SEC NEWS DIGEST Issue 2003-120 June 24, 2003 ENFORCEMENT PROCEEDINGS SEC INSTITUTES ADMINISTRATIVE PROCEEDING AGAINST MICHAEL WRIGHT AND ISSUES ORDER MAKING FINDINGS AND IMPOSING REMEDIAL SANCTIONS On June 24, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions (Order) against Michael J. Wright (Wright) of St. Simons Island, Georgia. The Order directed that Wright be barred from association with any broker or dealer. In the Order, the Commission finds that it previously filed a civil injunctive action entitled SEC v. James L. George, Paul E. Brodhagen and Michael J. Wright, Civil Action File No. 1:02-CV-3310-HTW (N.D.Ga.). An order permanently enjoining Wright from violating Sections 5 and 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 ("Exchange Act") and Rule 10b-5 promulgated thereunder, and Section 15(a) of the Exchange Act, was entered in that matter on February 20, 2003. The Order of Permanent Injunction and Other Relief provides that Wright shall pay disgorgement, prejudgment interest thereon, and a civil penalty in amounts to be resolved upon motion of the Commission at a later date. The Order also provides that for purposes of disgorgement, prejudgment interest and the civil penalty, the allegations of the Commission's complaint shall be deemed to be true, and that Wright may not, by way of defense, contend that disgorgement, prejudgment interest and the civil penalty should not be imposed. Wright consented to the entry of the Order of Permanent Injunction without admitting or denying the allegations contained in the Commission's complaint. Wright had tendered an Offer of Settlement in which he admitted the jurisdiction of the Commission over him, and further admitted certain allegations contained in the Order. The Commission accepted his Offer of Settlement. (Rel. 34-48077; File No. 3-11165) HARRIS DEMPSEY "BUTCH" BALLOW PERMANENTLY ENJOINED AND FINED $880,000 FOR MANIPULATING THE MARKET FOR THE STOCK OF EVANS SYSTEMS, INC., A TEXAS CORPORATION On June 2, Judge Nancy F. Atlas of the U.S. District Court for the Southern District of Texas found Harris Dempsey "Butch" Ballow liable for manipulating the market for the stock of Evans Systems, Inc., a Texas corporation. See Securities and Exchange Commission v. Harris Dempsey Ballow, Christopher Harless, Murry Shepherd and Diane L. Johnson, Civil Action No. H-01-2579 (S.D. Texas). Judge Atlas granted the Commission's motion for summary judgment against Ballow, specifically finding that Ballow violated Section 17(a) of the Securities Act of 1933, and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, by executing at least eight fraudulent "wash sales" and "matched orders" in Evans Systems stock between August 1998 and April 1999. Wash sales are securities transactions involving no change in the beneficial ownership of a security. Matched orders are orders placed for the purchase or sale of a security that are entered with the knowledge that corresponding orders of substantially the same size, at substantially the same time and price, have been or will be entered by the same or different persons for the sale/purchase of a security. These transactions, Judge Atlas further found, had no purpose other than to deceive the market about the true trading activity of, and constituted a knowing and intentional scheme to manipulate the market for, Evans Systems, Inc., stock. As a consequence of Ballow's fraudulent acts, Judge Atlas ordered him to pay a civil fine of $880,000. Judge Atlas also issued a permanent injunction against Ballow preventing him from violating the securities laws in the future. The Commission's case against defendants Christopher Harless and Murry "Max" Shepherd is still pending. [SEC v. Harris Dempsey Ballow, Christopher Harless, Murry Shepherd and Diane L. Johnson, Civil Action No. H-01-2579 (Southern District of Texas)] (LR- 18200) HOLDING COMPANY ACT RELEASES AMERICAN TRANSMISSION COMPANY, LLC A supplemental order has been issued authorizing a proposal by American Transmission Company, LLC (ATC), an electric transmission public utility company subsidiary of Alliant Energy Corporation (Alliant), a registered holding company, and ATC Management, Inc. (ATCMI), a public utility company, corporate manager of ATC, and holding company subsidiary of Alliant, claiming exemption from registration under section 3(a)(1) by rule 2 of the Act. ATC and ATCMI request authority to engage in various financing transactions through June 30, 2004. (Rel. 35-27688) SELF-REGULATORY ORGANIZATIONS ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change (SR-NASD-2003-100) submitted by the National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc., relating to the listing and trading of Performance Leveraged Upside Securities based on the value of the Nasdaq-100 Index. Publication of the notice is expected in the Federal Register is expected during the week of June 23. (Rel. 34-48065) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-Amex-2003-49) filed by the American Stock Exchange to revise its fee schedule in connection with the administration of Forms U-4 and U-5 through NASD's Web-Based Central Registration Depository system has become immediately effective under Section 19(b)(3)(A)(ii) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of June 23. (Rel. 34-48066) A proposed rule change (SR-Amex-2003-64) filed by the American Stock Exchange relating to automatic execution of Linkage Orders has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the notice in the Federal Register is expected during the week of June 23. (Rel. 34-48072) DECLARATION OF EFFECTIVENESS OF PROPOSED FINGERPRINTING PLAN AMENDMENT A proposed amended fingerprinting plan filed by the American Stock Exchange pursuant to Rule 17f-2(c) under the Securities Exchange Act of 1934 has been declared effective. Publication of the declaration of effectiveness and amended plan is expected in the Federal Register during the week of June 23. (Rel. 34-48068) PROPOSED RULE CHANGES The Commission published for comment a proposed rule change of the American Stock Exchange (SR-Amex-2003-41) and Amendment Nos. 1 and 2 thereto relating to listing fees for closed-end funds. (Rel. 34-48074) The Commission published for public comment proposed rules filed by the Public Company Accounting Oversight Board (File No. PCAOB-2003-02) under Section 19(b)(1) of the Exchange Act. The proposed rules relate to public company funding of the PCAOB's operations under Section 109 of the Sarbanes-Oxley Act of 2002. Publication of the proposal is expected in the Federal Register during the week of June 23. (Rel. 34-48075) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 ITEC ENVIRONMENTAL GROUP INC, 693 HI TECH PARKWAY, SUITE 3, OAKDALE, CA, 95361, 2098483900 - 260,200,000 ($7,806,000.00) Equity, (File 333-106355 - Jun. 23) (BR. 09) S-8 LITEWAVE CORP, 510 WEST HASTINGS STREET SUITE 1010, VANCOUVER BC, CANADA, A1, V6B IL8, 6,200,000 ($434,000.00) Equity, (File 333-106358 - Jun. 23) (BR. 37) S-8 ZENITH TECHNOLOGY INC, 409 CENTER STREET, YUBA CITY, CA, 95991, 5307900246 - 4,000,000 ($7,825.00) Equity, (File 333-106359 - Jun. 23) (BR. 03) S-1 DIGITAL ANGEL CORP, 490 VILLAUME AVENUE, SOUTH ST. PAUL, MN, 55075, 6514551621 - 0 ($8,400,000.00) Equity, (File 333-106360 - Jun. 23) (BR. 01) S-8 OWENS & MINOR INC/VA/, 4800 COX RD, GLEN ALLEN, VA, 23060, 8047479794 - 300,000 ($6,588,000.00) Equity, (File 333-106361 - Jun. 23) (BR. 36) SB-2 INTELLIGENT SPORTS INC, 12,000,000 ($36,000,000.00) Equity, (File 333-106362 - Jun. 23) (BR. ) S-8 FNB BANCORP/CA/, 975 EL CAMINO REAL 3RD FL, C/O FIRST NATIONAL BANK, S. SAN FRANCISCO, CA, 94080, 6505886800 - 33,457 ($886,610.00) Equity, (File 333-106363 - Jun. 23) (BR. 02) SB-2 VALDE CONNECTIONS INC, 1180 SPRING CENTRE SOUTH BLVD.,SUITE 310, ALTAMONTE SPRINGS, FL, 32714, 407-970-8460 - 3,680,800 ($499,852.64) Equity, (File 333-106364 - Jun. 23) (BR. 09) S-8 SERVICEMASTER CO, 3250 LACEY ROAD, SUITE 600, DOWNERS GROVE, IL, 60515, 6306632700 - 13,315,000 ($140,739,550.00) Other, (File 333-106365 - Jun. 23) (BR. 08) S-8 PALOMAR ENTERPRISES INC, 10264 CAMINO RUIZ #75, SUITE 209, SAN DIEGO, CA, 92126, 6196922590 - 17,000,000 ($340,000.00) Equity, (File 333-106366 - Jun. 23) (BR. 05) N-2 GOLDMAN SACHS HEDGE FUND PARTNERS REGISTERED FUND LLC, 701 MOUNT LUCAS RD, PRINCETON, NJ, 08540, 6094975500 - 0 ($350,000,000.00) Other, (File 333-106370 - Jun. 23) (BR. ) N-2 GOLDMAN SACHS GLOBAL TACTICAL TRADING REGISTERED FUND LLC, 701 MOUNT LUCAS ROAD, PRINCETON, NJ, 08540, 6094975500 - 0 ($100,000,000.00) Other, (File 333-106371 - Jun. 23) (BR. ) N-2 GOLDMAN SACHS GLOBAL EVENT DRIVEN REGISTERED FUND LLC, 701 MOUNT LUCAS ROAD, PRINCETON, NJ, 08540, 6094975500 - 0 ($100,000,000.00) Other, (File 333-106372 - Jun. 23) (BR. ) N-2 GOLDMAN SACHS GLOBAL RELATIVE VALUE REGISTERED FUND LLC, 701 MOUNT LUCAS ROAD, PRINCETON, NJ, 08540, 6094975500 - 0 ($100,000,000.00) Other, (File 333-106373 - Jun. 23) (BR. ) N-2 GOLDMAN SACHS GLOBAL EQUITY LONG SHORT REGISTERED FUND LLC, 701 MOUNT LUCAS ROAD, PRINCETON, NJ, 08540, 6094975500 - 0 ($100,000,000.00) Other, (File 333-106374 - Jun. 23) (BR. ) S-8 LIGAND PHARMACEUTICALS INC, 10275 SCIENCE CENTER DRIVE, SAN DIEGO, CA, 92121-1117, 8585507500 - 1,150,000 ($15,640,000.00) Equity, (File 333-106375 - Jun. 23) (BR. 01) S-8 USB HOLDING CO INC, 100 DUTCH HILL RD, ORANGEBURG, NY, 10962, 9143654600 - 300,000 ($5,340,000.00) Equity, (File 333-106376 - Jun. 23) (BR. 07) S-8 AUGRID CORP, 2275 EAST 55TH STREET, 2ND FLOOR, CLEVELAND, OH, 44103, 7025921816 - 50,000,000 ($500,000.00) Equity, (File 333-106377 - Jun. 23) (BR. 09) S-3 AVAYA INC, 211 MOUNT AIRY RD, BASKING RIDGE, NJ, 07920, 9089536000 - 0 ($64,309,760.00) Other, (File 333-106378 - Jun. 23) (BR. 37) S-1 DECRANE AIRCRAFT HOLDINGS INC, 2361 ROSECRANS AVENUE, SUITE 180, EL SEGUNDO, CA, 90245-4910, 3107259123 - 0 ($1.00) Non-Convertible Debt, (File 333-106381 - Jun. 23) (BR. 05) S-8 ALLOY INC, 151 WEST 26TH STREET, 11TH FLOOR, NEW YORK, NY, 10001, 2122444307 - 2,000,000 ($12,987,874.00) Equity, (File 333-106382 - Jun. 23) (BR. 02) S-8 RITA MEDICAL SYSTEMS INC, 967 N SHORELINE BLVD, MOUNTAIN VIEW, CA, 94013, 6503858500 - 0 ($3,430,000.00) Equity, (File 333-106383 - Jun. 23) (BR. 36) S-3 HANOVER COMPRESSOR CO /, 12001 N HOUSTON ROSSLYN, HOUSTON, TX, 77086, 2814478787 - 0 ($262,621,810.00) Non-Convertible Debt, (File 333-106384 - Jun. 23) (BR. 06) S-8 PEREGRINE PHARMACEUTICALS INC, 14282 FRANKLIN AVE, TUSTIN, CA, 92780, 7145086000 - 3,000,000 ($4,320,000.00) Equity, (File 333-106385 - Jun. 23) (BR. 01) S-3 HANOVER COMPRESSOR CO /, 12001 N HOUSTON ROSSLYN, HOUSTON, TX, 77086, 2814478787 - 0 ($700,000,000.00) Other, (File 333-106386 - Jun. 23) (BR. 06) S-8 CALYPTE BIOMEDICAL CORP, 1265 HARBOR BAY PARKWAY, ALAMEDA, CA, 94502-, 5107495100 - 10,000,000 ($4,250,000.00) Equity, (File 333-106387 - Jun. 23) (BR. 36) S-8 CUBIST PHARMACEUTICALS INC, 65 HAYDEN AVENUE, LEXINGTON, MA, 02421, 781-860-8660 - 0 ($606,600.00) Equity, (File 333-106388 - Jun. 23) (BR. 01) S-8 CALYPTE BIOMEDICAL CORP, 1265 HARBOR BAY PARKWAY, ALAMEDA, CA, 94502-, 5107495100 - 13,000,000 ($5,525,000.00) Equity, (File 333-106389 - Jun. 23) (BR. 36) S-8 UFP TECHNOLOGIES INC, 172 EAST MAIN ST, GEORGETOWN, MA, 01833, 5083522200 - 0 ($575,000.00) Equity, (File 333-106390 - Jun. 23) (BR. 06) S-3 COMVERSE TECHNOLOGY INC/NY/, 170 CROSSWAYS PARK DR, WOODBURY, NY, 11797, 5166777200 - 1 ($1.00) Other, (File 333-106391 - Jun. 23) (BR. 37) N-2 FIRST TRUST VALUE LINE DIVIDEND FUND, C/O FIRST TRUST PORTFOLIOS LP, 1001 VARRENVILLE RD. #3000, LISLE, IL, 60532, 6302414141 - 1,000 ($15,000.00) Equity, (File 333-106392 - Jun. 23) (BR. ) N-2 FLAHERTY & CRUMRINE/CLAYMORE TOTAL RETURN FUND INC, 0 ($1,000,000.00) Equity, (File 333-106393 - Jun. 23) (BR. ) S-8 NEWPARK RESOURCES INC, 3850 N. CAUSEWAY BLVD, SUITE 1770, METAIRIE, LA, 70002, 5048388222 - 0 ($5,650,000.00) Equity, (File 333-106394 - Jun. 23) (BR. 04) S-8 VERISIGN INC/CA, 487 EAST MIDDLEFIELD ROAD, MOUNTAIN VIEW, CA, 94043, 6509617500 - 0 ($20,625,302.00) Equity, (File 333-106395 - Jun. 23) (BR. 03) S-3 PAIN THERAPEUTICS INC, 6506248200 - 0 ($31,450,000.00) Equity, (File 333-106396 - Jun. 23) (BR. 01) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT --------------------------------------------------------------------------------- ACCUPOLL HOLDING CORP NV X 04/09/03 AMEND ACHIEVEMENT TEC HOLDINGS INC DE X X 06/06/03 ACHIEVEMENT TEC HOLDINGS INC DE X X 06/06/03 ADVANCED MATERIALS GROUP INC NV X X 06/23/03 ALARIS MEDICAL INC DE X 06/23/03 ALBERTSONS INC /DE/ DE X 07/31/03 ALLIANCE PHARMACEUTICAL CORP NY X X X 06/20/03 ALPENA BANCSHARES INC X X 06/12/03 AMERCO /NV/ NV X X 06/20/03 AMERICAN BIO MEDICA CORP NY X X 06/19/03 AMERICAN HONDA RECEIVABLES CORP AUTO CA X X 05/31/03 AMERICAN MANAGEMENT SYSTEMS INC DE X X 06/20/03 AMERIGON INC CA X X 06/23/03 APOLLO GROUP INC AZ X X 06/23/03 ASANTE TECHNOLOGIES INC DE X X 06/13/03 ASK JEEVES INC DE X X 06/23/03 ATC HEALTHCARE INC /DE/ DE X X 06/18/03 ATC HEALTHCARE INC /DE/ DE X X 06/23/03 ATMOS ENERGY CORP TX X X 06/18/03 AUTHENTIDATE HOLDING CORP DE X X 06/20/03 AVATECH SOLUTIONS INC DE X X 06/20/03 AVIALL INC DE X 06/13/03 AMEND BANC OF AMERICA MORTGAGE SECURITIES I DE X X 06/23/03 BIOGEN INC MA X X 06/20/03 BIOLASE TECHNOLOGY INC DE X 05/21/03 AMEND BIOMARIN PHARMACEUTICAL INC DE X 06/30/03 BIOTRANSPLANT INC DE X X 06/11/03 BUTLER NATIONAL CORP DE X 06/23/03 CALPROP CORP CA X X 06/20/03 CAPITAL AUTO RECEIVABLES INC DE X X 06/16/03 CARDIOTECH INTERNATIONAL INC MA X X 04/07/03 AMEND CARREKER CORP DE X 06/19/03 CARSUNLIMITED COM INC NV X 06/13/03 CATHAY BANCORP INC DE X X 06/19/03 CENTEX CORP NV X X 06/23/03 CENTRAL FEDERAL CORP DE X X 06/20/03 CHASE GENERAL CORP MO X X 06/20/03 COEUR D ALENE MINES CORP ID X X 06/20/03 COGENT COMMUNICATIONS GROUP INC X 06/19/03 COMMERCE GROUP INC /MA MA X 06/17/03 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 06/23/03 CSFB ACCEPTANCE CORP HOME EQUITY LOAN DE X X 06/25/03 CWABS INC DE X X 06/20/03 DALEEN TECHNOLOGIES INC DE X X 06/23/03 DALEEN TECHNOLOGIES INC DE X X 06/23/03 DECRANE AIRCRAFT HOLDINGS INC DE X 06/23/03 DISC INC/CA CA X X 06/20/03 E LOAN INC DE X X 06/16/03 ECHAPMAN INC MD X X 06/23/03 ELECTRO SCIENTIFIC INDUSTRIES INC OR X X 06/23/03 EMAGIN CORP NV X 06/23/03 ENXNET INC OK X X 06/23/03 ESTERLINE TECHNOLOGIES CORP DE X 06/11/03 EXELIXIS INC DE X X 06/19/03 EXPERTELLIGENCE INC CA X 05/27/03 FIDELITY SOUTHERN CORP GA X 06/11/03 FIRST CANADIAN AMERICAN HOLDING CORP DE X X X 06/23/03 FIRSTFED FINANCIAL CORP DE X 05/31/03 FRANKLIN RECEIVABLES AUTO TRUST 2003- DE X 06/20/03 FREEPORT MCMORAN COPPER & GOLD INC DE X 06/20/03 GINSENG FOREST INC X X X 06/23/03 GO2PHARMACY COM INC FL X X 06/23/03 GS MORTGAGE SECURITIES CORP DE X X 06/19/03 HALL KINION & ASSOCIATES INC DE X X 06/13/03 HONDA AUTO RECEIVABLES 2000-1 OWNER T DE X X 05/31/03 HONDA AUTO RECEIVABLES 2001-1 OWNER T DE X X 05/31/03 HONDA AUTO RECEIVABLES 2001-2 OWNER T DE X X 05/31/03 HONDA AUTO RECEIVABLES 2001-3 OWNER T CA X X 05/31/03 HONDA AUTO RECEIVABLES 2002-1 OWNER T CA X X 05/31/03 HONDA AUTO RECEIVABLES 2002-2 OWNER T CA X X 05/31/03 HONDA AUTO RECEIVABLES 2002-3 OWNER T CA X X 05/31/03 HONDA AUTO RECEIVABLES 2002-4 OWNER T CA X X 05/31/03 HONDA AUTO RECEIVABLES 2003-1 OWNER T CA X X 05/31/03 HOOKER FURNITURE CORP VA X X 06/20/03 HOUSEHOLD AUTO RECEIVABLES CORP ASSET NV X 06/17/03 HOUSEHOLD AUTO RECEIVABLES CORP SERIE NV X 06/17/03 HOUSEHOLD AUTOMOTIVE TRUST 2001-1 DE X 06/17/03 HOUSEHOLD AUTOMOTIVE TRUST 2001-3 X 06/17/03 HOUSEHOLD AUTOMOTIVE TRUST 2001-3 X 06/17/03 HOUSEHOLD AUTOMOTIVE TRUST 2002-1 X 06/17/03 HOUSEHOLD AUTOMOTIVE TRUST III SERIES NV X 06/17/03 HOUSEHOLD AUTOMOTIVE TRUST IV SERIES DE X 06/17/03 HOUSEHOLD AUTOMOTIVE TRUST SERIES 200 DE X 06/17/03 HOUSEHOLD AUTOMOTIVE TRUST V SERIES 2 DE X 06/17/03 HOUSEHOLD AUTOMOTIVE TRUST VI SERIES NV X 06/17/02 HOUSEHOLD CREDIT CARD MASTER NOTE TRU DE X 06/16/03 HURCO COMPANIES INC IN X 06/19/03 ICU MEDICAL INC/DE DE X X 06/23/03 IDEC PHARMACEUTICALS CORP / DE DE X X 06/20/03 IMAGIS TECHNOLOGIES INC A1 X 06/03/03 IMC GLOBAL INC DE X 05/27/03 IMS HEALTH INC DE X 06/23/03 INDEPENDENT BANK CORP MI X 06/23/03 INTERACTIVECORP DE X X 06/23/03 JLM COUTURE INC DE X X 04/30/03 KEANE INC MA X X 06/23/03 KIMCO REALTY CORP MD X 06/18/03 KOSAN BIOSCIENCES INC CA X 06/17/03 LEE ENTERPRISES INC DE X 05/31/03 LEGEND INTERNATIONAL HOLDINGS INC DE X X 06/20/03 LEVEL 3 COMMUNICATIONS INC DE X X 06/18/03 LNR PROPERTY CORP DE X X 06/23/03 LSI INDUSTRIES INC OH X 06/23/03 MAGNITUDE INFORMATION SYSTEMS INC DE X X 06/23/03 MCK COMMUNICATIONS INC DE X X 06/23/03 MCMORAN EXPLORATION CO /DE/ DE X 06/23/03 MCMORAN EXPLORATION CO /DE/ DE X 06/23/03 MERCURY AIR GROUP INC NY X X 06/16/03 MID-STATE HOMES INC FL X X 06/23/03 MIRACOR DIAGNOSTICS INC UT X X 06/23/03 MIRANT AMERICAS GENERATING LLC DE X X 06/23/03 MOBILEPRO CORP DE X 06/20/03 MORTON INDUSTRIAL GROUP INC GA X X X 06/20/03 NABI BIOPHARMACEUTICALS DE X 06/19/03 NATIONAL VISION INC GA X 06/23/03 NATURAL RESOURCE PARTNERS LP DE X X 06/19/03 NEKTAR THERAPEUTICS DE X X 06/23/03 NEW CENTURY MORTGAGE SECURITIES INC DE X X 06/23/03 NEXTEL PARTNERS INC DE X 06/23/03 NIAGARA CORP DE X 06/23/03 AMEND NORTHERN TRUST CORP DE X X 06/23/03 NORTHWEST GOLD INC WY X X 06/17/03 AMEND NVE CORP /NEW/ MN X 06/20/03 ONLINE PROCESSING INC NV X 06/23/03 AMEND OSTEX INTERNATIONAL INC /WA/ WA X X 06/20/03 PERKINELMER INC MA X X 06/20/03 PHARMACEUTICAL RESOURCES INC NJ X X 06/19/03 PLANVISTA CORP DE X X 06/23/03 POWER EXPLORATION INC NV X 06/19/03 PRAECIS PHARMACEUTICALS INC DE X X 06/23/03 PRIDE INTERNATIONAL INC DE X X 06/20/03 PROBUSINESS SERVICES INC DE X X 06/23/03 PROTEIN DESIGN LABS INC/DE DE X X 06/23/03 PYR ENERGY CORP DE X X 06/20/03 QUEST RESOURCE CORP NV X X 06/06/03 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 06/23/03 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 06/23/03 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 06/23/03 RESIDENTIAL ASSET SECURITIES CORP DE X X 06/23/03 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X 06/23/03 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X X 06/23/03 RIBAPHARM INC X X 06/20/03 ROANOKE ELECTRIC STEEL CORP VA X 06/23/03 ROUNDYS INC WI X X 06/07/03 SAKS CREDIT CARD MASTER TRUST NV X 06/16/03 SE GLOBAL EQUITIES CORP MN X 06/20/03 SHIRE PHARMACEUTICALS GROUP PLC X X 06/23/03 SLI INC OK X X 06/23/03 SOURCINGLINK NET INC DE X X 06/23/03 STILLWATER MINING CO /DE/ DE X X 06/23/03 STOCKERYALE INC MA X 06/23/03 STURM RUGER & CO INC DE X X 06/20/03 SUFFOLK BANCORP NY X X 06/23/03 SUPERIORCLEAN INC X X X 06/20/03 TARGETED GENETICS CORP /WA/ WA X X 06/17/03 TENET HEALTHCARE CORP NV X 06/23/03 TENNECO AUTOMOTIVE INC DE X X 06/20/03 TENNECO AUTOMOTIVE INC DE X X 06/20/03 AMEND TIER TECHNOLOGIES INC CA X 06/23/03 TOUCH AMERICA HOLDINGS INC DE X 06/23/03 TRANS WORLD CORP NV X X 06/20/03 TRANSDIGM INC DE X X 06/23/03 UNITED FIRE & CASUALTY CO IA X 06/23/03 UNITED PARK CITY MINES CO DE X X 06/20/03 UNITED SECURITY BANCSHARES INC DE X X 06/30/03 VALESC INC DE X X 06/18/03 VIGNETTE CORP DE X X 06/23/03 VISUAL DATA CORP FL X 06/20/03 WACHOVIA ASSET SECURITIZATION INC NC X 06/20/03 WATERFORD GAMING LLC DE X 06/20/03 WEB PRESS CORP WA X 06/23/03 WELLS FARGO ASSET SECURITIES CORP DE X X 06/23/03 XCEL ENERGY INC MN X X 06/19/03 ZONES INC WA X 06/23/03