conference, Mackinac Island, Michigan |
Chairman Ray Garrett, Jr. |
Aug. 12, 1975 |
Disclosure Through a Glass Darkly, American Bar Association Annual Meeting, Section of Administrative Law, Montreal, Quebec, Canada |
Commissioner John R. Evans |
Aug. 9, 1975 |
The New Day for Municipals, American Bar Association Annual Meeting, Local Government Law Section, Montreal, Quebec, Canada |
Commissioner A. A. Sommer, Jr. |
Jul. 21, 1975 |
Crisis and the Corporate Community, Midwest Securities Commissioners Association Conference, Aspen, Colorado |
Commissioner A. A. Sommer, Jr. |
Jul. 17, 1975 |
Banking and the SEC--Some Perspectives, National Governmental Affairs Conference, American Bankers Association, Washington, D.C. |
Chairman Ray Garrett, Jr. |
Second Quarter |
Jun. 27, 1975 |
Homily on the Glories of Right Conduct and the Wages of Sin, American Society of Corporate Secretaries, Inc., White Sulphur Springs, West Virginia |
Chairman Ray Garrett, Jr. |
Jun. 24, 1975 |
The Limits of Disclosure, Wharton-AICPA Advanced Management Program for CPA Firm Partners, The Wharton School of the University of Pennsylvania, Philadelphia, Pennsylvania |
Commissioner A. A. Sommer, Jr. |
Jun. 13, 1975 |
A Keynote Address - Of Sorts, American Bar Association, Federal Regulation of Securities Committee Symposium, Warrenton, Virginia |
Commissioner A. A. Sommer, Jr. |
Jun. 5, 1975 |
Financial Reporting in a Troubled Industry, National Association of Real Estate Investment Trust's Annual Accounting and Tax Conference, Bermuda |
Commissioner A. A. Sommer, Jr. |
Jun. 3, 1975 |
Venture Capital Financing Under the Securities Laws, National Venture Capital Association, Washington, D.C. |
Chairman Ray Garrett, Jr. |
Jun. 3, 1975 |
Brokerage Commissions and Research After May Day, 1975 Annual Conference, The Financial Analysts Federation, Chicago, Illinois |
Commissioner Philip A. Loomis, Jr. |
May 29, 1975 |
Should Bank Investors Know, Cooperative Securities Conference, Seattle, Washington |
Commissioner John R. Evans |
May 28, 1975 |
Negotiated Rates: The Initial Experience, New York Society of Security Analysts, New York City, New York |
Chairman Ray Garrett, Jr. |
May 28, 1975 |
Proper Regulation Requires Understanding and Communication, Western Stock Transfer Association, Portland, Oregon |
Commissioner John R. Evans |
May 27, 1975 |
Interim Reflections on Mayday, Maryland Securities Bar Club, Baltimore, Maryland |
Commissioner A. A. Sommer, Jr. |
May 22, 1975 |
The Stepchild, PLI Conference, San Francisco, California |
Commissioner A. A. Sommer, Jr. |
May 16, 1975 |
May Day Plus Fifteen, Investment Counsel Association of America, Washington, D.C. |
Chairman Ray Garrett, Jr. |
May 15, 1975 |
Can the SEC Help Capital Markets?, The Conference Board, New York City, New York |
Commissioner A. A. Sommer, Jr. |
May 15, 1975 |
The New Breath of Competition, Seminar on the Analysis of Security Prices, University of Chicago, Chicago, Illinois |
Commissioner A. A. Sommer, Jr. |
May 15, 1975 |
Truth or Consequences, Securities Cooperative Enforcement Conference, Denver, Colorado |
Commissioner John R. Evans |
May 14, 1975 |
Have We Learned Anything?, Investment Company Institute, Washington, D.C. |
Commissioner A. A. Sommer, Jr. |
May 6, 1975 |
The Financial Press and the SEC, Society of American Business Writers, Washington, D.C. |
Chairman Ray Garrett, Jr. |
Apr. 17, 1975 |
Another Look at Insider Trading, The Southwestern Legal Foundation, Symposium on Securities Regulation, Dallas, Texas |
Commissioner A. A. Sommer, Jr. |
Apr. 15, 1975 |
Zero Minus Sixteen and Counting, Security Traders Association of Connecticut, Hartford, Connecticut |
Commissioner John R. Evans |
Apr. 14, 1975 |
Disclosures and Corporate Management, The Wharton Graduate Business School Club of New York, Inc. and Harvard Business School Club of New York, New York City, New York |
Chairman Ray Garrett, Jr. |
Apr. 10, 1975 |
An Inside Look at Rule 10b-5, American Law Institute, American Bar Association, Washington, D.C. |
Chairman Ray Garrett, Jr. |
Apr. 8, 1975 |
Director Responsibility -- A Government View, Loyola College, Baltimore, Maryland |
Commissioner Phillip A. Loomis, Jr. |
First Quarter |
Mar. 20, 1975 |
The Markets: Nationalization or Centralization?, New York Chamber of Commerce and Industry, New York City, New York |
Chairman Ray Garrett, Jr. |
Mar. 18, 1975 |
Keep Your Eye on the Donut, National Association of Accountants, New York City, New York |
Commissioner A. A. Sommer, Jr. |
Mar. 14, 1975 |
Further Thoughts on "Going Private", Detroit Institute for Continuing Legal Education, Second Annual Securities Seminar, Troy, Michigan |
Commissioner A. A. Sommer, Jr. |
Mar. 14, 1975 |
To Create a Fair Field of Competition, Midwest Stock Exchange, Chicago, Illinois |
Commissioner John R. Evans |
Mar. 7, 1975 |
Commission Enforcement Policies: Where We Stand, Securities Institute, Cleveland, Ohio |
Commissioner A. A. Sommer, Jr. |
Feb. 20, 1975 |
The Disclosure Philosophy, Union League Club, Public Affairs Committee, New York City, New York |
Chairman Ray Garrett, Jr. |
Feb. 4, 1975 |
Biting the Bullet, Cleveland Chartered Financial Analysts Group, Cleveland, Ohio |
Commissioner A. A. Sommer, Jr. |
Jan. 28, 1975 |
Assuring the Economic Viability of the Securities Industry, ABA 56th National Trust Conference, Miami Beach, Florida |
Chairman Ray Garrett, Jr. |
Jan. 22, 1975 |
Capital Markets at the Crossroads, Economic Club of New York, New York, New York |
Chairman Ray Garrett, Jr. |
Jan. 16, 1975 |
Disclosure Rules and New Concerns, American Society of Corporate Secretaries, Inc., Southeastern Regional Group, Atlanta, Georgia |
Chairman Ray Garrett, Jr. |
Jan. 9, 1975 |
Thoughts on Approaching "Mayday", University of California, Securities Regulation Institute, San Diego, California |
Commissioner A. A. Sommer, Jr. |
Jan. 6, 1975 |
The Need for Change in Accounting Policies, American Institute of Certified Public Accountants, Second National Conference, Washington, D.C. |
Chairman Ray Garrett, Jr. |
1975 Speeches and Statements by Commission Staff
http://www.sec.gov/news/speech/speecharchive/1975speech.shtml
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