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![](https://webarchive.library.unt.edu/web/20090507182730im_/http://www.sec.gov/images/pixel.gif) |
SEC Policy StatementsFrom time to time, the Commission issues a "policy statement" to clarify its position on a particular matter. Below are brief descriptions of and links to recent "policy statements."
Release No. |
Date |
Details |
34-55043 |
Jan. 5, 2007 |
Interagency Statement on Sound Practices Concerning Elevated Risk Complex Structured Finance Activities
File No.: S7-08-06
Effective Date: January 11, 2007 |
34-53773 |
May 9, 2006 |
Interagency Statement on Sound Practices Concerning Elevated Risk Complex Structured Finance Activities
See also: Federal Register Posting (May 16, 2006)
File No.: S7-08-06
Comments Due: June 15, 2006
Comments received are available for this proposal.
Click to submit comments on S7-08-06 |
34-53638 |
Apr. 12, 2006 |
Policy Statement Concerning Subpoenas to Members of the News Media
Effective Date: April 12, 2006 |
34-49873 |
Jun. 16, 2004 |
Interagency Statement on Sound Practices Concerning Complex Structured Finance Activities; Extension of Comment Period
File No.: S7-22-04
Comments Due: July 19, 2004
Comments received are available for this proposal.
Click to submit comments on S7-22-04
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34-49695 |
May 13, 2004 |
Interagency Statement on Sound Practices Concerning Complex Structured Finance Activities
File No.: S7-22-04
Comments Due: See release 34-49873
Comments received are available for this proposal.
Click to submit comments on S7-22-04
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34-48545 |
Sep. 25, 2003 |
Business Continuity Planning for Trading Markets
File No.: S7-17-03
Effective Date: October 1, 2003
Comments Due: October 31, 2003
Comments received electronically are available for this proposal. |
33-8221 |
Apr. 25, 2003 |
Commission Statement of Policy Reaffirming the Status of the FASB as a Designated Private-Sector Standard Setter
Release No.: 34-47743 |
33-7993 |
Jul. 17, 2001 |
Commission Policy Statement on the Establishment and Improvement of Standards Related to Auditor Independence
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33-7568 |
Aug. 27, 1998 |
Commission Statement of Policy on Regulatory Moratorium to Facilitate the Year 2000 Conversion
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34-40306 |
Aug. 5, 1998 |
Final Statement of Policy: Alternative Dispute Resolution Policy
Effective Date: date of publication in Federal Register |
33-7507 |
Feb. 18, 1998 |
Commission Statement of Policy on the Establishment and Improvement of Standards Related to Auditor Independence
Effective Date: 30 days after publication in Federal Register |
33-7382 |
Jan. 22, 1997 |
Policy Statement: Designation of Small Business Compliance Guides
Effective Date: date published in Federal Register |
34-29185 |
May 9, 1991 |
Policy Statement: Automated Systems of Self-Regulatory Organizations (II)
Effective Date: May 9, 1991
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34-27445 |
Nov. 16, 1989 |
Policy Statement: Automated Systems of Self-Regulatory Organizations
Effective Date: November 16, 1989 |
http://www.sec.gov/rules/policy.shtml
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