SEC NEWS DIGEST Issue 2003-40 March 3, 2003 COMMISSION ANNOUNCEMENTS PUBLIC APPEARANCES OF SENIOR COMMISSION OFFICIALS - MARCH 2003 The following is a schedule for March 2003 of the public appearances of SEC officials, including the Chairman, Commissioners, and senior staff members. For additional information on events hosted by groups other than the Commission, please call the contact numbers listed. As events are subject to change, please confirm them with the SEC's Office of Public Affairs or the sponsoring organizations. When: Tuesday, March 4 Who: Annette Nazareth What: Institute of International Bankers Annual Conference Where: Washington, D.C. Contact: Lawrence Uhlick, (212) 421-1611 When: Monday, March 10, 2003 Who: Commissioner Paul S. Atkins What: Luncheon Speech Where CATO Institute 1000 Massachusetts Avenue Washington, D.C. Contact: L. Jacobo Rodriguez (202) 842-0200 When: Thursday, March 13 Who: Stephen M. Cutler What: Georgetown University Law Center's Continuing Legal Education, American Corporate Counsel Assn, and American Society of Corporate Secretaries' 7th Annual Corporate Counsel Institute Where: Georgetown University Law Center, Moot Courtroom, Washington, D.C. Contact: Margaret Wheat (202) 662-9892 When: Tuesday, March 25, 2003 Who: Commissioner Paul S. Atkins What: Keynote Speech Where International Financial Law Review's Fourth Annual Awards Dinner Dorchester, Hotel London Contact: Rob Mannix 44-20-7779-8339 When: Thursday, March 27, 2003 Who: Commissioner Paul S. Atkins What: Moderating Panel on SEC Issues Where Annual Spring Meeting Council of Institutional Investors Mayflower Hotel, Washington, D.C. Contact: Ann Yerger (202) 822-0800 ENFORCEMENT PROCEEDINGS SEC CHARGES OIL AND GAS COMPANY AND ITS PRESIDENT WITH FRAUD, AND OFFERING AND SELLING UNREGISTERED SECURITIES On February 19, 2003, the Commission filed a civil action against La Mesa Geoscience, Inc., La Mesa Partners, L.C. and La Mesa Group, L.P. (collectively La Mesa) and the president of all three entities, Kenneth Hooper. In its Complaint, the Commission alleged that Hooper and La Mesa engaged in fraud in connection with the unregistered offering of securities, and that Hooper engaged in unregistered brokerage activities. Simultaneously with the filing of its action, the Commission announced that Hooper and La Mesa, without admitting or denying the Commission's charges, consented to the entry of a permanent injunction enjoining them from further violating the securities laws and that Hooper agreed to pay a $40,000 civil penalty. According to the Commission's Complaint, La Mesa and Hooper committed fraud by failing to disclose material risks associated with the La Mesa securities, and by making materially misleading and false statements concerning La Mesa's financial condition and future business prospects. The Complaint alleges that the defendants violated Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 promulgated thereunder. The Complaint also alleges that Hooper violated Section 15(a) of the Exchange Act through his unregistered brokerage activities. Hooper has simultaneously submitted an offer of settlement in which he consents to the entry of an administrative order by the Commission, barring him from association with any broker or dealer with the right to reapply for association in two years. Jason LeDay, a vice-president at La Mesa, has consented to the Commission's entry of an order that he cease and desist from violating the securities registration and broker- dealer registration provisions of the federal securities laws, suspending him from association with any broker or dealer for a period of 12 months, and requiring him to pay a $10,000 civil penalty. [SEC v. La Mesa Geoscience, Inc., et al., Defendants, Civil Action No. 3-03-CV- 0360-H, USDC, NDTX] (LR-17990). COMMISSION SUSPENDS ACCOUNTANT JEFFREY KALINA On February 28, 2003, the Commission suspended certified public accountant Jeffrey M. Kalina (Kalina) from appearing or practicing before the Commission as an accountant because he has been enjoined for securities fraud. Kalina consented to the entry of the Commission's Order Instituting Public Administrative Proceedings Pursuant to Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions (Order) without admitting or denying its findings. In the Order, the Commission found that from February through December 2001, Kalina was the Senior Manager of Mergers and Acquisitions Transactions of Homestore, Inc. (Homestore) of Westlake Village, California. The Commission previously sued Kalina in the United States District Court for the Central District of California (Court) for securities fraud. The Commission's complaint alleged that Kalina participated in a scheme to overstate Homestore's revenue in its quarterly reports filed with the Commission on Forms 10-Q for the first three quarters of 2001. The complaint also alleged that Kalina assisted in concealing information from Homestore's auditors. The Order found that on February 18, 2003, the Court entered a Final Judgment of Permanent Injunction and Other Relief Against Defendant Jeffrey M. Kalina which permanently enjoins Kalina from future violations of Section 17(a) of the Securities Act of 1933 and Sections 10(b) and 13(b)(5) of the Securities Exchange Act of 1934 and Rules 10b-5, 13b2-1, and 13b2-2 thereunder and aiding and abetting violations of Sections 13(a) and 13(b)(2)(A) of the Exchange Act and Rules 12b-20 and 13a-13 thereunder. The Commission suspended Kalina pursuant to Rule 102(e)(3) of the Commission's Rules of Practice, 17 C.F.R. Section 201.102(e)(3). (Rel. 34-47427; File No. 3-11052) JUDGMENT OF PERMANENT INJUNCTION AND ORDER IMPOSING A PENNY STOCK BAR ENTERED AGAINST DEFENDANT INVOLVED IN A PUMP AND DUMP SCHEME The Commission announced that the Honorable Daniel T. K. Hurley, United States District Judge for the Southern District of Florida, entered a Judgment of Permanent Injunction and Other Relief (Judgment) against Norman Piatti (Piatti) on October 4, 2002. The Judgment, entered by Piatti's consent without admitting or denying the allegations of the SEC's Complaint, enjoins him from violating Sections 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5 thereunder. The Judgment further provided for the imposition of a civil money penalty in an amount to be determined by the Court upon the SEC's motion. On February 15, 2003, the Court entered, with Piatti's consent, an Order Concerning Civil Penalty and Imposing a Penny Stock Bar Against Piatti. The Court did not order Piatti to pay a civil money penalty based on his financial inability to pay. The Court did prohibit Piatti from participating in the offer or sale of a penny stock. The SEC filed this action on August 15, 2002, against Piatti and two other defendants, alleging that they engaged in a scheme to pump-and- dump Lifekeepers International, Inc.'s (Lifekeepers) common stock. The Complaint alleged that the Defendants attempted to inflate artificially the price of Lifekeepers' stock by issuing press releases and other public documents that contained materially false and misleading information concerning, among other things, Lifekeepers' operations and expected financial results. [SEC v. Jeffrey R. Senger, Brad M. Nirenberg and Norman F. Piatti, Case No. 02-80766-CIV-HURLEY/LYNCH, S.D. Fla.] (LR-18006) FINAL JUDGMENT SETTING CIVIL MONEY PENALTY ENTERED AGAINST STUART SLONIN The Securities and Exchange Commission (SEC) announced that on February 20, 2003, the Honorable Paul Huck, United States District Judge for the Southern District of Florida, entered a Final Judgment Setting Civil Money Penalty (Final Judgment) Against Stuart A. Slonin. The Final Judgment was entered following a hearing conducted on February 14, 2003, to resolve the civil money penalty issue. The Court ordered Slonin to pay a civil penalty in the amount of $45,000. On July 9, 2002, the SEC filed its Complaint alleging that from at least July 2000 through October 2001, Slonin and The Strategies Group, Inc. (TSG) offered "prime bank instruments" to attendees at insurance seminars that Slonin conducted. The SEC alleged that Slonin misrepresented that the investments were risk free and provided returns of 15-50%. The Complaint further alleged that the investments did not exist. The SEC's Complaint charged Slonin and TSG with violating Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5 thereunder. On November 9, 2002, the Court entered Judgments of Permanent Injunction and Other Relief against Slonin and TSG. The Judgments, entered by their consent without admitting or denying the allegations of the SEC's Complaint, enjoined Slonin and TSG from violations of Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5 thereunder. In addition to enjoining Slonin and TSG, the Judgments also provided for the imposition of a civil money penalty, in amounts to be determined by the Court upon the SEC's motion. On February 11, 2003, the SEC filed a Notice of Voluntary Dismissal with Prejudice of its Outstanding Penalty Claim Against TSG. [SEC v. Stuart A. Slonin and The Strategies Group, Inc., Case No. 02-60932-CIV- HUCK/Turnoff, S.D. Fla.] (LR-18007) COURT ENTERS FINAL JUDGMENT AGAINST TRENDSGROUP INTERNATIONAL, INC. IN SPECIALIZED MOBILE RADIO FRAUD The Commission announced that on February 28, 2003, the Honorable Colleen Kollar-Kotelly, United States District Court Judge for the District of Columbia, entered a Final Judgment of Permanent Injunction and Other Relief as to TrendsGroup International, Inc. in the matter of SEC v. Internet Telecommunications Albany System SMR, et al. The final judgment ordered TrendsGroup to pay $164,660 in disgorgement, $116,371 in prejudgment interest and a $164,660 penalty. The Court found that the disgorgement amount represented the amount of investor funds received by TrendsGroup as a result of its unlawful conduct. The Court enjoined TrendsGroup from violating the antifraud provisions of Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, the securities registration provisions of Sections 5(a) and (c) of the Securities Act, and the broker-dealer registration provisions of Section 15(a) of the Exchange Act. TrendsGroup, without admitting or denying the allegations against it contained in the Commission's complaint, consented to the entry of the Final Judgment. According to the complaint, which was filed on March 2, 1999, TrendsGroup, and other co-defendants violated various registration and antifraud provisions of the federal securities laws in connection with the unregistered nationwide sales of securities issued by three general partnerships organized to develop specialized mobile radio systems (i.e., paging systems) in Albany, New York, Reno, Nevada and Anchorage, Alaska. The complaint further alleged that TrendsGroup functioned as a broker by selling the securities, although it were not registered as a broker as required by applicable securities laws. The complaint also alleged that TrendsGroup used high pressure, "boiler room" sales tactics in marketing the partnership units and had materially misrepresented the nature of the paging systems operation, their projected costs of development, and the projected returns, both in telephone conversations with potential investors and in documents sent to potential and actual investors. See also LR-16073 (March 2,1999), LR- 16592 (June 15, 2000), LR-16660 (August 21, 2000), LR-16666 (August 29, 2000), and LR-16989 (May 7, 2001). [SEC v. Internet Telecommunications Albany System SMR, et al., Civil Action No. 1:99CV00539, CKK, D.D.C.] (LR-18009) HOLDING COMPANY ACT RELEASES AMEREN CORP. ET AL. An order has been issued authorizing various financial transactions proposed by Ameren Corp. (Ameren), a registered holding company; certain of its direct and indirect subsidiaries, including, among others: Union Electric Company, d/b/a AmerenUE, and Ameren Services Company, Central Illinois Public Service Company d/b/a AmerenCIPS, CIPSCO Investment Company; CILCORP Inc. (CILCORP), an exempt holding company; and direct and indirect subsidiaries of CILCORP, among others: Central Illinois Light Company (CILCO), an electric and gas utility company, Central Illinois Generation, Inc., an "exempt wholesale generator" formed by CILCO to acquire substantially all of CILCO's generating assets. (Rel. 35-27655) SELF-REGULATORY ORGANIZATIONS DELISTINGS An order has been issued granting the application of the Pacific Exchange to strike from listing and registration the Common Stock, $1.00 par value, of Kmart Corporation, effective at the opening of business on March 3. (Rel. 34-47422) An order has been issued granting the application of the American Stock Exchange to strike from listing and registration the Common Stock, $1.00 par value, and 7 ¬ % Cumulative Convertible Preferred Stock of Metromedia International Group, Inc. effective at the opening of business on March 3. (Rel. 34-47423) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 MOODYS CORP /DE/, 99 CHURCH STREET, NEW YORK, NY, 10007, 2125530300 - 6,000,000 ($252,180,000.00) Equity, (File 333-103496 - Feb. 28) (BR. 02) S-8 QUALCOMM INC/DE, 5775 MOREHOUSE DR, SAN DIEGO, CA, 92121, 8585871121 - 4,609,831 ($152,838,708.34) Equity, (File 333-103497 - Feb. 28) (BR. 37) S-3 PAN PACIFIC RETAIL PROPERTIES INC, 1631-B S MELROSE DR, VISTA, CA, 92083, 7607271002 - 288,524 ($10,805,224.00) Equity, (File 333-103498 - Feb. 28) (BR. 08) S-11 AMERICAN FINANCIAL REALTY TRUST, 1725 THE FAIRWAY, JENKINTOWN, PA, 19046, 215-887-2280 - 0 ($600,000,000.00) Equity, (File 333-103499 - Feb. 28) (BR. ) S-8 SCIENTIFIC INDUSTRIES INC, 70 ORVILLE DR, AIRPORT INTERNATIONAL PLZ, BOHEMIA, NY, 11716, 5165674700 - 261,000 ($352,350.00) Equity, (File 333-103501 - Feb. 28) (BR. 36) S-3 EDUCATION CAPITAL I LLC, 2,000,000,000 ($2,000,000,000.00) Asset-Backed Securities, (File 333-103502 - Feb. 28) (BR. ) S-1 ICON INCOME FUND TEN LLC, 100 FIFTH AVE, 10TH FLOOR, NEW YORK, NY, 10011, 2124184700 - 150,000 ($150,000,000.00) Other, (File 333-103503 - Feb. 28) (BR. ) S-3 AIG SUNAMERICA LIFE ASSURANCE CO, 1 SUNAMERICA CENTER, C/O LUCIA WILLIAMS, LOS ANGELES, CA, 90067-6022, 3107726000 - 150,000,000 ($150,000,000.00) Other, (File 333-103504 - Feb. 28) (BR. 20) S-3D WESTBANK CORP, 225 PARK AVE, PO BOX 149, WEST SPRINGFIELD, MA, 01090-0149, 4137471400 - 0 ($6,815,000.00) Equity, (File 333-103505 - Feb. 28) (BR. 07) SB-2 US SINO GATEWAY INC, 1215 WEST IMPERIAL HIGHWAY, SUITE 222, BREA, CA, 92021, 7,000,033 ($2,350,000.63) Equity, (File 333-103506 - Feb. 28) (BR. ) S-8 EMERGENCY FILTRATION PRODUCTS INC/ NV, 175 CASSIA WAY, STE A115, HENDERSON, NV, 89014, 7025585164 - 636,000 ($139,920.00) Other, (File 333-103507 - Feb. 28) (BR. 37) F-6 GEMPLUS INTERNATIONAL SA, AEROGOLF CENTER 1 HOHENHOF, SENNINGERBERG 011-352-2634-6100, GRAND DUCHY OF LUXEM, N4, L-2633, 100,000,000 ($5,000,000.00) ADRs/ADSs, (File 333-103508 - Feb. 28) (BR. 37) S-8 CINCINNATI FINANCIAL CORP, 6200 S GILMORE RD, FAIRFIELD, OH, 45014, 5138702000 - 100,000 ($3,508,500.00) Equity, (File 333-103509 - Feb. 28) (BR. 01) S-8 AMERICAN HEALTHWAYS INC, 3841 GREEN HILLS VILLAGE DRIVE, NASHVILLE, TN, 37215, 6156651122 - 0 ($17,520,289.00) Equity, (File 333-103510- Feb. 28) (BR. 01) S-8 CINCINNATI FINANCIAL CORP, 6200 S GILMORE RD, FAIRFIELD, OH, 45014, 5138702000 - 6,000,000 ($211,316,414.25) Equity, (File 333-103511 - Feb. 28) (BR. 01) S-8 SIGMA DESIGNS INC, 1221 CALIFORNIA CIRCLE, MILPITAS, CA, 95035, 4082629003 - 982,683 ($2,358,439.18) Equity, (File 333-103513 - Feb. 28) (BR. 03) S-3 DUKE ENERGY CORP, 526 SOUTH CHURCH STREET, CHARLOTTE, NC, 28202, 7045940887 - 0 ($1,360,075,000.00) Other, (File 333-103515 - Feb. 28) (BR. 02) S-8 ARAMARK CORP/DE, ARAMARK TOWER, 1101 MARKET STREET, PHILADELPHIA, PA, 19107, 2152383000 - 0 ($252,753,850.00) Equity, (File 333-103517- Feb. 28) (BR. 05) S-8 DOW CHEMICAL CO /DE/, 2030 DOW CENTER, MIDLAND, MI, 48674-2030, 5176361000 - 25,000,000 ($688,875,000.00) Equity, (File 333-103518 - Feb. 28) (BR. 02) S-8 DOW CHEMICAL CO /DE/, 2030 DOW CENTER, MIDLAND, MI, 48674-2030, 5176361000 - 100,000,000 ($100,000,000.00) Other, (File 333-103519 - Feb. 28) (BR. 02) S-8 OGLEBAY NORTON CO /OHIO/, 1100 SUPERIOR AVENUE, CLEVELAND, OH, 44114, 2168613300 - 25,000 ($159,000.00) Equity, (File 333-103525 - Feb. 28) (BR. 04) S-8 LEGATO SYSTEMS INC, 3210 PORTER DR, PALO ALTO, CA, 94304, 4158126000 - 5,688,475 ($33,903,311.00) Equity, (File 333-103526 - Feb. 28) (BR. 03) S-8 HEADWATERS INC, 10653 SOUTH RIVERFRONT PARKWAY, SUITE 300, SOUTH JORDAN, UT, 84095, 801-984-9400 - 850,000 ($12,078,500.00) Equity, (File 333-103527 - Feb. 28) (BR. 04) S-8 SINCLAIR BROADCAST GROUP INC, 2000 WEST 41ST ST, BALTIMORE, MD, 21211, 4104675005 - 0 ($6,856,000.00) Equity, (File 333-103528 - Feb. 28) (BR. 37) S-8 AMERICAN WATER STAR INC, 4560 S. DECATUR, SUITE 204, LAS VEGAS, NV, 89103, 800-439-7375 - 5,000,000 ($1,100,000.00) Equity, (File 333-103529 - Feb. 28) (BR. 08) S-3 GENERAL MOTORS CORP, 300 RENAISSANCE CTR, MAIL CODE: 482-C34-D71, DETROIT, MI, 48265-3000, 3135565000 - 10,000,000,000 ($10,000,000,000.00) Equity, (File 333-103530 - Feb. 28) (BR. 05) S-2 UNIFIED WESTERN GROCERS INC, 5200 SHEILA STREET, COMMERCE, CA, 90040, 3232645200 - 4,000,000 ($4,000,000.00) Other, (File 333-103535 - Feb. 28) (BR. 04) N-2 GARTMORE MARKET NEUTRAL FUND LLC, 1200 RIVER ROAD, CONSHOHOCKEN, PA, 19428, 4845301300 - 10,000,000 ($100,000,000.00) Equity, (File 333-103536 - Feb. 28) (BR. ) S-8 US WEST HOMES INC, 410 BROADWAY, 2ND FLOOR, LAGUNA BEACH, CA, 92651, 9493768575 - 21,766,267 ($565,923.00) Equity, (File 333-103537 - Feb. 28) (BR. 08) S-8 CORPORATE EXECUTIVE BOARD CO, 2000 PENNSYLVANIA AVE NW, WASHINGTON, DC, 20006, 2026725600 - 0 ($244,477,000.00) Equity, (File 333-103538- Feb. 28) (BR. 08) S-3 PAREXEL INTERNATIONAL CORP, 195 WEST ST, WALTHAM, MA, 02151, 7814879900 - 0 ($3,480,949.00) Equity, (File 333-103539 - Feb. 28) (BR. 01) S-8 TELEPHONE & DATA SYSTEMS INC /DE/, 30 NORTH LASALLE STREET, 8401 GREENWAY BLVD, CHICAGO, IL, 60602, 3126301900 - 250,000 ($10,025,000.00) Equity, (File 333-103540 - Feb. 28) (BR. 37) S-8 TELEPHONE & DATA SYSTEMS INC /DE/, 30 NORTH LASALLE STREET, 8401 GREENWAY BLVD, CHICAGO, IL, 60602, 3126301900 - 50,000 ($2,005,000.00) Equity, (File 333-103541 - Feb. 28) (BR. 37) S-3 INDEPENDENT BANK CORP /MI/, 230 W MAIN ST, PO BOX 491, IONIA, MI, 48846, 6165279450 - 0 ($50,600,000.00) Non-Convertible Debt, (File 333-103542 - Feb. 28) (BR. 07) S-8 UNITED STATES CELLULAR CORP, 8410 W BRYN MAWR AVE, STE 700, CHICAGO, IL, 60631, 7733998900 - 160,000 ($3,835,200.00) Equity, (File 333-103543 - Feb. 28) (BR. 37) S-4 EL PASO ENERGY PARTNERS LP, EL PASO BLDG, 1001 LOUISIANA ST, HOUSTON, TX, 77002, 7134202600 - 0 ($200,000,000.00) Other, (File 333-103544 - Feb. 28) (BR. 04) S-3 SLM FUNDING LLC, 11600 SALLIE MAE DRIVE, 1ST FLOOR, RESTON, VA, 20193, 703-810-3000 - 0 ($1,000,000.00) Other, (File 333-103545 - Feb. 28) (BR. 05) SB-2 RAKO CAPITAL CORP, 56 W. 400 S. SUITE 220, SALT LAKE CITY, UT, 84101, 8013223401 - 0 ($10,206,530.00) Equity, (File 333-103546 - Feb. 28) (BR. 09) F-3 NAM TAI ELECTRONICS INC, 15TH FLOOR, CHINA MERCHANTS TOWER, SHUN TAK CENTRE, 168-200 CONNAUGHT ROAD, HONG KONG, A1, 00000, 85223410273 - 3,450,000 ($89,872,500.00) Equity, (File 333-103547 - Feb. 28) (BR. 03) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ ACACIA RESEARCH CORP DE X X 02/25/03 ACCESS ANYTIME BANCORP INC DE X 02/27/03 ADELPHIA COMMUNICATIONS CORP DE X 02/25/03 AES CORPORATION DE X 02/28/03 AKID CORP CO X X 02/21/03 ALLEN ORGAN CO PA X 02/28/03 ALLIANCE BANCSHARES CALIFORNIA CA X X 02/28/03 ALLIANCE FIBER OPTIC PRODUCTS INC CA X 02/28/03 AMBAC FINANCIAL GROUP INC DE X X 02/28/03 AMDL INC DE X X 02/27/03 AMERICAN BUILDING CONTROL INC DE X 02/28/03 AMERICAN CONSOLIDATED MANAGEMENT GROU UT X 01/16/03 AMERICAN ECOLOGY CORP DE X 02/26/03 AMERICAN LAWYER MEDIA HOLDINGS INC DE X X 02/27/03 AMERICAN LAWYER MEDIA INC DE X X 02/27/03 AMERICAN MORTGAGE ACCEPTANCE CO MA X X 02/28/03 AMERICAN SEAFOODS GROUP LLC DE X X 12/16/02 AMEND ANTEX BIOLOGICS INC DE X X 02/27/03 AP PHARMA INC /DE/ DE X 02/13/03 APPLEBEES INTERNATIONAL INC DE X 02/28/03 APPROVED FINANCIAL CORP VA X 02/20/03 ARCADIA RECEIVABLES FINANCE CORP DE X 02/18/03 ARCADIA RECEIVABLES FINANCE CORP DE X 02/18/03 ARCADIA RECEIVABLES FINANCE CORP DE X 02/18/03 ARCADIA RECEIVABLES FINANCE CORP DE X 02/18/03 ARCADIA RECEIVABLES FINANCE CORP DE X 02/18/03 ARCADIA RECEIVABLES FINANCE CORP DE X 02/18/03 ARCADIA RECEIVABLES FINANCE CORP DE X 02/18/03 ARCADIA RECEIVABLES FINANCE CORP DE X 02/18/03 ARISTOTLE CORP DE X X 02/28/03 ARIZONA PUBLIC SERVICE CO AZ X 02/27/03 ASBURY AUTOMOTIVE GROUP INC DE X X 02/27/03 ASTHMA DISEASE MANAGEMENT INC DE X 02/19/03 ATLAS AIR INC DE X X 02/27/03 ATLAS AIR WORLDWIDE HOLDINGS INC DE X X 02/27/03 AUGUST TECHNOLOGY CORP MN X X 02/26/03 AVNET INC NY X X 02/27/03 BANCFIRST CORP /OK/ OK X 02/28/03 BCSB BANKCORP INC X X 02/12/03 AMEND BIOTRANSPLANT INC DE X X 02/27/03 BRANDYWINE REALTY TRUST MD X 02/27/03 BROADWING COMMUNICATIONS INC CA X 02/28/03 BROADWING INC OH X 02/28/03 CALIFORNIA COASTAL COMMUNITIES INC DE X 02/27/03 CAREY W P & CO LLC DE X 02/26/03 CARRAMERICA REALTY CORP MD X 02/28/03 CBRL GROUP INC TN X X 02/28/03 CELLEGY PHARMACEUTICALS INC CA X 02/27/03 CHESAPEAKE ENERGY CORP OK X 02/28/03 CHESAPEAKE ENERGY CORP OK X 02/28/03 CHESAPEAKE ENERGY CORP OK X 02/28/03 CHITTENDEN CORP /VT/ VT X 02/28/03 CHITTENDEN CORP /VT/ VT X 02/28/03 CHROMAVISION MEDICAL SYSTEMS INC DE X X 02/26/03 CIT GROUP INC DE X X 02/18/03 CITGO PETROLEUM CORP DE X X 02/28/03 CITIZENS & NORTHERN CORP PA X X 02/27/03 CITIZENS BANCSHARES CORP /GA/ GA X X 02/28/03 COLUMBIA BANKING SYSTEM INC WA X X 02/26/03 COMMERCIAL MORTGAGE PASS THROUGH CERT DE X X 02/17/03 COMPUTERXPRESS COM INC X X 02/16/03 COMPUTERXPRESS COM INC X X 02/16/03 COMPX INTERNATIONAL INC DE X 02/27/03 CONCEPTUS INC DE X 02/26/03 CORIXA CORP DE X X 02/24/03 CREDIT SUISSE FIRST BOSTON MORT BACK DE X X 02/25/03 CREDIT SUISSE FIRST BOSTON MORT SEC C DE X X 02/25/03 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 02/28/03 CROWN JEWEL RESOURCES CORP DE X X 10/10/02 CSFB MORTGAGE ACCEPTANCE CORP MORT BA DE X X 02/25/03 CSFB MORTGAGE ACCEPTANCE CORP MORT PA DE X X 02/19/03 CSFB MORTGAGE BACK PASS THR CER SER 2 DE X X 02/25/03 CSFB MORTGAGE BACKED PASS THR CERTS DE X X 02/25/03 CSFB MORTGAGE SEC CORP HOME EQ MORT P DE X X 02/25/03 CURATIVE HEALTH SERVICES INC MN X 02/28/03 AMEND CWABS INC DE X X 02/28/03 CWMBS INC DE X X 02/28/03 CWMBS INC DE X X 02/28/03 CWMBS INC DE X X 02/28/03 CWMBS INC DE X 02/28/03 CWMBS INC DE X 02/28/03 CWMBS INC DE X 02/28/03 CWMBS INC DE X 02/28/03 CWMBS INC DE X 02/28/03 DAISYTEK INTERNATIONAL CORPORATION /D DE X X 02/27/03 DELTA MUTUAL INC X 02/28/03 DENDRITE INTERNATIONAL INC NJ X 02/28/03 DEUTSCHE FLOORPLAN RECEIVABLES L P DE X X 01/31/03 DEVELOPERS DIVERSIFIED REALTY CORP OH X X 02/20/03 DIGITAL LIGHTWAVE INC DE X 02/28/03 DOANE PET CARE CO DE X 02/28/03 DRUGMAX INC NV X X 02/05/03 AMEND EASTON TECHNOLOGIES CORP DE X X 02/27/03 EOG RESOURCES INC DE X 02/28/03 FAB INDUSTRIES INC DE X X 02/28/03 FIRST LITCHFIELD FINANCIAL CORP DE X 02/27/03 FIRST UNION COM MOR SEC INC COM MOR P NY X X 02/17/03 FIRST UNION COMM MORT TRUST COMM MOR NY X X 02/17/03 FIRST UNION COMM MORT TRUST COMM MOR NY X X 02/17/03 FIRST UNION COMM MORT TRUST COMM MOR NY X X 02/17/03 FIRST UNION COMM MORT TRUST COMM MOR NY X X 02/17/03 FIRST UNION COMMERCIAL MORTGAGE PASS NC X X 02/14/03 FIRST UNION NATIONAL BANK COM MORT PA NC X X 02/14/03 FIRSTFED FINANCIAL CORP DE X 01/31/03 FLIGHT SAFETY TECHNOLOGIES INC NV X 02/28/03 FREESTAR TECHNOLOGY CORP NV X 02/26/03 GAP INC DE X X 02/27/03 GAP INC DE X X 02/27/03 GENERAL MARITIME CORP/ X 02/28/03 GENERAL MOTORS CORP DE X 02/28/03 GENTEK INC DE X X 02/28/03 GEORGIA POWER CO GA X X 02/21/03 GOLDEN PHOENIX MINERALS INC /MN/ MN X X 02/25/03 GOODYS FAMILY CLOTHING INC /TN TN X 02/28/03 GS MORTGAGE SECURITIES CORP II DE X X 02/26/03 GTECH HOLDINGS CORP DE X 02/28/03 HEALTH CARE PROPERTY INVESTORS INC MD X X 02/25/03 HEALTHY PLANET PRODUCTS INC DE X 02/24/03 HEMAGEN DIAGNOSTICS INC DE X X 02/27/03 HIRSCH INTERNATIONAL CORP NY X X 02/20/03 HOME PRODUCTS INTERNATIONAL INC 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