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Information for Municipal Markets
The Office of Municipal Securities, which is located in the Division of Trading and Markets, coordinates the SEC's municipal securities activities, advises the Commission on policy matters relating to the municipal bond market and provides technical assistance in the development and implementation of major SEC initiatives in the municipal securities area. In addition, the Office assists the division of Enforcement and other Offices and divisions on a wide array municipal securities matters. The Office works closely with the municipal securities industry to educate state and local officials and conduit borrowers about risk management issues and foster a thorough understanding of the Commission's policies. In addition, it reviews and processes rule filings of the Municipal Securities Rulemaking Board and acts as the Commission's liaison with the MSRB, FINRA and a variety of industry groups on municipal securities issues.
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Current Events
Cases and Materials
Other Information
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Continuing Disclosure Filings
and Rule 15c2-121
Archives, Historical Information and Speeches
- Remarks to the 2008 Bond Attorney’s Workshop of the National Association of Bond Lawyers — Speech by Erik R. Sirri, Chicago, Illinois (Sep. 17, 2008)
- "Perspectives on Public Transparency" — Speech by Martha Mahan Haines at the Second Internal Control & Fraud Conference of the Association of Governmental Accountants, Atlanta, Georgia (Sep. 11, 2007)
- Comments to the Tenth Annual Conference of Women in Public Finance, Chicago, Illinois, by Martha Mahan Haines, Chief, Office of Municipal Securities (Sep. 29, 2006)
- Press Release on Violative Practices in the Auction Rate Securities Market (May 31, 2006)
- Open Letter to the Municipal Securities Industry (Oct. 22, 2001)
- 2001 Municipal Market Roundtable Proceedings
- 2000 Municipal Market Roundtable Proceedings (PDF version)
- 1999 Municipal Market Roundtable Proceedings
- Staff Report on the Municipal Securities Market (September 1993)
- SEC Staff Report on Transactions in Securities of the City of New York (August 1977)
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1The SEC does not endorse any particular product for complying with Rule 15c2-12.
http://www.sec.gov/info/municipal.shtml
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